Senior Associate - Regulatory Reporting Jobs in United Kingdom | Glassdoor

Senior Associate - Regulatory Reporting Jobs in United Kingdom

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  • 3.8
    EY
    United Kingdom
    with particular interest in regulatory & prudential reporting and Client Money processing and reporting. Knowledge and experience… Assets), regulatory driven reviews (including those performed under the UK FSMA 2000 s166 regime), regulatory reporting assurance…
  • 3.3
    T.K. Maxx
    United Kingdom
    directions and frameworks including technical, security, and regulatory standards. Support the definition and selection of enterprise… strategies, processes, and standards. Partner with key associates (e.g. project managers, business analysts, Solution engineers…
  • Regional Job Network
    Buckingham, England
    Senior Regulatory Affairs Associate. Location: Berkshire. Salary: £35,000 - £40,000 dependant on experience + benefits package… in vouchers of your choice. Keywords: Regulatory, Affairs, Reg, Associate, Officer, Senior, CTA, CTAs, Clinical Trial, Clinical…
  • 3.5
    26 days ago 26d
    Barclays
    London, England
    loss provisioning), and the calculation of Regulatory/Economic Capital, and associated stress testing. The role holder will… Job Title: Senior Modelling Analyst Corporate Grade: AVP Reports to: Modelling Manager No’ of Direct Reports (if applicable…
  • 3.8
    EY
    London, England
    with particular interest in regulatory & prudential reporting and Client Money processing and reporting. Knowledge and experience… Assets), regulatory driven reviews (including those performed under the UK FSMA 2000 s166 regime), regulatory reporting assurance…
  • 3.8
    Goldman Sachs
    London, England
    An opportunity to join the Regulatory Reporting team has arisen as a result of increased reporting requirements and internal projects… preparation of the monthly Regulatory reports that are submitted to the PRA, BOE & FCA, using the AXIOM regulatory system. • Investigation…
  • 3.5
    Standard Chartered Bank
    London, England
    assessment) to manage risks. * Inform senior management and relevant regulators of serious regulatory breaches (or where risk tolerances… in reports to senior management and relevant governance/risk committees. * Analyse and interpret data to produce reports that…
  • 3.5
    Standard Chartered Bank
    London, England
    relevant stakeholders on the interpretation and application of regulatory expectations, laws, best practices and policies related to… thus drive remediation action within the FCC function. Regulatory & Business conduct * Display exemplary conduct and live…
  • 2.7
    Goldman Sachs International
    London, England
    businesses. CRCGâs primary function is to manage compliance and regulatory risk through the development and oversight of controls. CRCG… CRCG helps identify and prioritize the compliance and regulatory risks across the Securities Division businesses, and works to…
  • 4.4
    ProClinical Ltd
    London, England
    This is a great opportunity for a Senior Clinical Trial Coordinator / Associate Clinical Study Manager to join a small therapeutics… materials required for study start up and conduct as well as regulatory submission - Maintain Clinical Trial Master Files and facilitate…
  • 2.9
    Covance
    Maidenhead, England
    Research Associates II (CRA IIs) and Senior Clinic Requisition ID 63366BR Job Category Clinical Research Associate Locations… Serious Adverse Event (SAE) reporting, production of reports, narratives and follow up of SAEs. • Case Report Forms (CRF) review; query…
  • 4.8
    7 days ago 7d
    Sopra Steria Recruitment Ltd
    London, England
    testing work stream, the senior test manager will interface with a number of senior stakeholders, reporting on test progress, identification… Performance) status reporting is delivered and tracked, collating this in to senior management level reports for project governance…
  • 3.5
    5 days ago 5d
    Barclays
    London, England
    focuses on a number of key functions such as Regulatory and capital analysis and reporting, to support business units across Barclays… focuses on a number of key functions such as Regulatory and capital analysis and reporting, to support business units across Barclays…
  • 3.8
    Goldman Sachs
    London, England
    day to day conduct. • Draft periodic reports on outstanding litigation and regulatory proceedings across EMEA for the various… throughout EMEA. Liaise with Compliance to determine regulatory reporting obligations worldwide, with Insurance Management to ensure…
  • 3.5
    Standard Chartered Bank
    London, England
    Delivery of risk-based compliance reviews and reports, focused on areas of elevated regulatory risk based on a formal assessment and analysis… delivery of the bank's regulatory compliance monitoring programme and mitigation of elevated regulatory compliance risk across…
  • 3.5
    Barclays
    Knutsford, England
    Specialist is responsible for ensuring all audit, compliance and regulatory requirements are met by IaaS teams and colleagues.… of Risk across the IaaS team, thereby protecting against regulatory sanction, reputational and financial loss, service failure…
  • 3.4
    15 days ago 15d
    Deutsche Bank
    London, England
    or providing input to reports, including the final investigation report Understanding risks associated with investigations… external resources/experts Reporting and, where appropriate, escalating observations to the Senior Investigator/ Centre Investigation…
  • 3.4
    Lloyds Banking Group
    Edinburgh, Scotland
    Financial and Regulatory Control team sits within our Group Executive Functions and undertakes the control, reporting and governance… source system lending data feeds into the MI reporting tool ‘PRISM’ including the associated control and governance processes. Your…
  • 3.8
    EY
    United Kingdom
    components of Regulatory Reviews (e.g client money, Solvency II, Basel III, Section 166, Service Organisation Controls Reporting). This… audit • Third party reporting, e.g. SOC1, AAF 01/06, SOC2 • Experience of the IT elements of regulatory reviews (e.g S166, client…
  • 3.3
    PAREXEL
    Uxbridge, England
    figures, preparation / mapping of clinical study data for regulatory submission. Key Accountabilities Provide advise and expertise… graphing. Demonstrated knowledge of all relevant statistical regulatory guidance and standards (e.g, FDA, ICH and EMA). Advantageous…
  • 3.5
    Barclays
    London, England
    and report capital metrics (e.g. Early Warning Indicators, Risk Appetite Utilisation) and escalate issues requiring senior management… the PRA Supervision and Technical teams to support the regulatory review as part of the Supervisory Review Process (SREP). Act upon…
  • 3.9
    Adzuna
    United Kingdom
    European Regulatory teams Job Overview Suitable for: Senior Regulatory Affairs Manager, Snr RA Associate, Regulatory Affairs… Affairs Manager, Principle Regulatory Affairs Specialist, Lead Regulatory Affairs Specialist, Associate Director This is an exciting…
  • 3.8
    14 days ago 14d
    Capital One
    Nottingham, England
    understanding of all the risks associated with the Marketing processes (operational, regulatory, third party etc) and the impacts… challenge senior management on their approach to risk management (with a particular focus on operational, regulatory and third…
  • 3.5
    Barclays
    Northampton, England
    appetite. Overall purpose of role: A senior position, reporting to the Barclaycard Head of Resilience. Responsibilities… activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and…
  • 5.0
    15 days ago 15d
    Stellar Select Ltd
    Bracknell, England
    call monitoring Report any breaches to the Senior operational management team Assist with MI and reporting Provide UAT Testing… Assurance Associate based in Bracknell. Our client is a specialist buy to let mortgage provider. As a Quality Assurance Associate, you…
  • 4.2
    26 days ago 26d
    Bupa
    United Kingdom
    role is accountable to the Head of B2B Operations driving regulatory compliance and continuous improvement across the Business… Bupa’s values, in pursuit of Bupa goals without compromising regulatory compliance or ethical standards.…
  • 2.7
    12 days ago 12d
    Capita
    London, England
    forecasts using agreed methodology and monthly reporting mechanisms.Direct Senior Management to achieve Profit Centre Business PlanLiaise… 2013 to deliver a full range of property, development and regulatory services to local authorities and commercial organisations…
  • 3.5
    5 days ago 5d
    Barclays
    London, England
    Corporate Structures of Banking groups. UK, European and US regulatory requirements, such as the UK Banking Reform Act, Dodd-Frank… activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and…
  • 3.3
    28 days ago 28d
    Manpower
    Belfast, Northern Ireland
    Affairs Manager who will be the lead senior executive responsible for proactively ensuring regulatory compliance across the Group.… analysed, reported and relevant corrective action initiated. * Ensure traceability capability process, ensuring full regulatory compliance…
  • 4.2
    Bupa
    Brighton, England
    all regulatory, risk and control requirements and that the appropriate governance arrangements are in place. Reporting to the… Enabling Bupa insurance to confidently meet its objectives and regulatory expectations whilst ensuring our customers outcomes are fair…
  • 3.9
    Schroder Investment Management
    London, England
    secretarial services to associated Schroders management companies. The role will be based in London, reporting directly to the… and board resolutions; ensuring compliance with relevant regulatory and statutory requirements; arranging safekeeping of documents…
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