Compliance Management Team Jobs in United Kingdom | Glassdoor

Compliance Management Team Jobs in United Kingdom

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  • 3.4
    FDM Group Ltd – London, England
    6 days ago 6d
    Regulation Data Analyst at HSBC, time management is everything. I support various teams within the banking sector when it comes… Regulation and Compliance Analyst – Technical IT Consultant Finance and financial markets are a global entity crucial to business…
  • 3.5
    Macquarie Group – London, England
    5 days ago 5d
    gain broader compliance experience within the CGM Business Aligned Compliance team. As part of the Compliance Division within… within our Risk Management Group, this highly visible role is based on the Trading Floor, as the head of CGM Compliance. Responsibilities…
  • 3.7
    EY – United Kingdom
    6 days ago 6d
    high performing Risk Management are now looking for a Senior Manager to lead on all areas of compliance activity in the UK.… leading and oversight of compliance based activities. Previous experience working at a senior management level within a large…
  • 3.3
    Old Mutual Wealth – London, England
    3 days ago 3d
    investment management, fund distributors and internal functions. It will follow the framework of a risk based compliance monitoring… highlighting any specific high risk areas, management of actions and progress against the compliance monitoring programme; Maintain…
  • 3.3
    Deutsche Bank – London, England
    6 days ago 6d
    Compliance At Deutsche Bank, good compliance is everybody’s responsibility. The Compliance department’s core functions… control function, the Compliance Department seeks to manage compliance risk and deepen the culture of compliance at Deutsche Bank through…
  • 3.3
    Boots – Nottingham, England
    6 days ago 6d
    Number 56570BR Job Title Finance Manager - Controls & Compliance Location Nottingham Support Office Function Area Finance… enterprise. Overview of the role Delivery of the controls and compliance objectives is absolutely key to the Group’s future aspirations…
  • 4.2
    Hays Specialist Recruitment Limited – Manchester, England
    1 days ago 12hr
    appropriate. You will introduce solid processes to ensure compliance to the product data policies introduced into the centralised… also have input into the strategy for master product data management. In your new role you will be the supporting expert and initial…
  • 3.8
    Badenoch & Clark – Reigate, England
    12 days ago 12d
    strategy, the management and leadership of compliance and internal control arrangements that facilitate compliance with regulations… contact by managing the FCA relationship team for all compliance issues * Compliance lead and key contact on third party supply…
  • 4.7
    Huntress – London, England
    9 days ago 9d
    to private traders Support teams with compliance queries and / or escalate to Senior compliance associate or MLRO where required… Required: 1+ years Compliance experience in a Bank or a Brokerage Customer focus and relationship management skills Ability to…
  • 5.0
    Stellar Select Limited – Chatham, England
    1 days ago 12hr
    any concerns to Management or the Compliance department immediately. Assist less experienced members of the team in this regard.… of Underwriting Team Leader Responsible for the management and service delivery of the Underwriting team, ensuring they provide…
  • 3.5
    Pontoon – Leek, England
    1 days ago 1d
    Carry out all required team management activities, including effectively implementing performance management processes so that staff… needed and spot gaps in knowledge Good knowledge within a compliance environment a bonus Strong communication skills vital Will…
  • 3.6
    Vertex (Pennsylvania) – United Kingdom
    12 days ago 12d
    five years general management/leadership experience. Proven ability to recruit and build software Sales teams and market plans… budget and forecast process Ensures compliance and accuracy with all required reporting Maintain effective communications with executives…
  • 3.5
    Willis Towers Watson – London, England
    8 days ago 8d
    firms Portfolio Management and Fund Distribution and other activities. Maintenance and Management of the Compliance policies of the… Job Description Compliance Manager - Asset Management Location: London The Company Willis Towers Watson is a leading global…
  • 4.5
    Adam Smith International – London, England
    12 days ago 12d
    sits within the Legal & Compliance Team to support all contract management responsibilities. The Compliance Officer reports to the… to create a culture of compliance. What We Offer You We offer you a dynamic and friendly team environment and the opportunity…
  • 4.3
    Baringa Partners – London, England
    25 days ago 25d
    partners our clients turn to with their risk management and regulatory compliance challenges and are known for our deep content… From designing a compliance department to rolling out new business operations, you will work as part of a core team working alongside…
  • 2.2
    Hermes Parcelnet Limited – Swindon, Wiltshire, South West England, England
    11 days ago 11d
    of service and compliance, liaising with field managers to review courier capabilities and ensure the field team carry out effective… Role The Compliance Manager role is accountable for driving improvements to achieve regional service and compliance targets through…
  • 5.0
    Erin Associates Limited – Sutton Coldfield, England
    11 days ago 11d
    Group Compliance Manager - Sutton Coldfield ISO 27*************** Compliance, Governance, Data Protection Salary to 55k plus… transport The Compliance manager role reports into the Chief Technology Officer and the purpose of the Compliance Manager is to…
  • 3.0
    Willis Re – United Kingdom
    11 days ago 11d
    firms Portfolio Management and Fund Distribution and other activities. Maintenance and Management of the Compliance policies of the… Compliance Manager - Asset Management Location: London The Company Willis Towers Watson is a leading global advisory, broking…
  • Jobg8 Limited – Brighton, England
    1 days ago 19hr
    Strong stakeholder management experience - both internally and with the regulator *Broad generalist compliance exposure *Ability… business is currently looking for a Compliance Strategy Manager to join their Brighton based team. This is a senior position within…
  • 3.8
    Adzuna – London, England
    Today 2hr
    individuals we recruit today will be leading teams/departments in the future. JOB PURPOSE Compliance Officers will support the sales and… legislation. ACCOUNTABILITIES Generate Sales: Co-ordinating the compliance team in assisting the sales department with having "work ready…
  • 3.5
    Credit Suisse – London, England
    12 days ago 12d
    the Financial Services sector within a Wealth Management Compliance Advisory Team. University degree or equivalent educated… IWM UK Advisory Compliance Team that cover the UK Private Banking business for Credit Suisse. The Compliance team performs an advisory…
  • 2.9
    Leeds Building Society – Leeds, England
    10 days ago 10d
    skills- Stakeholder management Desirable Skills & Experience- Management experience - Relevant compliance qualification Benefits… Assurance teams so that service standards are met- and the provision of advice and support to colleagues on compliance matters…
  • 5.0
    The One Group – United Kingdom
    9 days ago 9d
    for a Compliance Engineer would need an experienced hand in Compliance, Engineering and Health and Safety. A focused, team player… Site Lead to ensure Engineering reliability compliance through individual and team activities. There will also be call to ensure…
  • 3.7
    Twenty Recruitment Ltd – London, England
    13 days ago 13d
    Senior Compliance Recruitment Consultant, at Twenty Recruitment. Twenty Recruitment's Compliance function are a team of specialist… including assisting in the management of product/rule submissions to regulatory authorities * Providing compliance support for the implementation…
  • 4.1
    Plowman Craven – Harpenden, England
    EASY APPLY
    11 days ago 11d
    workshops and updates across the business to ensure compliance. Build a team of Safety Representatives and lead on activities.… collaboratively with the management team Ability to push through innovative ideas relating to the use and management of Health & Safety…
  • 3.8
    Goldman Sachs – London, England
    7 days ago 7d
    ROLE OVERVIEW This team assistant role will support senior members of the EMEA Global Compliance team, alongside two other assistants… office locations • Ad hoc support for the wider Global Compliance teams • Additional assignments and project work, as per business…
  • 2.1
    Global Eagle Entertainment – Knutsford, England
    11 days ago 11d
    addition, the SOX compliance manager will also be: Assisting the Vice-president Finances EMEA in the management and co-ordination… .-A Shared Service Centre (“SSC”) finance team, the company requires a SOX Compliance manager E.M.E.A. for its European, APAC and…
  • Optima Recruitment – Reigate, England
    11 days ago 11d
    strategy, the management and leadership of compliance and internal control arrangements that facilitate the companys compliance with regulations… contact by managing the FCA relationship team for all compliance issues Compliance lead and key contact on third party supply…
  • 3.0
    thetrainline.com – London, England
    10 days ago 10d
    consistent and holistic approach to compliance across teams and supplier base Deliver GDPR compliance programme and ensure international… Excellent reporting and stakeholder management Experience developing information security and compliance policies, standards and processes…
  • 3.4
    Blenheim Chalcot Group – London, England
    11 days ago 11d
    Appointed Representatives, demanding central compliance oversight from the Senior Compliance Manager (FinTech). This is a rare… support the management and maintenance of strong and effective working relationships with the FCA supervisory team, including facilitation…
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