Legal Compliance Officer Jobs in United Kingdom | Glassdoor
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Legal Compliance Officer Jobs in United Kingdom

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  • 4.3
    eToro – London, England
    14 days ago 14d
    Role: ComplianceOfficer and Money Laundering Reporting Officer of eToro UK, to be registered with the FCA for controlled… Requirements: Academic Degree Finance or Legal desired Previous compliance & AML experience, ideally in a CFD retail broker…
  • 3.6
    Career Legal Ltd – United Kingdom
    17 days ago 17d
    level analysis both legal and commercial. This role would ideally suit an experienced Law Firm compliance professional looking… to all new matters Monitoring regulatory requirements of the legal profession in the UK, Europe, the US and Asia Explaining to…
  • 3.5
    Bloomberg – London, England
    11 days ago 11d
    closely with the Legal Department to address regulatory issues, ensuring compliance with current and developing rules and regulations… requests Draft and update Compliance manuals, policies and procedures Work closely with business, legal and engineering, providing…
  • 4.6
    ProClinical Ltd – Maidenhead, England
    6 days ago 6d
    independently Background may include Compliance, Finance, Sales and Marketing, Medical Affairs, Legal, Pharmacovigilance, Regulatory… Plan as assigned by the HCC Officer Report unplanned deviations and supporting the HCC Officer in Managing day-to-day inquiries…
  • 3.7
    Morgan Stanley – London, England
    17 days ago 17d
    Risk and Legal & Compliance Responding to questions from the business in a timely manner, working with other compliance teams and… important part of our culture. Department Profile Legal & Compliance provide a wide range of services to our business units…
  • 3.4
    Citibank – London, England
    NEW
    and are approved by Legal and Compliance •Monitoring sales performance with regards to investment compliance •Maintaining records… evidence to demonstrate compliance with Training and Competence Policy assisting the Training and Competence Officer •Supporting Investment…
  • 2.9
    CitiMortgage – London, England
    NEW
    and are approved by Legal and Compliance •Monitoring sales performance with regards to investment compliance •Maintaining records… evidence to demonstrate compliance with Training and Competence Policy assisting the Training and Competence Officer •Supporting Investment…
  • 3.7
    Morgan Stanley – London, England
    25 days ago 25d
    institutional accounts. The MSIM Legal and Compliance Division in London is responsible for providing legal and regulatory support for… culture. Department Profile Professionals within Legal and Compliance provide a wide range of services to our business units…
  • 3.6
    J.P. Morgan – London, England
    6 days ago 6d
    Skills & Experience Required · Minimum 2-3 years legal or compliance experience, with exposure to a Control Room environment… involvement in the core responsibilities of Control Room Compliance including: · maintaining and monitoring the firm's Chinese…
  • 2.9
    SGN – Horley, Surrey, South East England, England
    NEW
    Secretary. You will be providing support to the Legal and Compliance Team in carrying out day to day administration duties for… directly with attendees; Handling the SGN legal webpage; Running the administration of SGN Legal Team meetings including minute taking…
  • Larbey Evans – London, England
    13 days ago 13d
    recruit a new Compliance/AML Officer to join the London office on an initial 9 month FTC taking the lead on Compliance, AML & KYC… file opening procedures, maintaining the firms compliance registers, monitoring legal sites for pending legislative changes, performing…
  • 3.2
    Western Asset – London, England
    26 days ago 26d
    the compliance monitoring program, including reporting of the findings to the Manager, International Legal and Compliance. Provide… management and supervision of the Firm’s compliance efforts, with a focus on regulatory compliance relating to the conduct of the Firm…
  • 2.4
    Highways Agency – Leeds, England
    26 days ago 26d
    have an opportunity for a permanent Records Management ComplianceOfficer to join the team in Leeds. The successful candidate will… management practice into business processes to ensure compliance with our legal obligations and internal records management policies…
  • 2.7
    Provident Financial – Bradford, Yorkshire and the Humber, England
    EASY APPLY
    20 days ago 20d
    business and legal framework. Previous compliance experience is essential and we are also keen to speak to Compliance specialists… Job ID7312BR Job TitleSenior Compliance Assurance Officer Position TypePermanent Business BrandMultiple Brands DepartmentRisk…
  • 3.7
    Morgan Stanley – London, England
    17 days ago 17d
    The EMEA Legal and Compliance Department is charged with day-to-day oversight and coordination of the Firm’s compliance with core… Infrastructure Compliance Executive Director and will entail working closely with other professionals in the Legal & Compliance Department…
  • 3.1
    The Hut Group – Northwich, England
    12 days ago 12d
    → Regulatory ComplianceOfficer - Food & Supplements Regulatory ComplianceOfficer - Food & Supplements Northwich,… . Regulatory ComplianceOfficer We are recruiting for a smart and ambitious Regulatory ComplianceOfficer to join our expanding…
  • 3.4
    Société Générale – London, England
    11 days ago 11d
    Department Mission Statement of GBS Compliance: “To enhance and maintain a robust compliance framework, in partnership with all… and responsibility, and where GBS Compliance’s responsibility is with respect to compliance, reputational and conduct risk matters…
  • 3.5
    CitiGroup – London, England
    NEW
    and are approved by Legal and Compliance •Monitoring sales performance with regards to investment compliance •Maintaining records… evidence to demonstrate compliance with Training and Competence Policy assisting the Training and Competence Officer •Supporting Investment…
  • 3.7
    Morgan Stanley – London, England
    11 days ago 11d
    The EMEA Legal and Compliance Department is charged with day-to-day oversight and coordination of the Firm’s compliance with core… Team Profile The Compliance Governance function is primarily focused on supporting the EMEA Head of Compliance to run the Department…
  • Taylor Root – London, England
    20 days ago 20d
    The EMEA ComplianceOfficer will lead and execute compliance strategy across Corporate and Medical Compliance Advises the… the European Compliance Committee on compliance issues , with the objective of assisting the CEO in ensuring that the Company meets…
  • 3.4
    S&P Global – London, England
    NEW
    Covering ComplianceOfficer (RCCO) and Chief ComplianceOfficer EMEA & India (CCO EMEA/India) on significant compliance matters… Description ComplianceOfficer– Standard & Poor’s Global Ratings, London The Role: The ComplianceOfficer is based in London…
  • 4.1
    City of London Corporation – London, England
    NEW
    s Department. The appointee will assist the ComplianceOfficer and Compliance Manager by co-ordinating responses to requests… and other access to information regimes, in accordance with legal requirements. They will also assist in the preparation and implementation…
  • Compliance Recruitment Solutions – London, England
    NEW
    ComplianceOfficer - Fund Management Compliance Consulting Experience (or Lawyer with broader Financial Services experience) Required… colleagues ranging from the UK ComplianceOfficer to the CEO You should have solid compliance experience of Fund Management,…
  • 5.0
    Gold Group Ltd. – Maidenhead, England
    8 days ago 8d
    supply chain and directors at the local level Support the HCC Officer in the self-assessment and risk assessment processes to detect… appropriate Report unplanned deviations and supporting the HCC Officer in Managing day-to-day inquiries, allegations and investigations…
  • 3.7
    Morgan Stanley – London, England
    4 days ago 4d
    The EMEA Legal and Compliance Department is charged with day-to-day oversight and coordination of the Firm’s compliance with core… Division (IED) Compliance team. Primary Responsibilities The role primarily involves providing Compliance coverage to the…
  • 2.8
    Grovelands – London, England
    30+ days ago 30d+
    Role: ComplianceOfficer and Money Laundering Reporting Officer, to be registered with the FCA for controlled functions CF10… REQUIREMENTS Academic Degree - Finance or Legal desired Previous compliance & AML experience, ideally in a CFD retail broker…
  • 3.4
    Citibank – Belfast, Northern Ireland
    21 days ago 21d
    lines, products, legal entities and jurisdictions to the benefit of our franchise, customers and employees. Compliance sets standards… Experience is desirable Working experience within a legal, audit or Compliance function is desirable. Strong Microsoft Word, Excel…
  • 3.6
    Career Legal – London, England
    16 days ago 16d
    level analysis both legal and commercial. This role would ideally suit an experienced Law Firm compliance professional looking… to all new matters Monitoring regulatory requirements of the legal profession in the UK, Europe, the US and Asia Explaining to…
  • 2.9
    CitiMortgage – Belfast, Northern Ireland
    22 days ago 22d
    lines, products, legal entities and jurisdictions to the benefit of our franchise, customers and employees. Compliance sets standards… Experience is desirable Working experience within a legal, audit or Compliance function is desirable. Strong Microsoft Word, Excel…
  • 4.1
    AVL – Hartlebury, England
    NEW
    the affiliate sites (internal & external) are meeting legalcompliance by supporting the QHSE Manager, Site Managers and Project… passenger cars, trucks and large engines. Health and Safety Officer Location: Europe: United Kingdom Hartlebury…
  • 3.7
    Morgan Stanley – London, England
    24 days ago 24d
    The ComplianceOfficer will report into the EMEA Anti-Corruption Group (ACG) Officer and will assist the EMEA ACG Officer in representing… The EMEA Legal and Compliance Department is charged with day-to-day oversight and coordination of the Firm’s compliance with core…
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