Assistant Branch Manager & Compliance Officer Jobs in United Kingdom | Glassdoor
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Assistant Branch Manager & Compliance Officer Jobs in United Kingdom

35 Jobs

  • 4.4
    Lookers plc – Belfast, Northern Ireland
    12 days ago 12d
    Compliance Monitoring Officer, Charles Hurst Head Office Belfast About the role · Where complaints relate to an FCA-regulated… products. · Undertake monitoring of Lookers branches in accordance with the Compliance Monitoring Program, ensuring that all findings…
  • 5.0
    Wisdom Recruitment – Leatherhead, England
    NEW
    with support of Resourcer) Liaising with ComplianceOfficer to manage staff compliance Ensuring maximum staffing fill rates… Consultants , Senior Recruitment Consultants , BranchManagers , Team Leaders , Senior Managers , Managing Consultants , Principle Consultants…
  • AMR Group – United Kingdom
    9 days ago 9d
    out on site audits of partner agents branch locations and manage and update online compliance resource to help keep our partner network… Person – ComplianceOfficer This is an interesting and challenging role that would suit a confident Compliance professional…
  • Raymond James Investment Services Ltd – City of London, England
    NEW
    support and assistance within the Compliance team when required Other duties as assigned ComplianceOfficer - Specialist… Job Title: COMPLIANCEOFFICER Department: COMPLIANCE & LEGAL Directly Responsible To: COMPLIANCEOFFICER & DEPUTY MLRO…
  • 3.4
    BNP Paribas – London, England
    25 days ago 25d
    Investigations and the Compliance Training Manager in training initiatives for relevant areas of the BNPP CIB UK London Branch. Contribute… Corporate Finance metiers in CIB London Branch with regard to Financial Security and Compliance Investigations related matters.…
  • 3.4
    Société Générale – London, England
    4 days ago 4d
    role of Compliance Risk Review Officer sits in the Risk Assessment, Monitoring and Testing team in SG London Branch’s Compliance… Responsibilities: The Compliance Risk Review Officer (“Reviewer”) has a direct reporting line to the Compliance Risk Manager. The Reviewer…
  • 3.4
    Citibank – Belfast, Northern Ireland
    NEW
    customers execution. •Building relationships around the EMEA branch network with legal counsels and implementation contacts and… at improving documentation requirements and flows with the branches. •Understand documentation requirements for the Securities…
  • 3.6
    Citi – Belfast, Northern Ireland
    NEW
    customers execution. •Building relationships around the EMEA branch network with legal counsels and implementation contacts and… at improving documentation requirements and flows with the branches. •Understand documentation requirements for the Securities…
  • Aberdein Considine – Glasgow, Scotland
    8 days ago 8d
    looking for a Lead ComplianceOfficer to assist the firm’s Compliance Partner with oversight and compliance of all aspects of the… Lead ComplianceOfficer Date Posted: 17/08/2017 Location: Aberdeen, Edinburgh or Glasgow Job Description Position…
  • 3.5
    Wells Fargo – London, England
    NEW
    Market Job Title/Designation Asset Managent Portfolio /Investment Guideline ComplianceOfficer Region EMEA Country United… independent testing; Assist in responding to requests from Risk, Audit, Compliance Testing and other parties. Assist in developing and…
  • 3.4
    Société Générale - UK – London, England
    11 days ago 11d
    Summary of the Key Purposes of the Role The ComplianceOfficer of the Control Room provides pro active support to the… requests of SG London Branch staff as required per the Personal Investment Policy in the UK, and support the Compliance Steering and Control…
  • 4.1
    Pulse – Birmingham, England
    NEW
    support workers supervisions and appraisals Assists with ensuring branchscompliance with relevant quality policies and procedures… Birmingham city centre branch. You will ideally be a Senior Support Worker, or an experienced Residential Deputy Manager, or a Housing…
  • 5.0
    Wisdom Recruitment – Bristol, England
    5 days ago 5d
    with support of Resourcer) Liaising with ComplianceOfficer to manage staff compliance Ensuring maximum staffing fill rates… Consultant , Senior Recruitment Consultant , BranchManager , Team Leader , Senior Manager , Managing Consultant , Principle Consultant…
  • 4.3
    Sellick Partnership – Chester, England
    21 days ago 21d
    available to all staff and branch officials. Undertake systematic Data Protection Act compliance audits in accordance with the… full GDPR compliance. Deliver structured training around GDPR to senior stakeholders. Manage Data Protection Compliance and advice…
  • Travail Employment Group – Knaresborough, England
    4 days ago 4d
    absence of the Chief Officer and Executive Directors. · To manage the effective use of time for the Chief officer and Executives by… organisational objectives. The Executive Assistant has a critical role in supporting the Chief Officer to deliver their objectives, to work…
  • 3.4
    Western Union – London, England
    5 days ago 5d
    00) process for UK and other European branches. Assisting the hedging managers and broader dealing team with the pre-delivery… the CHMs within agreed policy timeframes and assist internal control officer with associated reporting. Monitoring of…
  • 2.7
    Mears Group – Stoke-on-Trent, England
    30+ days ago 30d+
    trained and dedicated staff. The Recruitment Officer will report to the BranchManager and will be responsible for undertaking the… all the compliance standards required. Interviewing care workers within the branch office. Reporting in to the Branch Manager…
  • 3.0
    CitiMortgage – Belfast, Northern Ireland
    5 days ago 5d
    customer’s execution. •Building relationships around the EMEA branch network with legal counsels and implementation contacts and… at improving documentation requirements and flows with the branches. •Understand documentation requirements for the Securities…
  • 5.0
    Wisdom Recruitment Services Ltd – Bristol, England
    14 days ago 14d
    with support of Resourcer) Liaising with ComplianceOfficer to manage staff compliance Ensuring maximum staffing fill rates Ensuring… Consultant , Senior Recruitment Consultant , BranchManager , Team Leader , Senior Manager , Managing Consultant , Principle Consultant…
  • 5.0
    Wisdom Recruitment Services Ltd – Southampton, England
    28 days ago 28d
    with support of Resourcer) Liaising with ComplianceOfficer to manage staff compliance Ensuring maximum staffing fill rates Ensuring… Consultant , Senior Recruitment Consultant , BranchManager , Team Leader , Senior Manager , Managing Consultant , Principle Consultant…
  • 4.0
    RD Financial Recruitment – Bracknell, England
    28 days ago 28d
    risks for compliance. Promote the profile of VAT within the Group. The successful European VAT AssistantManager will have… Senior Accounting Officer legislation across the companies in the UK. The role is just not about compliance but is also very…
  • 3.4
    Citibank – London, England
    17 days ago 17d
    with branches to on board Citigold criteria clients and in partnership with Citigold Relationship Managers, actively manage wealth… sources, within the branch network, instilling a sense of teamwork and pro-activity with client referral •Assist and support the team…
  • 3.6
    Citi – London, England
    17 days ago 17d
    with branches to on board Citigold criteria clients and in partnership with Citigold Relationship Managers, actively manage wealth… sources, within the branch network, instilling a sense of teamwork and pro-activity with client referral •Assist and support the team…
  • 3.5
    Wells Fargo – London, England
    24 days ago 24d
    Project Support Officer to provide project management support to Data Centre relocation\migration programme and assist in planning… ID 19433BR Market Job Title/Designation Project Support Officer Region EMEA Country United Kingdom City London…
  • 3.4
    Silicon Valley Bank – London, England
    23 days ago 23d
    completion of action items o Manage the periodic FATCA and CRS compliance requirements alongside the branch relationship review programme… and tracking of the branch relationship review programme working very closely with Relationship and Compliance teams and collating…
  • 3.2
    Tiffany & Co. – London, England
    12 days ago 12d
    performance plans Manage performance of the branch officers, including completing and delivering security officer PMP, coaching and… complete security officer appraisals with input from branch management Continually partner with branch management to assess progress…
  • 3.4
    Société Générale – London, England
    17 days ago 17d
    respect of the fund are discharged in compliance with UK and EU regulations. The Controls Officer is also required to participate… Reporting to the Oversight & Controls Manager, TDS –UK, the Controls Officer is responsible for executing TDS desk top controls…
  • 3.4
    Silicon Valley Bank – City of London, England
    15 days ago 15d
    The Relationship Enablement Support Officer (KYC) plays a central role in assisting with the management of multiple client… Remedy etc. Manages completion of complex mandate supersede requirements. Manages the periodic FATCA and CRS compliance requirements…
  • 3.5
    Moody's – London, England
    18 days ago 18d
    Information Technology. Reporting up to Moody's Chief Information Officer, Infrastructure Services leads all aspects of the company's… 's global engineering, service management, network, branch office delivery, end user services and delivery of hosting, environment…
  • 3.0
    Spicerhaart – Colchester, England
    9 days ago 9d
    Facilities dept. and Health and Safety Officer to ensure Health and Safety compliance Dealing with landlord and/or neighbour… of everything you do. Estates Manager Reporting to the Head of Estates you will assist with all aspects of management of…
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