Regulatory Compliance Manager and Policy Analyst Jobs in United Kingdom | Glassdoor
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Regulatory Compliance Manager and Policy Analyst Jobs in United Kingdom

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  • 3.6
    J.P. Morgan – Edinburgh, Scotland
    7 days ago 7d
    function to help manage the regulatory risks involved in Onboarding clients with special attention to meeting the regulatory AML and KYC… opening and tax documentation as to whether it meets regulatory and internal policies to open or maintain an account. · Documenting…
  • 3.5
    Barclays – Knutsford, England
    5 days ago 5d
    in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy… lifecycle, ensuring appropriate governance gates are defined and managed. Successful delivery of projects across Security Engineering…
  • 3.3
    HSBC – London, England
    5 days ago 5d
    implementation of the Group compliance policy by understanding compliance risk in liaison with the relevant Compliance Department. The term… Role Title: PMO Analyst Business: Legal and Compliance New or Existing Role? Existing Grade: GCB5 Location…
  • 4.2
    Hays Specialist Recruitment Limited – Belfast, Northern Ireland
    30+ days ago 30d+
    such as large banks, asset managers and hedge funds while projects include compliance and regulatory change, finance/operational… you will work on, however my include; - Regulatory remediation and quality compliance testing - Case, contract and document review…
  • 3.5
    Barclays – Knutsford, England
    4 days ago 4d
    out in full compliance with regulatory requirements, Barclays Operational Risk Framework and internal Barclays Policies and Standards… in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy…
  • 3.6
    Morgan Stanley – London, England
    14 days ago 14d
    cooperative relationships with governmental policy makers and the regulatory and self-regulatory agencies that govern the firm's businesses… and protect the firm from sanctions with policies and procedures that meet regulatory requirements around the world. They also…
  • 3.5
    Citi – Belfast, Northern Ireland
    4 days ago 4d
    and financial data protection issues • Knowledge of compliance and regulatory requirements in the Investment banking/ finance industry… Product Owners and Program Managers within the assigned team(s) manage and document surveillance policy and risk model development…
  • 3.9
    Robert Walters – United Kingdom
    11 days ago 11d
    Daisy Security Policies - centrally hosted on the Intranet - to ensure full compliance with current legal, regulatory and company… Senior Commercial Analyst to add value to their expanding Northamptonshire based team. The Senior Commercial Analyst will provide…
  • 4.3
    Lorien – Northampton, England
    20 days ago 20d
    Periodically review policies - centrally hosted on the Intranet - to ensure full compliance with current legal, regulatory and company… Commercial Analyst / Financial Analyst / Finance Business Partner We are currently seeking a Senior Commercial Analyst for an organisation…
  • 3.8
    KPMG International – London, England
    5 days ago 5d
    experienced in managing diverse issues including fraud, regulatory compliance, risk frameworks and modelling, capital efficiency,… ability to manage key engagement client contacts. The Role: - Working with forensic teams, lawyers and regulatory authorities…
  • 3.5
    Barclays – Northampton, England
    7 days ago 7d
    in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy… technical consultancy, live system support and technical compliance. The New Product Delivery team is responsible for the development…
  • 3.5
    Citi – Belfast, Northern Ireland
    7 days ago 7d
    mentor for junior Client Onboarding Analysts, while serving as deputy to Client Onboarding Managers • Maintain a detailed understanding… Experience of working within a strong regulatory/control environment • Ability to manage time appropriately and is organized Skills…
  • 3.6
    BP – Sunbury-on-Thames, England
    6 days ago 6d
    line with regulatory requirements and company policies and standards and by creating coherence in core HR areas. We are looking for… processes; governance, policy and coherence and ensuring that we have an effective system of HR compliance and controls in line…
  • 4.2
    Hays Specialist Recruitment Limited – London, England
    30+ days ago 30d+
    succeed You will be a professional Business Analyst with experience in delivering regulatory driven change within an Investment Management… Global Bank/Wealth Manager seeks Derivatives Legislation Business Analyst Your new company This Canary Wharf based Financial…
  • 3.5
    Barclays – Knutsford, England
    4 days ago 4d
    in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy… Standards, standards compliance, and tracking of any non-compliance to remediation Responsible for setting up and attending various…
  • 3.3
    T.K. Maxx – United Kingdom
    4 days ago 4d
    Ensure compliance with all architecture directions and frameworks including technical, security, and regulatory standards.… standards. Partner with key associates (e.g. project managers, business analysts, Solution engineers, etc.) to create well-defined…
  • 4.4
    Baringa Partners – London, England
    8 days ago 8d
    from our Analysts to our Partners Is there a good work-life balance? Absolutely. We have implemented a 3-4-5 policy to ensure… models to meet the new regulatory imperatives, improve efficiency throughout their organisations, better manage their risk or deliver…
  • 3.8
    KPMG UK – Watford, East of England, England
    17 days ago 17d
    Business Continuity Management regulatory news and trends - Review and update Business Continuity policies and procedures as required… Required: Yes Role Synopsis: The Business Continuity Analyst will develop, manage, review and maintain Business Continuity Plans, additionally…
  • 3.2
    GM Financial – High Wycombe, England
    17 days ago 17d
    adherence to all relevant compliance regulations that may govern the GMAC UK Plc business and complete all regulatory knowledge training… To work within a team of Business Analyst to support the gathering and understanding of Business Requirements. To follow the…
  • 3.5
    Citi – Belfast, Northern Ireland
    6 days ago 6d
    preferred. • Awareness of accounting, tax, legal, compliance and regulatory environments • Ability to quickly gain a full understanding… diverse group of support and control functions including Compliance, Operational Risk, Operations, Legal, Technology, amongst…
  • 3.8
    KPMG International – London, England
    7 days ago 7d
    experienced in managing diverse issues including fraud, regulatory compliance, risk frameworks and modelling, capital efficiency,… to see our policy on agencies: Policy Job Segment: Audit, Assistant Manager, Oracle, ERP, Manager, Finance, Management…
  • 3.5
    Barclays – Knutsford, England
    6 days ago 6d
    in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy… Technology management to remediate Controls Issues (Audit, Regulatory, Material Control Issues) are designed and operating effectively…
  • 3.8
    HITACHI CAPITAL (UK) PLC – Leeds, England
    14 days ago 14d
    Leadership Team (SLT), Customer Service Managers (CSMs) and Team Managers (TMs). Also external regulatory and legal bodies and suppliers… required from time to time Ensure compliance with SOx requirements by ensuring ongoing compliance with the following objectives:…
  • 3.6
    BlackRock – London, England
    13 days ago 13d
    Associate and 1 Analyst, who support the CF10a in achieving the following objectives: Oversight of BLKs compliance with CASS regulations… processes that ensure CASS compliance Restructuring BLK business activities to reduce CASS regulatory responsibilities The…
  • 3.3
    Coca Cola Enterprises – Uxbridge, England
    12 days ago 12d
    control environment and SOX compliance are maintained along with compliance to all legal and regulatory requirements Closing activities… through analysis and insight of CMA, ensuring compliance to relevant CCEP business policies including EUG trade terms mapping Lead…
  • 3.5
    Barclays – London, England
    5 days ago 5d
    in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy… the Financial Services Industry Experience of large regulatory projects Clear, concise communication skills with experience…
  • 3.5
    Amazon – United Kingdom
    6 days ago 6d
    changes/amendments to relevant funding, legislative and regulatory policies, frameworks and procedures. · Work with training providers… Senior Management/Funding Business Analyst. · Manage the LMS platform. · Work with the PR manager to build relationships with local…
  • 3.8
    KPMG International – London, England
    6 days ago 6d
    here to see our policy on agencies: Policy Job Segment: Analytics, Database, Defense, Data Analyst, Consulting,… experienced in managing diverse issues including fraud, regulatory compliance, risk frameworks and modelling, capital efficiency,…
  • 3.3
    HSBC – Cambridge, East of England, England
    7 days ago 7d
    high levels of quality, effective risk management and regulatory compliance The ideal candidate for this role will have:… techniques · A comprehensive understanding of the regulatory frameworks and compliance requirements associated with financial services…
  • 5.0
    Gerrard White – Croydon, England
    20 days ago 20d
    appropriate remedial actions ·Ensure compliance with core company policies, statutory and regulatory requirements, governance controls… customer pricing. As a principal analyst you will be supporting, and deputising for the pricing manager, helping the team in their productivity…
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