Job Type
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Senior Compliance Officer Jobs in United Kingdom

931 Jobs

  • 4.4
    Bandwidth Recruitment Ltd – United Kingdom
    4 days ago 4d
    the more senior role of Compliance Manager you would have up to date experience and knowledge of all Risk and Compliance issues,… aim is for the compliance manager to be able to direct, guide and control all activities within the Compliance area. Our client…
  • 3.5
    Citibank – London, England
    NEW
    Chief ComplianceOfficer (CCO) - Training will be based in NYC or London and will report to the Citigroup Chief Compliance Officer… based in NYC or London and Reports to Citigroup Chief ComplianceOfficer with a matrix line to Learning and Development (L&D),…
  • 4.2
    Search Consultancy – Manchester, England
    28 days ago 28d
    ComplianceOfficer £45-50K + discretionary bonus Manchester The Role: My new client is seeking a Compliance Professional… legislation. Engaging with and challenging senior management team in relation to compliance, and other business risks, which arise…
  • 2.9
    Equiniti – Worthing, South East England, England
    NEW
    Control related issues. Department Information Compliance & Risk are experts in Financial Conduct Authority (FCA) and… the primary point of contact with the FCA. The Equiniti Compliance Conflicts/Control Room team is integral to the management…
  • 4.1
    Hays Specialist Recruitment Limited – High Wycombe, England
    NEW
    and non-routine testing of financial process compliance. To monitor compliance with laws, regulations and internal policies,… complied with To investigate any irregularities and non-compliance issues What you'll need to succeed You should be a qualified…
  • Taylor Root – City of London, England
    14 days ago 14d
    looking to hire a Senior Risk & ComplianceOfficer to join their newly created and fast growing Compliance function. Over the… This will be a broad role covering all aspects of Risk & Compliance and will not be limited to the usual business acceptance type…
  • 3.3
    Norton Rose Fulbright – London, England
    16 days ago 16d
    Apply Job Title SeniorComplianceOfficer Role Practice Group/Department Compliance Job Category Business Services… Hong Kong. The Team comprises five other lawyers and ten ComplianceOfficer staff, some of whom have law degrees and all of whom have…
  • 4.2
    make it cheaper – London, England
    7 days ago 7d
    Insurance ComplianceOfficer (ICO) is primarily responsible for overseeing and dealing with quality and compliance issues within… within the insurance business. The ICO will report to the Compliance Manager. The key purpose of this role is to ensure our insurance…
  • 3.8
    Professional Recruitment Ltd – Bristol, England
    NEW
    are seeking highly experienced and professional Risk and Compliance Officers to form part of the Risk Partner unit which provides… experience and have a proven track record of working within a compliance and risk function. You must have a good understanding of regulatory…
  • 3.6
    Experian – Nottingham, England
    13 days ago 13d
    looking for a SeniorCompliance Assurance Officer to join our Compliance team based in Nottingham. The SeniorCompliance Assurance… testing. The SeniorOfficer will support the Compliance Assurance Manager in delivering Assurance results to Senior Leadership…
  • 3.2
    Solutions Recruitment – North Shields, England
    30+ days ago 30d+
    Solutions Recruitment are looking to recruit for a SeniorComplianceOfficer to work for a prestigious organisation based in North… Supporting the Head of Risk & Compliance in overseeing and monitoring of the firms risk and compliance programme and ensuring the…
  • 3.2
    Western Asset – London, England
    NEW
    requirements of complianceofficer’s portfolios and be the main point of contact for any portfolio compliance issues that arise… guideline breach notifications and error reporting. Assisting seniorcompliance officers in monitoring of regulatory and legal requirements…
  • 2.9
    Brook Street UK – North Shields, England
    30+ days ago 30d+
    expanding, industry leading clients in their search for a SeniorComplianceOfficer. If you have a strong background in Motor Insurance… and collaborating with a friendly, productive team of four Compliance Officers, your daily responsibilities will unfold as follows…
  • 4.1
    Barclay Simpson – London, England
    7 days ago 7d
    are seeking a ComplianceOfficer to join the Compliance Testing (CT) team, a distinct function within Compliance, responsible for… are seeking a ComplianceOfficer to join the Compliance Testing (CT) team, a distinct function within Compliance, responsible for…
  • 4.7
    G2 Recruitment Ltd – London, England
    30+ days ago 30d+
    Responsibilities of the Senior Regulatory ComplianceOfficer Review and approve compliance documentation like Specifications… Senior Regulatory ComplianceOfficer London - Negotiable Salary - 12 Month FTC My client is a large pharmaceutical company…
  • 3.7
    Travelers Companies – London, England
    HOT
    Structure. Overall responsibility for monitoring compliance and for reporting compliance failures of the Alternative Business Structure… complies with its relevant statutory obligations. Monitors compliance with the terms and conditions of authorization and all other…
  • 3.6
    Citi – London, England
    NEW
    England,London Education: Bachelor's Degree Job Function: Compliance and Control Schedule: Full-time Shift: Day Job Employee… Description Job Purpose: To provide ICRM (Independent Compliance Risk Management) support to the Futures Clearing and Collateral…
  • 2.7
    Sage – Newcastle upon Tyne, England
    7 days ago 7d
    Overview The seniorcomplianceofficer will form part of the team that ensures compliance to the Sage Governance Framework… Supporting the Head of Compliance in designing, overseeing and monitoring the implementation of the Sage compliance programmePerformance…
  • Black Swan Associates Limited – Chester, England
    7 days ago 7d
    international Commercial bank are looking for a ComplianceOfficer to join their Compliance function in a broad role with good exposure… produce reports for senior management Conduct monitoring as required Requirements experience in a Compliance banking role…
  • 5.0
    Utility People – United Kingdom
    15 days ago 15d
    and coach external Compliance Officers to ensure KPIs and SLAs are achieved. If the SeniorComplianceOfficer sounds like you, APPLY… Role: SeniorComplianceOfficer (Energy Sales Processes) Location: Home/Field Based with nationwide travel required Salary…
  • 2.5
    Panserve Ltd – Hove, England
    12 days ago 12d
    Proven experience as Senior Regulatory ComplianceOfficer or equivalent • 7 or more years in compliance, legal or regulatory functions… to identify possible compliance risks • Review the work of colleagues when necessary to identify compliance issues and provide advice…
  • Jerrold Holdings – Cheadle, North West England, England
    22 days ago 22d
    Job Purpose SeniorCompliance Monitoring Officer The SeniorCompliance Monitoring Officer will be responsible for… SeniorCompliance Monitoring Officer Job ID: 1790 Salary: £55,000.00 to £60,000.00 Working Hours: 37.50 per week…
  • 5.0
    Lawes Consulting Group – United Kingdom
    15 days ago 15d
    Job Title - ComplianceOfficer - Insurance Contract - Permanent Salary - Competitive package offering Location - Hertfordshire… ·Report to The Board and other senior colleagues on all matters relating to risk and compliance. ·Propose, gain sign off for and…
  • 5.0
    Scantec Personnel – Huddersfield, England
    5 days ago 5d
    Senior QA Officer, Leeds, £30,000 - £36,000 My client is an established Pharmaceutical Manufacturing business. Following… Following an internal promotion, they are looking to recruit a Senior QA officer to join the team on a permanent basis. Offering excellent…
  • Taylor Root – United Kingdom
    14 days ago 14d
    looking to hire a Senior Risk & ComplianceOfficer to join their newly created and fast growing Compliance function. Over the… This will be a broad role covering all aspects of Risk & Compliance and will not be limited to the usual business acceptance type…
  • 4.2
    Search Consultancy – Liverpool, England
    7 days ago 7d
    Compliance Monitoring Officer Liverpool £45-55K + package The Compliance Monitoring Officer will be responsible for undertaking… Head of Compliance Provision of feedback to senior management, investment managers and associates Support the Compliance monitoring…
  • 3.5
    Career Legal – London, England
    NEW
    move in 2018? A leading City law firm is hiring a ComplianceOfficer to work in their Business Acceptance Unit (BAU) and Conflicts… including senior partners and legal PA's. If you are interested in this role or wish to discuss risk and compliance in general…
  • 4.1
    I4 – United Kingdom
    NEW
    NFA. Principal duties of the Chief ComplianceOfficer: To manage the Compliance function and deal with staffing issues… Chief ComplianceOfficer – Competitive Salary – City, London – Full Time Permanent. Vantage Capital Markets LLP are looking…
  • 4.3
    Resourcery Group – Liverpool, England
    1 days ago 1d
    in Liverpool who are looking to recruit an experienced ComplianceOfficer/Manager. The role sits within an FCA-regulated sector/… General Insurance products Previous experience of operating a compliance programme Previous experience of risk registers / heat mapping…
  • 3.7
    J.P. Morgan – London, England
    NEW
    www.jpmorganchase.com/. Our Compliance Function With a diverse team of Compliance professionals supporting all areas… thoughtful and unique solutions to the challenges they face. The Compliance function has a robust set of priorities in place focused on…
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