Job Type
Date Posted
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Senior Trade Compliance Officer Jobs in United Kingdom

114 Jobs

  • 3.5
    JAM Recruitment Ltd – Hastings, England
    NEW
    and conduct of internal tradecompliance audits. The Person: As a SeniorTradeComplianceOfficer, you must have experience… Import, Export and Anti-Corruption Compliance. The Role: As a SeniorTradeComplianceOfficer, you'll be responsible for the…
  • 3.0
    The Sammons Group – Hastings, England
    30+ days ago 30d+
    The SeniorTradeComplianceOfficer will be required to: Support the business unit in managing all tradecompliance activities… export, anti-bribery and customs legislation. The SeniorTradeComplianceOfficer will be responsible for supporting the Mission…
  • 3.0
    Berenberg Bank – London, England
    6 days ago 6d
    lasting partnerships. We are seeking you as Compliance Analyst Trading (m/f), London Your responsibilities:… specifically the Sales and Trading activities within the London branch Undertaking Compliance risk assessments and planning…
  • Elliott James Consulting Limited – London, England
    7 days ago 7d
    minimum of 3 years experience of working as a ComplianceOfficer with a firm that trades CFD and Spread Betting. Have experience… James Consulting have an exciting opportunity for a SeniorComplianceOfficer to work with a leading Investment firm based in The…
  • 3.0
    The Sammons Group – Hastings, England
    30+ days ago 30d+
    The SeniorTradeComplianceOfficer will be required to: Support the business unit in managing all tradecompliance activities… export, anti-bribery and customs legislation. The SeniorTradeComplianceOfficer will be responsible for supporting the Mission…
  • 3.7
    J.P. Morgan – London, England
    6 days ago 6d
    Markets Compliance Team comprises of 30 professionals and is based on the London Equities, Fixed Income and Commodities Trading Floors… www.jpmorganchase.com/. Our Compliance Function With a diverse team of Compliance professionals supporting all areas…
  • Elliott James Consulting – London, England
    11 days ago 11d
    minimum of 3 years experience of working as a ComplianceOfficer with a firm that trades CFD and Spread Betting. Have experience of… James Consulting have an exciting opportunity for a SeniorComplianceOfficer to work with a leading Investment firm based in The…
  • 3.8
    Alexander Lloyd – London, England
    NEW
    Investment Brokerage company based in London are looking for a Senior Risk Officer to join their team. The role Working as a member… facing the company. Duties will include: ·Calculating pre-trade margin requirements using ION margin module (what if scenarios…
  • 2.9
    Equiniti – Worthing, South East England, England
    6 days ago 6d
    Watch and Restricted Lists, tracking Chinese Wall crossings, trade surveillance and helping to advise the business on all Market… Control related issues. Department Information Compliance & Risk are experts in Financial Conduct Authority (FCA) and…
  • 3.2
    Western Asset – London, England
    5 days ago 5d
    Assisting seniorcompliance officers in monitoring of regulatory and legal requirements impacting portfolios. Pre-trade: Review… requirements of complianceofficer’s portfolios and be the main point of contact for any portfolio compliance issues that arise…
  • 3.5
    FXCM, Inc. – London, England
    HOT
    the best online trading experience in the market. Purpose of Role Based in the UK, the ComplianceOfficer will report directly… Interfacing with: Company Directors and Senior Management; Compliance Management; Project Management; Internal/External…
  • I4 – United Kingdom
    5 days ago 5d
    NFA. Principal duties of the Chief ComplianceOfficer: To manage the Compliance function and deal with staffing issues… Chief ComplianceOfficer – Competitive Salary – City, London – Full Time Permanent. Vantage Capital Markets LLP are looking…
  • 4.1
    Zoek – Charing Cross, England
    11 days ago 11d
    Alexander Lloyd is Recruiting for a SeniorComplianceOfficer in London for one of the market leaders within Corporate Advisory… and supporting the Head of Compliance in risk initiatives. Conducting indepth execution and trading reviews and summaries on a…
  • 4.0
    Buckinghamshire County Council – Aylesbury, England
    6 days ago 6d
    Trading Standards Officers - £25,314, £29,020 per annum for 36 hours per week SeniorTrading Standards Officer £33,332… health and compliance work. Holding a trading standards qualification you will be an experienced and knowledgeable officer, with the…
  • 3.4
    BNP Paribas – London, England
    13 days ago 13d
    and exchange trading related questions and enquiries that arise. Contribute to, and represent the Compliance position at new… of the Compliance risks and ability to research and present advice on current regulatory topics. Experience of trading floor…
  • 3.5
    Bank of America – London, England
    HOT
    coordination of regular Compliance training to the various desks Preparation of MI for seniorCompliance management Working closely… Electronic Platform Compliance front line unit team resulting from regulatory requirements Helping senior members of the team…
  • 3.7
    Morgan Stanley – London, England
    5 days ago 5d
    financing Operations teams, sales trading representatives, non-market risk leads, Legal and Compliance teams, information technology… regulations pertaining to trade and transaction reporting with the ability to operate across the spectrum of senior strategic and tactical…
  • 3.2
    Huxley Associates – London, England
    17 days ago 17d
    ComplianceOfficer Job type: Permanent Salary: £60000 - £85000 per annum + competitive Location: London Reference:… : HA-32662340 ComplianceOfficer required to join an investment bank based in London. This is an excellent opportunity…
  • 4.8
    Circle – London, England
    NEW
    a culture of compliance What you'll bring to Circle Experience as an experienced ComplianceOfficer, MLRO or Deputy… payments company,report to the General Counsel and Chief ComplianceOfficer in the US and work closely with the Managing Director…
  • 3.7
    JPMorgan Chase & Co – London, England
    27 days ago 27d
    relationship management specifically to the London based Macro Trading business (i.e. Currencies& Emerging Markets and Interest Rates… join the FICC (fixed income, currencies and commodities) Compliance Advisory team, providing primary advisory support and relationship…
  • 3.5
    Wells Fargo – London, England
    4 days ago 4d
    Regulatory Compliance for the EMEA Private Side businesses. Escalate issues concerning the EMEA Private Side businesses to Senior Management… present at those meetings where required. Work with the SeniorCompliance Management in addressing any issues arising from FCA and…
  • 3.5
    Citibank – London, England
    5 days ago 5d
    advice and assistance in resolving compliance and regulatory issues arising from sales and trading activities in the EMEA region and… occasions. Ability to resolve trading issues to the satisfaction of both the business and in compliance with regulatory obligations…
  • 3.6
    Citi – London, England
    5 days ago 5d
    advice and assistance in resolving compliance and regulatory issues arising from sales and trading activities in the EMEA region and… occasions. Ability to resolve trading issues to the satisfaction of both the business and in compliance with regulatory obligations…
  • SUN GLOBAL INVESTMENTS LIMITED – London, England
    NEW
    CF11 Money Laundering Reporting Officer, CF28 Systems and Control File compliance regulatory and company returns within set deadlines… firm's regulatory compliance and financial crime obligations by holding the Controlled Functions CF10 Compliance Oversight, CF11…
  • 4.1
    Hays Specialist Recruitment Limited – United Kingdom
    12 days ago 12d
    into the Chief Operation Officer, you will be responsible for ensuring the business meets all compliance requirements and obligations… for a confidential discussion on your career. Hays EA is a trading division of Hays Specialist Recruitment Limited and acts as…
  • 4.2
    Rullion Ltd – London, England
    NEW
    Data Protection Officer/Manager. Please apply now for immediate consideration. Niche Talent is a trading style of Rullion… Data Protection Officer Contract 4-6 months - potential Day rate £650- £750 per day depending on experience London…
  • 3.7
    Morgan Stanley – London, England
    12 days ago 12d
    regulations pertaining to trade and transaction reporting with the ability to operate across the spectrum of senior strategic and tactical… To partner with global stakeholders and to represent Global Trade and Transaction Reporting Operations teams in various internal…
  • 4.1
    Zoek – Charing Cross, England
    15 days ago 15d
    approach. The bank has an excellent compliance / financial crime culture descending from senior management, a positive reputation… A Financial Crime Officer is required to join a financial crime advisory team at a corporate bank based in London. The Financial…
  • Jerrold Holdings – Cheadle, North West England, England
    25 days ago 25d
    Job Purpose SeniorCompliance Monitoring Officer The SeniorCompliance Monitoring Officer will be responsible for… SeniorCompliance Monitoring Officer Job ID: 1790 Salary: £55,000.00 to £60,000.00 Working Hours: 37.50 per week…
  • Peterborough City Council – Peterborough, England
    14 days ago 14d
    We are seeking a knowledgeable and experienced SeniorTrading Standards Officer to join our Business Advice team, offering detailed… broad spectrum of businesses. Cambridgeshire and Peterborough Trading Standards are one of the national frontrunners in the provision…
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