Senior Trade Compliance Officer Jobs in United Kingdom | Glassdoor
  • All Jobs (87)

Senior Trade Compliance Officer Jobs in United Kingdom

Filters
Filters
  • 3.4
    BNP Paribas – London, England
    1 days ago 21hr
    Financial Crime and Compliance Investigations in the provision of advice and investigation resource to sales, trading, marketing, middle… respond to enquiries from trading/sales desks, marketing and operations. • Providing guidance to Compliance colleagues on the application…
  • 2.2
    Cordant People – Blackpool, England
    10 days ago 10d
    and external meetings in relation to Product Compliance The Compliance Officer, liaises with all external accreditation bodies… Job Title: Compliance Officer Salary: £23,000 £25,000 (negotiable depending on experience) Location: Blackpool The…
  • 4.2
    Venn Group – London, England
    21 days ago 21d
    investment bank in London for an experienced Compliance Officer. Whilst covering general compliance functions, the role will primarily focus… monitoring duties of the role include policy compliance, market abuse and trade surveillance. A hands-on approach to dealing with front…
  • 2.7
    Prospero Teaching – London, England
    29 days ago 29d
    on a regular basis. Compliance: - Understand compliance within the parameters that the business trades within. - Be the first… three years. This role is a fantastic opportunity for a Compliance Officer ,to be able to work for a well-established, yet consistently…
  • 3.4
    Pontoon – Edinburgh, Scotland
    1 days ago 23hr
    the UK Compliance Officer PG is primarily to support the bank's legal entities to remain compliant with regulatory requirements… Personal Securities Data and relevant MI to: Senior Management Committees Compliance senior managers and relevant stakeholders The…
  • 3.4
    BNP Paribas – London, England
    24 days ago 24d
    regulators. Compliance Advisory Provide Compliance advice to the Head of FXLM Trading and Electronic Business Senior Management… Job Purpose Provide Compliance coverage to the FXLM Trading & Electronic Business Compliance functions and provide support…
  • 3.2
    London Stock Exchange Group – United Kingdom
    26 days ago 26d
    The role reports to the Senior Rules & Compliance Officer with responsibility for providing compliance support to Turquoise and… Overview A vacancy exists for a Rules and Compliance Officer within the Rules & Compliance team of London Stock Exchange plc (“LSE…
  • 2.2
    Cordant People – Blackpool, England
    8 days ago 8d
    and external meetings in relation to Product Compliance The Compliance Officer, liaises with all external accreditation bodies… Job Title: Compliance Officer Salary: £25,000 £30,000 (negotiable depending on experience) Location: Blackpool The Compliance…
  • 3.6
    Morgan Stanley – London, England
    2 days ago 2d
    essential) -Previous Compliance coverage experience relevant to electronic trading would be beneficial. Senior experience in relevant… IED) Compliance team. Primary Responsibilities The role primarily involves providing Compliance coverage to the E-Trading franchise…
  • 3.5
    Bloomberg – London, England
    8 days ago 8d
    the EMEA Compliance team in London to act as Compliance Officer of the recently-launched Bloomberg Multilateral Trading Facility… Opportunity: You will report to the Chief Compliance Officer of Bloomberg's Multilateral Trading Facility (MTF), which is authorised…
  • Virtuoso Recruitment Limited – Leeds, England
    17 days ago 17d
    Reporting to: Senior Compliance Officer Holidays: 22 days Location: Leeds LS2 Job description: A permanent full time role is… available for an Assistant Compliance Officer, providing support to the company in all aspects of compliance including anti-money laundering…
  • 3.0
    Gazprom Marketing & Trading – London, England
    3 days ago 3d
    various other employment tax matters Ensuring that the Senior Accounting Officer requirements are met on a quarterly basis Assisting… corporate tax accounting, reporting and compliance obligations of the Gazprom Marketing & Trading Group. The role is also expected to…
  • 3.6
    Morgan Stanley – London, England
    2 days ago 2d
    to EMEA Institutional Sales and Trading. -Conduct data analysis and work closely with Compliance coverage teams, Operations and… from local regulators. -Coordinate with senior stakeholders in Business Unit Risk, Compliance management, Regulatory Relations and…
  • Centre People Appointments – London, England
    3 days ago 3d
    are looking for an experienced Compliance Officer to join their setup here as a responsible officer (FCA Controlled Function Approved… complies with FCA • Handle all compliance cases and complaints • Provide support and assist senior management in business and market…
  • 3.1
    S&P Global – London, England
    5 days ago 5d
    other compliance colleagues. • Advise the Chief Compliance Officer of S&P Global Platts with regard to significant compliance matters… Global is seeking an experienced Compliance Officer (CO) to join the S&P Global Platts compliance function in EMEA. The CO will be…
  • 3.3
    CORPORATE – London, England
    10 days ago 10d
    Divisional Compliance Officer, S&P Global Platts (Corporate) The Role: S&P Global is seeking an experienced Compliance Officer… examinations with CCO and other compliance colleagues. • Advise the Chief Compliance Officer of S&P Global Platts with regard…
  • Experis Ltd – Bristol, England
    2 days ago 2d
    Senior Commercial Officer - 40-50k FTSE 100 Global Organisation - Competitive Salary and attractive benefits package A rapidly… support services organisation are looking to take on a Senior Commercial Officer to work within one of its most successful project…
  • 3.5
    Nomura International – London, England
    10 days ago 10d
    Job Title: Compliance Review Officer Job Code: 1008562 Skill Category: Compliance Location: EMEA… monthly Compliance MI for Senior Management within EMEA on reviews completed and issues identified by the Compliance Review Team…
  • 2.7
    Prospero Teaching – Bristol, England
    14 days ago 14d
    on a regular basis. Compliance: - Understand compliance within the parameters that the business trades within. - Be the first… three years. This role is a fantastic opportunity for a Compliance Officer ,to be able to work for a well-established, yet consistently…
  • 3.4
    BNP Paribas – London, England
    24 days ago 24d
    risk in his/her daily activities and abides by the Key Front Officer Responsibilities, where relevant Corporate role model,… Paribas Global Markets. The team is located in the front office trading rooms worldwide, with 40 staff based in the main hubs of Paris…
  • 3.3
    Société Générale – London, England
    19 days ago 19d
    Summary of the Key Purposes of the Role The Senior Compliance Officer of the Control Room provides pro active support to… specifics, ensuring that the team meets the needs of the Compliance Department, senior management and the business lines • Actively…
  • 3.5
    Credit Suisse – London, England
    4 days ago 4d
    and ensuring all is in order prior to the release of funds or trading activity being permitted. Ensure limits are only authorised… designated authority level. Credit authorisations are in compliance with all relevant directives and the global credit policy.…
  • 3.4
    Network Rail – Exeter, England
    1 days ago 20hr
    Job Title Principal Technical Officer [Works Delivery] Location Exeter, GB Department Name Network Operations… gender), employment status, membership or non-membership of trade union, social class or any other irrelevant factor. We are committed…
  • 3.6
    Morgan Stanley – London, England
    23 days ago 23d
    Initiatives Compliance team to lead Infrastructure Compliance test checks and desk reviews to monitor compliance with relevant… EMEA Legal and Compliance Department is charged with day-to-day oversight and coordination of the Firm’s compliance with core regulatory…
  • 3.3
    Deutsche Bank – London, England
    13 days ago 13d
    platforms, support thousands of trading desks and enable millions of banking transactions, share trades and emails every day.… Job title: Regulatory Transformation Project Management Officer Corporate title: Vice President Division: Operations…
  • 3.3
    Société Générale – London, England
    8 days ago 8d
    mission statement, GBS Compliance activities are centred around five key objectives, in support of senior management, business lines… Department Mission Statement of GBS Compliance: “To enhance and maintain a robust compliance framework, in partnership with all…
  • 3.5
    Credit Suisse – United Kingdom
    3 days ago 3d
    bankers (both junior and senior) and IBCM management, along with other groups such as Legal, Compliance and other Conflicts Officers… identify and mitigate business selection conflicts. The Conflicts officer works in a dynamic and rapidly changing environment, where…
  • SOLOS Consultants Ltd – Burton upon Trent, England
    19 days ago 19d
    Our client is currently looking to recruit a Senior Claims Officer to join their team on an initial temporary basis located in… management companies, you will also possess strong knowledge of Trading Standards, Quality Assurance Standards and the enforcement…
  • 3.5
    Fusion People Ltd – Burton upon Trent, England
    19 days ago 19d
    This organisation are looking for a Senior Claims Management Officer the role is potentially running for 2 years Main Duties… area, including other regulators, representatives of CSC's, trading standards services, other stakeholders and the media. You…
  • 3.3
    Equifax – Nottingham, England
    3 days ago 3d
    response In collaboration with the UK Chief Compliance Officer and the senior compliance team, act as the day to day point of contact… Protection Compliance Manager include: Support the UK Chief Compliance Officer and the UK Data Protection Officer on all matters…
Page 1 of 3
Be the first to get new jobs like these: