Senior Funds Compliance Officer Jobs in United Kingdom | Glassdoor
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Senior Funds Compliance Officer Jobs in United Kingdom

96 Jobs

  • 3.9
    University of Birmingham – Birmingham, England
    6 days ago 6d
    Partnership funding at the University of Birmingham. Through your keen attention to detail and interactions with senior academic… counselling and guidance, disability and learning support, student funding, graduation, International Students’ Advisory Service, customer…
  • 3.7
    Morgan Stanley – Glasgow, Scotland
    NEW
    BRM) control Secured Funding Treasury Capital Markets (TCM) control Unsecured Funding Liquidity & Funding Controllers (LFC) Regulatory… support for the funding arms of the Firm and is part of the ISG Finance organization. Pre 2008 crisis, funding was easy to obtain…
  • 3.9
    University of Edinburgh – Edinburgh, Scotland
    NEW
    providing digital advice and guidance to senior academics on large scale strategic funding bids e.g. the Institute Strategic Programme… Marketing, Communications and Engagement Manager, Communications Officer, Graphic Designer, Campus Photographer, and Digital Resources…
  • 3.5
    Information Services Group – Guildford, England
    8 days ago 8d
    this role. This position reports directly into the Chief HR Officer based in Stamford, USA. Person Specification: • Fluent in… and training providers; maintain training records o Request funding from the FAFIEC as necessary • HR Metrics and Reporting o Provide…
  • 3.7
    Morgan Stanley – Glasgow, Scotland
    Today 10hr
    usage information to Senior Management, the Business Unit and externally to Regulatory bodies. Compliance with the evolving regulatory… The Finance Division globally reports to the Chief Financial Officer and consists of some 3,000 employees worldwide. Finance protects…
  • 3.3
    Deutsche Bank – London, England
    8 days ago 8d
    Job title: Fixed Income ComplianceOfficer Corporate title: Vice President Division: Compliance Location: London Overview… advice to senior managers as well as all employees. Key Responsibilities: Implementing of the Compliance Controls…
  • 4.0
    cer Financial – London, England
    NEW
    looking to hire a SeniorComplianceOfficer, to take responsibility for the management of the day to day compliance activity. If you… ComplianceOfficer - Asset/Wealth Management London - West Permanent c£100,000 Our client a boutique Wealth Management…
  • 3.7
    GlaxoSmithKline – Brentford, England
    Today 6hr
    direction of the UK pension plans at a senior level, taking into account factors such as risk, funding and legislative change. The successful… China. CEO Emma Walmsley was appointed Chief Executive Officer on 1 April 2017. She joined GSK in 2010 with responsibility…
  • 3.6
    Welsh Government – Cardiff, Wales
    NEW
    Group and Additional Accounting Officer, the Directors General will encourage and enable compliance with common and streamlined corporate… Directors General will be designated Additional Accounting Officer by the Permanent Secretary and will be accountable to her for…
  • 3.4
    LaSalle Investment – London, England
    5 days ago 5d
    PowerPoint slide archives Coordinating with the regional complianceofficer. Organising and coordinate of investors’ due diligence… towards outcomes. Role and Accountabilities: Drafting fund marketing documentation (introductory fliers, investor pitchbooks…
  • 4.0
    cer Financial – London, England
    NEW
    looking to hire a SeniorComplianceOfficer, to take responsibility for the management of the day to day compliance activity. If you… ComplianceOfficer - Asset/Wealth Management London - West Permanent c£100,000 Our client a boutique Wealth Management…
  • 3.7
    Morgan Stanley – London, England
    Today 4hr
    Profile The Finance Division reports to the Chief Financial Officer and consists of some 3,000 employees worldwide. Finance protects… regulatory compliance deliverables: PRFA, SMCR programmes and assisting in building out a global regulatory compliance framework…
  • 4.1
    University of Glasgow – Glasgow, Scotland
    NEW
    friendly and helpful service to all visitors; Act as Liaison Officer with staff of the Host Polytechnic, as well as the Singapore… are two positions available, these posts are full time with funding available until 31 August 2020 in the first instance.…
  • 3.7
    Barclays Global Investors – London, England
    Today 9hr
    Trade Clearing, T1 margining, reconciliations, client service, funding · FXPB and Intermediation: T0/Trade Processing Your… · Providing robust R&C governance and guidance to ensure compliance with Barclays Group and local risk and control policies, standards…
  • 4.6
    ACA Compliance Group – London, England
    EASY APPLY
    26 days ago 26d
    experience of working at the FCA, for a compliance consultancy or as an in-house ComplianceOfficer. Whilst this is not a business development… Undertaking compliance reviews, assessments and presenting recommendations to Compliance Officers, compliance staff and senior management…
  • 3.7
    Morgan Stanley – London, England
    Today 4hr
    regulatory compliance deliverables Assisting with the production and review of reporting for Boards, Risk Committees and Senior Management… Profile The Finance Division reports to the Chief Financial Officer and consists of some 3,000 employees worldwide. Finance protects…
  • 3.4
    Eden Scott – Glasgow, Scotland
    NEW
    This role of Chief Operating Officer is an exceptional opportunity to play a central and founding part in the establishment and… With other members of the leadership team, the Chief Operating Officer will deputise for the Director as requested and is appropriate…
  • 4.3
    Royal London – Edinburgh, Scotland
    8 days ago 8d
    operational risks and controls. As a senior representative of the 2nd line Group Risk and Compliance team, you will deliver operational… and Pensions Risk and also with the Chief Risk Officer; The provision of guidance, support and challenge to the 1st line executive…
  • 4.0
    Swansea University – Swansea, Wales
    Today 4hr
    with potential PIs, ensuring compliance with internal University policies and procedures, and funding providers’ guidelines. The… service staff and senior management in the co-ordination of the defined research portfolio and external funding opportunities. The…
  • 3.8
    WorldRemit – London, England
    25 days ago 25d
    - involvement in any future funding rounds, mergers and acquisitions; and Working with Compliance including on fraud, anti-money… remittances annually (and growing) Raised $140 million in fundingFunded by VCs behind companies such as Airbnb, Spotify, Netflix…
  • 3.7
    Morgan Stanley – London, England
    7 days ago 7d
    Voice Recording, Fund Administration, Disclosure of Interest and Transaction Reporting and broad compliance support across Operations… client assets, outsourcing, voice recording, senior management systems and controls, fund administration, disclosure of interest or…
  • 3.9
    Mercy Corps – London, England
    5 days ago 5d
    geographic focus are China, The Gulf and Canada. The Senior GPAT Officer will focus predominantly on two areas. Firstly, and primarily… Responsibilities EAST ASIA PARTNERSHIP MANAGEMENT The Senior GPAT Officer will support GPAT's partnerships in East Asia in coordination…
  • 4.1
    University of Glasgow – Glasgow, Scotland
    13 days ago 13d
    information regarding the scheme is available from the Superannuation Officer, who is also prepared to advise on questions relating to the… annum. This post is full time (35 hours per week) and has funding for 1 year in the first instance with the prospect of continuation…
  • 3.8
    Unilever – Kingston upon Hull, England
    14 days ago 14d
    including the Compliance and Risk reports and budgeting tracking reports; Preparing budgets for the Fund and Sub-Funds for the… support to the DoO and Chief Investment Officer for a number of local country pension funds. The key areas are: Local pension…
  • 3.7
    Alter Domus – London, England
    12 days ago 12d
    London, we are currently looking for: DEPOSITARY SERVICES SENIOROFFICER JOB DESCRIPTION: Responsible for the day to day… infrastructure clients; Responsible for compliance of clients with the Alternative Investment Fund Managers Directive with focus on the…
  • 3.7
    Morgan Stanley – Glasgow, Scotland
    5 days ago 5d
    reporting, compliance and technical analysis needs. JOB DESCRIPTION, SKILLS REQUIRED AND SKILLS DESIRED A senior manager is… The Finance Division globally reports to the Chief Financial Officer and consists of some 3,000 employees worldwide. Finance protects…
  • 3.8
    Unilever – Kingston upon Thames, England
    14 days ago 14d
    including the Compliance and Risk reports and budgeting tracking reports; Preparing budgets for the Fund and Sub-Funds for the… support to the DoO and Chief Investment Officer for a number of local country pension funds. The key areas are: Local pension…
  • 3.1
    BNY Mellon – United Kingdom
    NEW
    EMEA Chief Risk Officer and to the Pershing Global Head of Compliance with responsibility for the compliance functions of Pershing… the FCA Controlled Function (as required for the Chief ComplianceOfficer role) and fulfil the general responsibilities accompanying…
  • 3.5
    Bank of America – Bromley, England
    NEW
    Finance Crimes Compliance, Fulfillment, Sales and Local ComplianceOfficer in Europe As an Operations Senior Analyst your skills… awareness (Inc. Operational, Compliance, Business & Reputational) Knowledge of Various Corp Structures e.g. Funds, Trusts Partnerships…
  • 3.1
    Dyson – Malmesbury, England
    7 days ago 7d
    HMRC queries and enquiries Own and develop the SAO (Senior Accounting Officer) certification process for the parent company of the… return compliance, identifying and managing tax compliance obligations in other countries, and managing FATCA compliance. Draft…
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