Assistant Compliance Officer Jobs in United Kingdom | Glassdoor
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Assistant Compliance Officer Jobs in United Kingdom

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  • 4.2
    eToro – London, England
    13 days ago 13d
    Role: Compliance Officer and Money Laundering Reporting Officer of eToro UK, to be registered with the FCA for controlled functions… Companys compliance with its regulatory obligations, and the actions taken to address any deficiencies, and to advise and assist the…
  • 3.1
    Grupo Santander – London, England
    13 days ago 13d
    above-and-beyond – every day. As a Compliance Surveillance Officer your main responsibilities will be Assisting with the daily monitoring… Compliance Surveillance Officer Job Title: Compliance Surveillance Officer Region: London Salary: - Date…
  • RecruitmentRevolution.com – Saint Ives, Cornwall, South West England, England
    7 days ago 7d
    for a Compliance Officer to join our Managed Services office based in St Ives on a 9 - 12 month fixed term contract to assist the… the Compliance team with tasks related to our Compliance certifications and accreditations. Compliance Officer Key Responsibilities…
  • Interserve plc Head Office – Oxford, England
    9 days ago 9d
    additional benefits. We are seeking a Crime Reduction and Compliance Officer to support coordination of projects and initiatives to… evidence via statement taking and CCTV. Interserve Security Officer training in respect of statement taking, counter terrorism…
  • 3.0
    Huntswood CTC Ltd – United Kingdom
    11 days ago 11d
    performed. - Supervision & development of the Compliance Financial Promotions Officer role that primarily undertakes the financial… require a Compliance Manager to assist the Senior Compliance Manager and to supervise the activities performed by the Compliance Financial…
  • 4.5
    HANOVER SEARCH GROUP LTD – London, England
    9 days ago 9d
    Representatives - Managing the Compliance support function To act as Money Laundering Reporting Officer for the Firm: - Ensure the… plays as required for existing advisers and assist the Operations Manager and T&C Officer with the induction of new advisers and training…
  • 3.1
    Clark James Ltd – United Kingdom
    19 days ago 19d
    new role is being created within their Compliance and HR function. The role will assist with the implementation and monitoring… The successful candidate MUST have some recent Insurance Compliance experience and be very familiar with the principles of TCF…
  • 3.5
    Credit Suisse – London, England
    18 days ago 18d
    Management and Compliance reporting Training Provide support to the Divisional heads of EMEA Compliance function to include… The Chief Compliance and Regulatory Affairs organization at Credit Suisse strives to become a dedicated, independent function…
  • 3.8
    Goldman Sachs – London, England
    4 days ago 4d
    Securities Division Compliance Team on EMEA initiatives and projects as a representative for Equities ComplianceAssisting with the interpretation… This is a role within the European Securities Division Compliance Team with a primary focus the Institutional Equity Sales and…
  • 3.8
    NewYork-Presbyterian/Queens – Newyork, Scotland
    1 days ago 15hr
    the System Hospital CEO and the Corporate Compliance Officer. Developing the Compliance and Privacy program for the system Hospital… maintenance of the Compliance and Privacy Program. With oversight by the Compliance and Privacy Officer, you will be responsible…
  • TFPL Ltd – London, England
    16 days ago 16d
    A leading law firm currently has a job vacancy for a Compliance Officer with a special focus on Anti Money Laundering. You will… will work within a team who provide broader Compliance services such as Client Matter Onboarding, Conflicts Checks, Information…
  • 3.1
    Adecco – York, England
    9 days ago 9d
    Quality & Compliance Officer York �35,000 - �40,000 An expanding local commercial property firm are expanding their… undertaken and raise any compliance issues. *Maintain extensive knowledge of current market conditions to assist with identifying opportunities…
  • 2.3
    Associated Foreign Exchange – London, England
    11 days ago 11d
    EMEA Compliance team, mainly based in London, is looking for an experienced Compliance Officer to join the AML Compliance function… Role The Compliance Officer and MLRO will be responsible for maintaining legal and regulatory compliance for AFEX’s payments…
  • Ecoplas – Selby, England
    25 days ago 25d
    candidate. You will be assisting the QC Manager on the following: - Checking product samples daily for compliance with both customers…
  • United Kingdom
    12 days ago 12d
    experienced Compliance Officer, working within the Lloyds Insurance Market? The Role As a Compliance Officer, you will be… regulatory and technical knowledge • Managing the Compliance Assistant • Contribute towards the development of a suite of…
  • 3.6
    JPMorgan Chase & Co – London, England
    17 days ago 17d
    Business Control Committees. Provision of compliance support for audit exam and Compliance requests within Investor Services. Regular… Regular Liaison with relevant stakeholders in Line of business Compliance, the business, risk management and legal functions. Provision…
  • 3.2
    Santander UK – London, England
    13 days ago 13d
    above-and-beyond – every day. As a Compliance Surveillance Officer your main responsibilities will be Assisting with the daily monitoring… Compliance Surveillance Officer Job Title: Compliance Surveillance Officer Region: London Salary: - Date…
  • Clarion Housing Group – London, England
    13 days ago 13d
    looking for a Compliance Officer to join the Governance and Compliance team in London Bridge. You will assist with ensuring… ensuring compliance with the current Data Protection Act (and related legislation) across the Clarion Housing Group, by providing advice…
  • 3.3
    Almac Group – Craigavon, Northern Ireland
    12 days ago 12d
    Job Summary: Quality Compliance Officer Hours: 40 hours per week Salary: Competitive Ref No: HRJOB3185 Business Unit:… team based in our global headquarters in Craigavon, you will assist in the day-to-day management of the Almac Sciences Quality Management…
  • Recruiterbase – London, England
    13 days ago 13d
    an experienced Compliance Officer, working within the Lloyds Insurance Market? The Role As a Compliance Officer, you will be developing… on regulatory and technical knowledge • Managing the Compliance Assistant • Contribute towards the development of a suite of Management…
  • 2.6
    Spicerhaart – Sheffield, England
    12 days ago 12d
    -Freedom to choose your own base location -You as the Compliance Officer at Just Mortgages Passionate people are everywhere at… promotional material -As and when required assist and support the Head of Compliance carryout her responsibilities -Compile organisational…
  • 3.0
    AllianceBernstein – United Kingdom
    12 days ago 12d
    business leaders and compliance staff in London and across the firm globally. To assist the Head of Compliance in delivering day… looking to strengthen the London compliance department with the hire of a senior compliance professional. The UK business includes…
  • 3.1
    Countrywide plc – Milton Keynes, England
    30+ days ago 30d+
    order to assist with the preparation of monthly, quarterly and ad hoc reports -Collating information relating to compliance activities… provides support to the rest of CEM in relation to complaints, compliance procedures, public liability and professional indemnity. Countrywide…
  • 3.8
    Goldman Sachs – London, England
    5 days ago 5d
    Job Summary & ResponsibilitiesThis is a trading floor based compliance function with the primary focus to provide real time support… floor, will work as part of the European Securities Division Compliance Team. The candidate will be required to work closely with…
  • 4.0
    ProTech Recruitment Ltd – Woodstock, England
    30+ days ago 30d+
    This is a great opportunity for an experienced Quality Compliance Officer to join a highly regarded medical technology business… world-class injectable devices. The successful Quality Compliance Officer will be to develop, control and monitor the change control…
  • threesixty selection – Manchester, England
    30+ days ago 30d+
    the Compliance Monitoring Officer is to carry out file reviews. Job Requirements: Reporting to the Head of Compliance. •… review assessment sheets and reports in line with the business Compliance File Review Consistency programme, whilst meeting the requirements…
  • Experts2Care – Epsom, England
    4 days ago 4d
    Main duties for Regional Care Compliance/Quality Officer: As Regional Care Compliance/Quality Officer you will report to and work… Regional Care Compliance/Quality Officer, Surrey based ideally Working across 20 homes based Surrey to South Midlands area…
  • Hales Group Homecare – Leeds, South East England, England
    EASY APPLY
    6 days ago 6d
    Quality & Compliance Officer you will be assisting with referrals from social workers and private clients, and assisting the Care… Quality & Compliance Officer in Leeds Hales Group are looking to recruit a Quality & Compliance Officer to join our Home…
  • SYK Recruitment – Abingdon, England
    2 days ago 2d
    work as Compliance Support Officer, providing support to their homes in Oxfordshire, Worcestershire and Surrey.As Compliance Support… Support Officer, duties will include: Working closely with and providing clinical support, advice and guidance to management teams…
  • 3.0
    Norton Rose Fulbright – London, England
    26 days ago 26d
    Job Title Senior Compliance Officer Role Business Services Practice Group/Department Compliance Job Category… Hong Kong. The Team comprises five other lawyers and ten Compliance Officer staff, some of whom have law degrees and all of whom have…
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