Regulatory Compliance Manager and Policy Analyst Jobs in United Kingdom | Glassdoor

Regulatory Compliance Manager and Policy Analyst Jobs in United Kingdom

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  • 4.2
    Balyasny Asset Management – London, England
    2 days ago 2d
    firm’s London Compliance Head and Global Compliance Staff with its UK and EU compliance efforts and all regulatory matters for the… updating compliance policies/procedures as required Assist with educating investment and non-investment staff on compliance related…
  • Morgan Spencer – London, England
    3 days ago 3d
    Compliance Analyst - Insurance £35,000 - £50,000 City THE COMPANY: Working for a well established Insurer in the City, the ideal… entry - Working with Risk Officers to ensure all compliance risks are managed effectively - Drafting of Board papers - Responding…
  • 2.6
    Interactive Data – London, England
    1 days ago 15hr
    will need to be managed working with external counsel/US colleagues; Anti-Money Laundering: Maintain policies and procedures… and ICE Clear Europe Jurisdiction Analysis Produce regulatory reports to ICE’s approved jurisdictions Review potential…
  • 3.4
    FDM Group Ltd – London, England
    4 days ago 4d
    Regulation and Compliance Analyst – Technical IT Consultant Finance and financial markets are a global entity crucial to business… continuous need of Risk Regulation and Compliance Analysts to successfully trade across global markets. If you are looking for a…
  • 3.4
    Barclays – London, England
    8 days ago 8d
    full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy… London IAR/Regulated Role: No Job Title: Regulatory Reporting Analyst Corporate Grade: Analyst Reports to: Arabella Anderson No’ of…
  • 3.7
    Schroder Investment Management – London, England
    25 days ago 25d
    otherwise), regulatory change, identified compliance issue or otherwise, under the supervision/direction of Compliance or other Compliance… closely with Investment Compliance teams globally to co-ordinate group compliance activities and policies as appropriate. In addition…
  • 3.9
    Unitymedia – London, England
    Today 9hr
    aspects of the program are designed to manage compliance risk in accordance Company policy and local laws. Key Accountabilities… purpose The Junior Compliance Analyst supports Senior Management in the execution of the Company’s Global Compliance & Ethics program…
  • 3.8
    Lloyd's – London, England
    1 days ago 18hr
    Job Title: Illinois - Compliance Analyst Job Code: 1005388 Skill Band: Complaints, Legal & Compliance Location: Type: Permanent… Permanent Date Posted: 27 Apr 2017 North America Compliance Analyst Role is based in Illinois Competitive salary and benefits…
  • 3.4
    Citibank – Belfast, Northern Ireland
    1 days ago 22hr
    in-depth view of the businesses being tested from a regulatory and compliance perspective. Furthermore, the Testing Officer will… engagement of key stakeholders from the Business and Product Compliance. • Manage reporting of progress and escalation of issues to the…
  • 3.4
    Citi – Belfast, Northern Ireland
    1 days ago 20hr
    in-depth view of the businesses being tested from a regulatory and compliance perspective. Furthermore, the Testing Officer will… engagement of key stakeholders from the Business and Product Compliance. • Manage reporting of progress and escalation of issues to the…
  • 3.0
    River Island Clothing – London, England
    Today 6hr
    standards Demonstrable knowledge of PCI and other regulatory compliance Ability to translate technical issues into understandable… informal controls Maintain compliance with internal ITIL aligned service management practices Manage assigned specific areas of…
  • 3.4
    Barclays – Knutsford, England
    1 days ago 20hr
    in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy… Senior Business Analyst Corporate Grade: AVP Reports to (Line Manager’s Job Title): Lead Business Analyst Direct Reports…
  • 4.0
    The Gambling Commission – Birmingham, England
    1 days ago 21hr
    Licensing Manager, Contract, Regulatory Manager, Compliance Manager, Policy Manager, Licensing Manager, Analyst, Analysis Manager, Insurance… Insurance Analyst, Insurance Compliance Executive, Financial Compliance Manager, Policy Analyst, Compliance Analyst, Financial…
  • 3.7
    Shell – United Kingdom
    11 days ago 11d
    Shell Trading and Supply's Global Compliance department, ensuring that our regulatory and compliance risks (whether internally or externally… Auto req ID 47490BR Job Title Senior Business Analyst: Compliance Country of Work Location United Kingdom City, State…
  • 3.4
    Societe Generale – London, England
    5 days ago 5d
    The Compliance function monitors and advises the business in respect of all regulatory matters, including: * Compliance conduct… conduct of business; * Regulatory reporting; and * Compliance projects Summary of the key purposes of the role * Assist the…
  • 3.4
    Barclays – Knutsford, England
    1 days ago 21hr
    in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy… Supporting a Function of c2000 people, we seek to recruit a PMO Lead Analyst who will provide a world class level of support on all project…
  • 3.8
    Goldman Sachs – London, England
    8 days ago 8d
    firm policies, help to reduce the firm’s regulatory and reputation risk, and reinforce the firm’s culture of compliance. The… Our analysts monitor regulatory trends in every jurisdiction where the firm operates and we work with regulators to manage financial…
  • 3.4
    AXA – London, England
    9 days ago 9d
    required. Manage the annual review and update of UK Group Compliance policies, liaising with the UK Compliance team member responsible… assisting with drafting of policy updates. Manage the UK Group Compliance Intranet pages (Compliance Academy), including a quarterly…
  • 3.7
    Schroder Investment Management – London, England
    11 days ago 11d
    maintaining the groups’ master tests (CR only), regulatory libraries and group house policy rules in order to ensure the coding is as… is for a permanent Global Portfolio Compliance Manager within the Global Portfolio Compliance Team (GPCT) in the Schroders London…
  • 3.3
    HSBC – London, England
    1 days ago 23hr
    The Regulatory Policy Implementation Programme was mobilised to manage the implementation of a set of policies created by UK Regulatory… Regulatory Compliance which were published on 31 January 2017. The programme is led and sponsored in the 1st Line of Defence and…
  • 3.4
    Barclays – Knutsford, England
    1 days ago 22hr
    in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy… , business continuity planning / testing and meeting both regulatory and internal control objectives Ability to review business…
  • 3.2
    Argos – Bolton, England
    7 days ago 7d
    As Compliance Analyst, you will have: Experience in a compliance function. A strong understanding of regulatory requirements… the business and the Compliance Team. Assist and deputise for the Compliance Policy and Technical Manager as required. Maintain…
  • 3.8
    Goldman Sachs – London, England
    18 days ago 18d
    Our analysts monitor regulatory trends in every jurisdiction where the firm operates and we work with regulators to manage financial… OVERVIEW GLOBAL COMPLIANCE Our division interprets regulatory requirements to ensure the firm is in compliance and determines…
  • 4.6
    JCW Search Ltd – United Kingdom
    1 days ago 22hr
    technical and regulatory areas. This includes the following markets; * Pharmacovigilance/Drug Safety * Regulatory Affairs * Quality… analytical testing, drug safety, assurance, pharmaceutical, health, analyst, Data integrity, statistics, qa, medical, information, deviation…
  • 4.1
    Utility Warehouse Limited – London, England
    14 days ago 14d
    business needs, regulatory obligations and capacity to deliver. Reporting to the Industry Codes and Compliance Manager, a core function… to meet regulatory requirements and continue to deliver award winning service. You will need to be a focussed analyst, with some…
  • 3.4
    Barclays – London, England
    22 days ago 22d
    full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy… statement from the intranet: Regulatory Capital Reporiting - Large Exposures e.g: Compliance operates as one team to drive…
  • Search and Select Ltd – United Kingdom
    1 days ago 19hr
    organisation security policies, and where to turn for specific detail as needed - Relating the legal and regulatory environment within… regulations relevant to the business - Ensuring security policies support compliance with corporate governance practices Secure Operations…
  • 3.2
    Intercontinental Exchange – London, England
    17 days ago 17d
    will need to be managed working with external counsel/US colleagues; Anti-Money Laundering: Maintain policies and procedures… and ICE Clear Europe Jurisdiction Analysis Produce regulatory reports to ICE’s approved jurisdictions Review potential…
  • 2.9
    Quarsh ltd – London, England
    30+ days ago 30d+
    need to be managed working with external counsel/US colleagues; Anti-Money Laundering: Maintain policies and procedures… ICE Clear Europe Jurisdiction Analysis Produce regulatory reports to ICEs approved jurisdictions Review potential jurisdictions…
  • 3.4
    Barclays – London, England
    15 days ago 15d
    in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy… ensure compliance and proper representation of our policies/ practices. Manage governance process and ensure compliance at the…
  • 3.7
    PwC – Belfast, Northern Ireland
    2 days ago 2d
    opportunities for Compliance Analysts to fill Belfast based positions within our Compliance Operation team. Our Compliance Operations… management) Regulatory Compliance – (inc. FATCA, CASS, MiFID) Typical responsibilities could include: Perform compliance and control…
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