Associate Compliance Officer Jobs in United Kingdom | Glassdoor

Associate Compliance Officer Jobs in United Kingdom

444 Jobs
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  • 3.4
    Age UK – London, England
    1 days ago 1d
    Compliance Monitoring Officer Age UK Enterprises is looking to recruit a Compliance Monitoring Officer to work closely with… recruit a Compliance Monitoring Officer to work closely with the Network Monitoring Manager in delivering the vital Compliance Monitoring…
  • 5.0
    Erin Associates Limited – Sutton Coldfield, England
    11 days ago 11d
    transport The Compliance manager role reports into the Chief Technology Officer and the purpose of the Compliance Manager is to… iteration/version Maintaining compliance to the PSN Code Of Connection (CoCo). Act as Data Protection Officer for all Data Protection…
  • 3.8
    Badenoch & Clark – London, England
    29 days ago 29d
    client are a large London housing association. They are looking for a Legal Contract Compliance Officer to work on their gas contracts… risk of forced access. Responsible for weekly and monthly compliance report to Executive Board members and Business leaders regarding…
  • 3.8
    Goldman Sachs – London, England
    3 days ago 3d
    Securities Division Compliance Team on EMEA initiatives and projects as a representative for Equities Compliance • Assisting with… ad-hoc regulatory enquiries Other Requirements • Associate/Analyst level • Degree level or equivalent (not essential…
  • 4.7
    networx – United Kingdom
    8 days ago 8d
    are looking for an experienced Training Compliance Officer to oversee the compliance of our current internal level 3 business… the regulatory bodies in the training sector and the compliance associated with each? Do you have experience of analysis activity…
  • 2.0
    Thirteen Group – Stockton-on-Tees, England
    9 days ago 9d
    are looking for an experienced Training Compliance Officer to oversee the compliance of our current internal level 3 business… the regulatory bodies in the training sector and the compliance associated with each? Do you have experience of analysis activity…
  • Additional Resources Ltd – London, England
    10 days ago 10d
    - Compliance Officer, Senior Associate Compliance, Compliance Manager, Asset Management, Regulatory Consultancy, Monitoring, Long… role advertised. . Key Words - Compliance Officer, Senior Associate Compliance, Compliance Manager, Asset Management, Regulatory…
  • Panoramic Associates Ltd – London, England
    6 days ago 6d
    Senior Compliance Analyst/Officer to join their compliance team and provide invaluable support to the business from both a monitoring… for a Compliance Specialist, with 3-5 years experience within financial services, to come in and support the compliance manager…
  • 3.1
    Harbourvest – London, England
    EASY APPLY
    8 days ago 8d
    UK Compliance Associate Location London Job Description Reporting to the UK Legal & Compliance Officer, the UK Compliance… Compliance Associate will assist, amongst other things, with the compliance of HarbourVest’s two FCA regulated entities, the AIFMD compliance…
  • Mosaic Recruitment – Epping, England
    11 days ago 11d
    This is a fantastic opportunity for an experienced Compliance Officer to join a progressive, rapidly expanding and dynamic organisation… questionnaires Review the Information Security Manual and associated documents and suggest amendments and updates as and when required…
  • 4.7
    networx – Preston, North West England, England
    8 days ago 8d
    As the Compliance Monitoring Officer, you will undertake compliance monitoring reviews of practices and processes across Argos… reporting. As Compliance Monitoring Officer, you will have: A minimum of two years’ experience in a compliance function. A strong…
  • 3.4
    Citibank – Belfast, Northern Ireland
    4 days ago 4d
    bankers, associate bankers, business management and Manager Research. In addition, the Investments Compliance Officer will be… Investments Compliance in London. The Investments Compliance Officer is responsible for coverage of investment compliance businesses…
  • 3.3
    Deutsche Bank – London, England
    10 days ago 10d
    Overview Job title: Compliance Officer Asset Management Corporate title: Associate Division: Compliance Location: London… Qualifications: · Background as a Compliance Officer, with strong experience in Fund Management Compliance from an investment or private…
  • 3.2
    Argos – Bolton, England
    9 days ago 9d
    As the Compliance Monitoring Officer, you will undertake compliance monitoring reviews of practices and processes across Argos… reporting. As Compliance Monitoring Officer, you will have: A minimum of two years’ experience in a compliance function. A strong…
  • 2.9
    First Data Corp – London, England
    22 days ago 22d
    regulatory compliance risk assessment process for BofAML Merchant Services. Serve as BofAML Merchant Services Nominated Officer/Money… Money Laundering Reporting Officer, and Data Protection Officer (under forthcoming GDPR). Progress, through leadership and teamwork…
  • 3.5
    Willis Towers Watson – London, England
    7 days ago 7d
    the investment business. In addition the Associate will assist the Compliance Officer of Towers Watson Investment Management Ireland… arrangements. The Compliance Manager will assist the Compliance Officer in providing the required and Compliance Oversight for the…
  • 3.0
    CitiMortgage – Belfast, Northern Ireland
    6 days ago 6d
    bankers, associate bankers, business management and Manager Research. In addition, the Investments Compliance Officer will be… Investments Compliance in London. The Investments Compliance Officer is responsible for coverage of investment compliance businesses…
  • 3.4
    Citi – Belfast, Northern Ireland
    4 days ago 4d
    bankers, associate bankers, business management and Manager Research. In addition, the Investments Compliance Officer will be… Investments Compliance in London. The Investments Compliance Officer is responsible for coverage of investment compliance businesses…
  • 3.4
    Biogen – Maidenhead, England
    5 days ago 5d
    External Posting Title Compliance Officer, UK/Ireland/Canada Job Description The Compliance Officer (CO) for UK/Ireland/Canada… Affiliate staff, Corporate Compliance • Actively engage in relevant industry associations and other compliance related stakeholder…
  • 4.9
    Redrock Consulting Limited – Bristol, England
    26 days ago 26d
    Compliance Officer/Manager - Monitoring (FCA) - New Salary: £30,000 - £45,000 + Good Benefits Keywords: FCA, CASS, Compliance… scoping, planning and delivery of Compliance Monitoring reviews as part of the overall Compliance Monitoring programme to provide…
  • 3.6
    Mandarin Oriental – London, England
    1 days ago 13hr
    hazard patrols, communicating findings to relevant Associates for action in compliance to One Hyde Park particular Risk Assessment strategies… Provide security awareness training and information to Associates as and when required. Conduct random audits in all departments…
  • 2.6
    Hertz – Uxbridge, England
    16 days ago 16d
    experienced Compliance Attorney to join its compliance team. Reporting to the VP, Chief Compliance Officer and Associate General Counsel… Chief Compliance Officer in the preparation of reports and communications to executive management, the Corporate Compliance Committee…
  • 3.0
    Interactive Brokers – London, England
    26 days ago 26d
    The key objective of this role is to assist the Compliance Officer in order: To ensure adherence to market conduct… AML obligations by assisting the Money Laundering Reporting Officer ("MLRO") under UK and international laws and regulations pertaining…
  • 3.2
    Thermo Fisher Scientific – Loughborough, England
    16 days ago 16d
    the European & associate local teams in other departments across RSD European sites to ensure trade compliance in accordance with… Trade Compliance Specialist Location: Loughborough Band: 5 Professional Relationships: The European Trade Compliance Specialist…
  • 3.0
    Interactive Brokers – London, England
    25 days ago 25d
    clients. The key objective of the Compliance/AML Associate role is to ensure that IBUK is in compliance with the rules and regulations… and feedback to ensure expedient compliance account processing. The Compliance/KYC Associate will also be expected to provide…
  • MERJE Ltd – London, England
    30+ days ago 30d+
    seeking a Generalist Compliance Officer to work closely with the Associate Director in overseeing the Compliance function for the… Reporting into the Associate Director, you will play a generalist role managing the day to day activities of the Compliance team, your…
  • Additional Resources Ltd – London, England
    17 days ago 17d
    and a cover letter. Key Words- Compliance Officer, Senior Associate Compliance, Compliance Manager, Asset Management, Regulatory… Compliance Monitoring Officer - Investment Management Sector - Central London Salary: DOE Key Words - Compliance Officer, Senior…
  • Additional Resources – London, England
    17 days ago 17d
    and a cover letter. Key Words- Compliance Officer, Senior Associate Compliance, Compliance Manager, Asset Management, Regulatory… Compliance Monitoring Officer - Investment Management Sector - Central London Salary: DOE Key Words - Compliance Officer, Senior…
  • Regional Job Network – Salisbury, England
    14 days ago 14d
    closure. ?To update the supplier monitoring database and associated spread sheets used for ?tracking.To follow up open audit reports…
  • Glen Callum Associates Automotive – United Kingdom
    1 days ago 12hr
    Safety and Environmental Officer? Then please email your current CV to Gary Horwood of Glen Callum Associates Ltd. JOB REF 2568… Health & Safety Officer A Health and Safety Officer / Environmental Manager is required for a thriving manufacturer within…
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