Assistant Compliance Officer Jobs in United Kingdom | Glassdoor
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Assistant Compliance Officer Jobs in United Kingdom

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  • Compliance Recruitment Solutions – London, England
    4 days ago 4d
    recruit a ComplianceOfficer to provide a professional compliance support to the business. Reporting to the Head of Compliance, duties… include: Assist in the delivery of the Compliance business plan Undertake and coordinate all compliance monitoring activities…
  • 3.7
    Morgan Stanley – London, England
    12 days ago 12d
    viable enhancements and remedial plans. Assist with the Department’s Annual Compliance Risk Assessment (including Risk & Control… EMEA Legal and Compliance Department is charged with day-to-day oversight and coordination of the Firm’s compliance with core regulatory…
  • 3.0
    People First – London, England
    19 days ago 19d
    Mandarin speaking ComplianceOfficer (AML & Compliance) The Skills you need: Strong experience in AML / Compliance, preferably in… Permanent. The Purpose of your Role: To assist the Head of Legal & Compliance in the identification, measurement and management…
  • 3.2
    Kare Plus – Leeds, England
    12 days ago 12d
    Quality & ComplianceOfficer you will be assisting with referrals from social workers and private clients, and assisting the Care… Quality & ComplianceOfficer in Leeds  Hales Group are looking to recruit a Quality & ComplianceOfficer to join our Home…
  • 3.2
    Western Asset – London, England
    27 days ago 27d
    Responsible for assisting in the management and supervision of the Firm’s compliance efforts, with a focus on regulatory compliance relating… allocations, deal records and order priority. Assist in supervising the Firm’s compliance with policies and procedures, including administration…
  • 3.1
    The Hut Group – Chester, England
    15 days ago 15d
    → Regulatory ComplianceOfficer - Cosmetics Regulatory ComplianceOfficer - Cosmetics Northwich, Cheshire West and… Kingdom · Operations Description Regulatory ComplianceOfficer – Cosmetics About The Hut Group The Hut Group aims…
  • 3.5
    Balfour Beatty – Cumbernauld, Scotland
    20 days ago 20d
    As Regional Fleet ComplianceOfficer, you will: Take ownership and control of Transport Compliance aspects of the regional… Beatty has an exciting opportunity for a Regional Fleet ComplianceOfficer to join our Plant & Fleet business unit to work in Cumbernauld…
  • 3.0
    Beazley Group – London, England
    18 days ago 18d
    Job Title: Compliance Monitoring Officer - Investments Division: Finance Reports To: As per Beazley’s organisation chart… concern. Assist with the preparation of compliance papers to various committees. Assist with ad-hoc compliance work and projects…
  • Athona Ltd – Birmingham, England
    13 days ago 13d
    and Education markets. The Road Based ComplianceOfficer sits within the Compliance team and the main objective is to focus… . You will be responsible for meeting the face to face Compliance requirements for newly registering candidates and welfare…
  • 3.3
    Almac Group – Craigavon, Northern Ireland
    14 days ago 14d
    Job Summary: Quality ComplianceOfficer Hours: 40 hours per week Salary: Competitive Ref No: HRJOB3185 Business Unit:… team based in our global headquarters in Craigavon, you will assist in the day-to-day management of the Almac Sciences Quality Management…
  • 3.7
    Zoek UK – Crawley, West Sussex, South East England, England
    21 days ago 21d
    enthusiastic individual to embark on the next stage of their compliance career. This role will also suit someone who is no longer… wanting the commute into the City of London. Reporting to the Compliance Manager, the successful candidate will undertake principally…
  • 4.5
    Market Talent Ltd – London, England
    30+ days ago 30d+
    seeking an AssistantComplianceOfficer. The successful candidate will work very closely with the ComplianceOfficer and represent… experience within the financial services industry as an AssistantComplianceOfficer (or equivalent). Being very team orientated and self…
  • 5.0
    Lawes Consulting Group – United Kingdom
    17 days ago 17d
    Broker (Insurance, Compliance) Job role:- An exciting opportunity has become available for a ComplianceOfficer/Manager to join… Job Title - ComplianceOfficer/Manager - Insurance Contract - Permanent Salary - £30,000 Location - Berkshire Industry…
  • 3.4
    Hydrogen Group – United Kingdom
    26 days ago 26d
    Services company based in Surrey, they are seeking a Broker ComplianceOfficer who will work with their brokers and producers to ensure… internal stakeholders Assist in the developments processes and procedures for monitoring by compliance. Report to stakeholders…
  • 3.4
    Citibank – London, England
    NEW
    evidence to demonstrate compliance with Training and Competence Policy assisting the Training and Competence Officer •Supporting Investment… Description Job Purpose: Investment Sales Supervision Officer Job Background/context: Citibank IPB is a preferred wealth…
  • 3.2
    Reed – Uxbridge, England
    14 days ago 14d
    Reed Uxbridge are currently recruiting for a ComplianceOfficer on behalf of a reputable company in Uxbridge. This is an important… for the compliance and reporting of company data. Responsibilities required; Checking company data and compliance requirements…
  • 3.9
    Mattioli Woods – Leicester, England
    7 days ago 7d
    ComplianceOfficer (Investments) - Leicester or Newmarket Closing date: 18 August 2017 Are you interested in working in… Provide consultancy work along with other members of the Compliance team to assist the Investment Division to implement and incorporate…
  • 3.6
    JPMorgan Chase & Co – London, England
    28 days ago 28d
    Partnering with the Compliance Practices Team to develop and enhance monitoring and testing plans globally Assisting in the development… issues to the business and to compliance associates To keep the business appraised of the Compliance related topics and regulatory…
  • 3.4
    Société Générale – London, England
    12 days ago 12d
    Department Mission Statement of GBS Compliance: “To enhance and maintain a robust compliance framework, in partnership with all… and responsibility, and where GBS Compliance’s responsibility is with respect to compliance, reputational and conduct risk matters…
  • 3.7
    Morgan Stanley – London, England
    5 days ago 5d
    EMEA Legal and Compliance Department is charged with day-to-day oversight and coordination of the Firm’s compliance with core regulatory… Division (IED) Compliance team. Primary Responsibilities The role primarily involves providing Compliance coverage to the…
  • 3.4
    S&P Global – London, England
    NEW
    Covering ComplianceOfficer (RCCO) and Chief ComplianceOfficer EMEA & India (CCO EMEA/India) on significant compliance matters… Description ComplianceOfficer– Standard & Poor’s Global Ratings, London The Role: The ComplianceOfficer is based in London…
  • 4.3
    Hays – Southampton, England
    5 days ago 5d
    Compliance Monitoring Assistant, Southampton £19-24000 + excellent benefits Your new company This is a great opportunity… responsibilities will include: Supporting the Chief Risk Officer (CRO) with Risk & Control Assessment process in line with the…
  • 3.7
    Morgan Stanley – London, England
    25 days ago 25d
    The ComplianceOfficer will report into the EMEA Anti-Corruption Group (ACG) Officer and will assist the EMEA ACG Officer in representing… will include: Assist the EMEA ACG Officer in the implementation of the global anti-corruption compliance program across all…
  • 3.5
    Citi – London, England
    NEW
    evidence to demonstrate compliance with Training and Competence Policy assisting the Training and Competence Officer •Supporting Investment… Description Job Purpose: Investment Sales Supervision Officer Job Background/context: Citibank IPB is a preferred wealth…
  • 2.9
    Ministry of Justice – London, England
    NEW
    support to other functions within HMCTS. As an Administrative Officer working in the NCES, your role will include general administrative… Enforcement of financial impositions using designated Fines Officer Powers. General photocopying and filing. Creating and updating…
  • 3.5
    AXA Rosenberg – London, England
    22 days ago 22d
    company. Job Purpose : To assist the Compliance Monitoring and Surveillance Oversight Officer with the execution of a risk… prompt senior manager input; Assisting the Compliance Monitoring and Surveillance Oversight Officer produce timely and accurate…
  • Tiger Stores – London, England
    NEW
    Recruitment Officer to join our (London & South East) Head Office based in Tottenham Court Road! Recruitment Officer: Job overview… overview The Recruitment Officer supports the Recruitment Manager with attracting and selecting quality candidates for our stores…
  • 2.8
    Reed Accountancy – Brighton, England
    NEW
    with a well known orgainsation in the recruitment of a Payroll Officer. This is a 12 month fixed term contract with potential for… accordance with their contract of employment. To ensure full compliance with statutory requirements and financial regulations With…
  • 3.4
    McGraw Hill Financial – London, England
    4 days ago 4d
    Covering ComplianceOfficer (RCCO) and Chief ComplianceOfficer EMEA & India (CCO EMEA/India) on significant compliance matters… Description ComplianceOfficer– Standard & Poor’s Global Ratings, London The Role: The ComplianceOfficer is based in London…
  • 3.5
    Bloomberg – London, England
    11 days ago 11d
    experienced person to join the EMEA Compliance team in London to act as ComplianceOfficer of the recently-launched Bloomberg Multilateral… The Opportunity: You will report to the Chief ComplianceOfficer of Bloomberg's Multilateral Trading Facility (MTF), which…
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