Senior Compliance Officer Jobs in United Kingdom | Glassdoor
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Senior Compliance Officer Jobs in United Kingdom

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  • 4.2
    BookingBug – London, England
    9 days ago 9d
    from you We are looking for an Information Security ComplianceOfficer to join our Engineering team based in Farringdon in our… conduct ISMS Audits to meet Compliance and legislative requirements, as well as internal audits and compliance checks against company…
  • 4.7
    Austin Fraser Limited – United Kingdom
    NEW
    facilities. An opportunity has arisen for an experienced SeniorComplianceOfficer/RP to join the team. MAIN PURPOSE OF ROLE AND KEY… the warehouse KEY TASKS & RESPONSIBILITIES FOR SENIORCOMPLIANCEOFFICER: Assist in the generation and maintenance of…
  • 4.2
    Together. – United Kingdom
    10 days ago 10d
    SeniorCompliance Monitoring Officer The SeniorCompliance Monitoring Officer will be responsible for the design and delivery… and Experience Experience of operating in a senior role within Compliance Monitoring or Audit Full CeMap or equivalent qualification…
  • Taylor Root – London, England
    NEW
    maintaining a culture of compliance Experience Required Experience as an experienced ComplianceOfficer, MLRO or Deputy MLRO… expansion,resolution of compliance-related incidents and gaps, enhancements to the firm's compliance framework and the review/…
  • Panoramic Associates – London, England
    NEW
    Compliance Monitoring Officer Panoramic Associates are supporting a leading London Market organisation who are looking for… for a Compliance Monitoring officer to drive and maintain their Monitoring program. This person will be a key member of the…
  • Bond Recruitment – United Kingdom
    19 days ago 19d
    SeniorComplianceOfficer Location: Central London Salary: £25k - £30k My client is looking for a seniorcompliance officer… officer to join their team, the company are continuing to grow rapidly and therefore offer great scope for progression in the…
  • MERJE Ltd – London, England
    7 days ago 7d
    to continued growth they are looking to recruit a SeniorComplianceOfficer. Although operating in a boutique environment you… registered as a Nominated Officer and MLRO with HMRC. You will be responsible for: Managing the Compliance team Maintaining…
  • 2.7
    Sage – Newcastle upon Tyne, England
    13 days ago 13d
    Job title: Compliance / SeniorComplianceOfficer Function: Risk and Assurance Reports to: Head of Compliance Location… Newcastle Job purpose: The seniorcomplianceofficer will form part of the team that ensures compliance to the Sage Governance Framework…
  • 4.3
    Hays – Southend-on-Sea, England
    NEW
    Mandarin speaking ComplianceOfficer Your new company You will be working within a vibrant company who takes their employee… the board, European board and chairman of the company, in a senior role. You will be liaising with up to 70 people in the company…
  • 3.7
    Zoek UK – Leeds, England
    9 days ago 9d
    financial services firm in West Yorkshire as they seek a Compliance Advice Officer to join their ambitious team. ,Providing commercially… regulation. Desirable Skills & Experience: ICA Compliance Diploma Qualified to degree level If you think this role…
  • 3.0
    GENERAL DYNAMICS UNITED KINGDOM LTD – United Kingdom
    16 days ago 16d
    Senior Trade ComplianceOfficer General Dynamics UK is a world-leader in the integration of cutting-edge defence and security… part of our name, its part of our spirit. The Senior Trade ComplianceOfficer will be responsible for supporting the Mission…
  • 3.0
    Legg Mason – London, England
    7 days ago 7d
    perform Compliance Monitoring activities as part of the Legg Mason Compliance Monitoring Programme. Provide Compliance Advisory… , Frankfurt, Milan, and Geneva. The Compliance Manager reports to the Compliance Director (CF10/CF11), Legg Mason Europe,…
  • 3.4
    BNP Paribas – London, England
    24 days ago 24d
    in support of the Senior FXLM Compliance Advisor, Head of Markets Compliance and the UK Head of Compliance • Advise the business… Provide support and backup to the Commodity Derivatives ComplianceOfficer. Market Conduct As appropriate to seek to implement…
  • 3.1
    BNY Mellon – Liverpool, England
    NEW
    Relevant experience working in financial services (preferably compliance monitoring) Good knowledge of the rules & regulations of… MyCareer Path Description and Position Summary Manages compliance efforts for the Company as they relate to moderately complex…
  • 3.1
    ACCA – London, England
    NEW
    currently recruiting for a SeniorComplianceOfficer on a full time, permanent basis to join ACCA's Compliance Team. This is a home… relevant rules, regulations and standards. As a SeniorComplianceOfficer you’ll undertake monitoring of individuals and firms…
  • 3.5
    SEI Investments – London, England
    13 days ago 13d
    when and where appropriate, etc. › Manage the Firm’s ComplianceOfficer responsible for Financial Promotions and provide him/her… help him/her develop. › Review the work of the Firm’s ComplianceOfficer responsible for Financial Promotions associated with his…
  • 3.0
    MSI Group Ltd – London, England
    10 days ago 10d
    Accountable For The Complianceofficer is accountable for: Managing the end to end Compliance Process Ensuring all candidate… our growing business. Job Purpose and Context The ComplianceOfficer has responsibility for contacting candidates to assist…
  • 5.0
    Talented Futures – London, England
    NEW
    support this growth, the head of Risk & Compliance is looking to recruit a complianceofficer into the team. Purpose of the role… contact for, and to resolve quickly and efficiently, general compliance queries; Review as required policies and procedures produced…
  • Banking Support – City of London, England
    22 days ago 22d
    the City is seeking an additional ComplianceOfficer to support the Risk & Compliance Director. Duties will include: Ensuring… ComplianceOfficer (General Insurance) Circa £50,000 Ref: 10896 City of London Leading General Insurer based in the…
  • 3.4
    BNP Paribas – London, England
    9 days ago 9d
    Manager of Registrations/Head of Central Compliance as well as other key Compliance, HR, Legal and Business stakeholders.… lines, as well as the work closely with staff from across Compliance, Human Resources, Legal, Corporate Governance and Business…
  • 3.5
    SEI Investments – London, England
    9 days ago 9d
    information for Senior Management, the Firm’s Committees and its Board of Directors. ›Represent Compliance in appropriate Firm… approach, review the compliance monitoring work of the Firm’s Compliance Officers. ›Support the Compliance department with the…
  • 3.5
    Bloomberg – London, England
    5 days ago 5d
    education Provide compliance oversight and assurance of the firms activities in conjunction with the compliance monitoring programme… Draft and update Compliance manuals, policies and procedures Work closely with business, legal and engineering, providing advice…
  • 3.6
    London - City – City of London, England
    NEW
    A Compliance Monitoring Officer job opportunity is currently available working for a leading Lloyd's Market Insurance Company… practice, and other compliance procedures are adhered to. Prepare compliance monitoring reports for senior management to specified…
  • London - City – City of London, England
    NEW
    A Compliance Monitoring Officer job opportunity is currently available working for a leading Lloyd's Market Insurance Company… practice, and other compliance procedures are adhered to. Prepare compliance monitoring reports for senior management to specified…
  • London - City – City of London, England
    7 days ago 7d
    A Compliance Monitoring Officer job opportunity is currently available working for a leading Lloyd's Market Insurance Company… practice, and other compliance procedures are adhered to. Prepare compliance monitoring reports for senior management to specified…
  • 4.2
    Together. – United Kingdom
    6 days ago 6d
    Monitoring Officer The salary is £28,000 - £31,000 with an annual bonus and excellent benefits package. The key purpose… Assurance on Complaint Responses Skill and Experience Compliance Monitoring experience in Financial Services Excellent communication…
  • 3.4
    BNP Paribas – London, England
    21 days ago 21d
    activities of Compliance Assurance. Compliance Assurance, within CIB UK Compliance, is comprised of three teams, Compliance Reviews… thematic/targeted Compliance reviews of the UK CIB businesses. The Compliance Officers working in the Compliance Assurance Department…
  • 2.9
    Help at Home – Leicester, England
    6 days ago 6d
    Compliance & Quality Officer, Health & Social Care, Leicester A fantastic opportunity has arisen for a driven, Compliance &… the complianceofficer is critical within the team to ensure all standards are being adhered to. The role will involve overseeing…
  • 2.8
    SiTEL – Longbenton, England
    9 days ago 9d
    Energy Supplier, we now have an opening for a ComplianceOfficer. As Compliance Manager, you will be required to implement, promote… promote and maintain campaign compliance, ensuring that all compliance targets are delivered and maintained whilst coaching and…
  • 3.8
    Robert Half Finance & Accounting – London, England
    1 days ago 15hr
    support the Compliance Manager but will also have a direct line with the Chief Operating Officer and ComplianceOfficer. Responsibilities… manner to Senior Management and queries from the business. Show a keen interest in relevant regulatory or compliance related developments…
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