Job Type
Date Posted
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Distance

Senior Trade Compliance Officer Jobs in United Kingdom

97 Jobs

  • 3.4
    Société Générale – London, England
    NEW
    mapping, reconciliation etc..) Resolution of any e-trading issues: trades issues, client connectivity, limits, clients queries… Summary of the Key Purposes of the Role The Onboarding officer is responsible of the day-to-day management of the onboarding…
  • 3.1
    IHS – London, England
    4 days ago 4d
    s Regulatory ComplianceOfficer is based in London and reports to the Global Chief Compliance and Privacy Officer based in Colorado… business oriented and ambitious Compliance Associate to report in to the Regulatory ComplianceOfficer and support IHS Markit’s regulated…
  • 3.1
    BNY Mellon – Liverpool, England
    17 days ago 17d
    as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments… investors. From our core business as an industry-leading trade execution, clearing and custody provider, we have evolved into…
  • 3.5
    Bank of America – London, England
    5 days ago 5d
    Program and the Global Compliance Enterprise Policy (GC Policy). As a member of a FLU complianceofficer team, this role applies… coordination of regular Compliance training to the various desks Preparation of MI for seniorCompliance management Working closely…
  • 3.1
    BNY Mellon – United Kingdom
    13 days ago 13d
    Purpose: (What the job role involves) The role of the UK ComplianceOfficer Investment Services is primarily to support BNY Mellon… and Compliance provide risk and compliance services across all BNY Mellon businesses. Organizationally, Risk and Compliance includes…
  • 5.0
    Westray Recruitment Consultants – Jesmond, England
    17 days ago 17d
    working with a large charity organisation to source a Maintenance Officer. The main responsibilities of this position will involve carrying… Hold a NVQ level 3 or equivalent qualification in a building trade such as Plumbing, Electrical, Joinery Work, Painting and Decorating…
  • 3.6
    Credit Suisse – London, England
    8 days ago 8d
    catch ups with Senior Management (Trading, Sales, COO) Providing advice on the application of global compliance policies, exchange… to address any cross-jurisdictional compliance matters Liaising with Core Compliance colleagues on ABC, Cross Border, Control…
  • 3.7
    J.P Morgan – London, England
    NEW
    internal audits, regulatory & compliance test and exams Ensure Trade’s adherence to and compliance with the User Tools, Third… and CIB Banking Liaison and coordination with the Senior Global Trade Product Team in EMEA to institutionalize special projects…
  • 3.7
    Morgan Stanley – London, England
    27 days ago 27d
    Initiatives Compliance team to lead Infrastructure Compliance test checks and desk reviews to monitor compliance with relevant… EMEA Legal and Compliance Department is charged with day-to-day oversight and coordination of the Firm’s compliance with core regulatory…
  • Elevation Recruitment Group – United Kingdom
    7 days ago 7d
    appointment of a Chief Financial Officer (CFO) Reporting directly into the Chief Executive Officer, you will join the executive… Regulatory compliance; Risk Management and Internal Controls; and Internal and External Audit strategies and compliance. Specifically…
  • 3.4
    Babcock International – Plymouth, England
    5 days ago 5d
    Senior Commercial Officer Posting Date: 08 December 2017 Location: Plymouth, Devon, GB, PL1 4SG Company… and systems/processes To have an understanding of Trade Controls compliance Interact and communicate effectively with all…
  • 2.7
    Babcock – Plymouth, England
    4 days ago 4d
    and systems/processes To have an understanding of Trade Controls compliance Interact and communicate effectively with all other… assessment. The role will be in an environment regulated by Trade Control legislation and involve working with controlled goods…
  • 4.2
    together – Cheadle, North West England, England
    27 days ago 27d
    The Senior Advisory Officer will provide the necessary advice and support, to ensure that both the current and future activity… complies with its regulatory obligations. The Senior Advisory Officer will have a wealth of experience within financial services…
  • 3.7
    Morgan Stanley – London, England
    20 days ago 20d
    financing Operations teams, sales trading representatives, non-market risk leads, Legal and Compliance teams, information technology… regulations pertaining to trade and transaction reporting with the ability to operate across the spectrum of senior strategic and tactical…
  • 3.7
    Macquarie Group – London, England
    14 days ago 14d
    management information to senior management; Providing appropriate transactional and regulatory compliance advice; Provide technical… day queries that arise on a trading floor interactions involving traditional exchanges and trading venues; reviewing and developing…
  • 4.1
    Hays Specialist Recruitment Limited – United Kingdom
    10 days ago 10d
    GDPR Project Manager, Data Protection Officer, GDPR implementation We are currently working with a leading specialist international… manufacturing business who are looking to recruit a Data Protection Officer/GDPR on a 6-12 month contract. Based in Colchester, Essex…
  • 3.1
    DTCC – London, England
    15 days ago 15d
    interaction with the Chief ComplianceOfficer. Collaborate with relevant stakeholders within Compliance and other control functions… Manage the production of Compliance programme status reports, presentations and metrics provided to senior management, Board Committees…
  • 3.7
    Unum – Dorking, England
    6 days ago 6d
    in information security controls to the Information Security Officer. Understand how Conduct Risk, Treating Customers Fairly (TCF… universities, job boards, employment agencies, search firms and trade associations. Keeping a regular check on content and assisting…
  • 3.6
    CitiGroup – London, England
    NEW
    Job Purpose: A Client Service Officer (CSO) will provide excellent client service in partnership with the ISMs. Manage the… service in relation to all client investment needs: •Completing trade tickets •Confirm with client as and when required per guidelines…
  • 3.6
    Citi – London, England
    6 days ago 6d
    entity compliance to the Boards and relevant regulator. Key Responsibilities: The role-holder will: Be a senior executive… Description Job Purpose: A Legal Entity Client Asset Oversight Officer (LE-CAOO) for EMEA Citigroup is responsible for governing the…
  • 3.5
    Citibank – London, England
    6 days ago 6d
    entity compliance to the Boards and relevant regulator. Key Responsibilities: The role-holder will: Be a senior executive… Description Job Purpose: A Legal Entity Client Asset Oversight Officer (LE-CAOO) for EMEA Citigroup is responsible for governing the…
  • 3.5
    Citibank – London, England
    NEW
    Job Purpose: A Client Service Officer (CSO) will provide excellent client service in partnership with the ISMs. Manage the… service in relation to all client investment needs: •Completing trade tickets •Confirm with client as and when required per guidelines…
  • 5.0
    Maven Securities – London, England
    HOT
    overseeing all non-trading business operations and reporting to the Directors. This multifaceted role will lead our Compliance, Tax, Legal… Operating Officer (“COO”) to oversee our ongoing operations and expansion. The COO is the key member of the senior management…
  • 3.5
    Network Rail – Newport, Newport, Wales
    7 days ago 7d
    Job Title Technical Officer [Track] Location Newport, GB Department Name Route Businesses E&W About Network Rail… gender), employment status, membership or non-membership of trade union, social class or any other irrelevant factor. We are committed…
  • 3.1
    Dyson – Malmesbury, England
    6 days ago 6d
    HMRC queries and enquiries Own and develop the SAO (Senior Accounting Officer) certification process for the parent company of the… return compliance, identifying and managing tax compliance obligations in other countries, and managing FATCA compliance. Draft…
  • 4.0
    Contact Careers – Sheffield, England
    28 days ago 28d
    o Summary The Data Protection Officer role is to take responsibility for the companys adherence to Data Protection and specifically… specifically GDPR regulation. The role covers the 'trading areas within company's Customer Management division, including all departments…
  • 4.1
    Zoek – Charing Cross, England
    18 days ago 18d
    approach. The bank has an excellent compliance / financial crime culture descending from senior management, a positive reputation… A Financial Crime Officer is required to join a financial crime advisory team at a corporate bank based in London. The Financial…
  • 2.9
    CitiMortgage – London, England
    NEW
    Job Purpose: A Client Service Officer (CSO) will provide excellent client service in partnership with the ISMs. Manage the… service in relation to all client investment needs: •Completing trade tickets •Confirm with client as and when required per guidelines…
  • 3.5
    Network Rail – Orpington, England
    7 days ago 7d
    Job Title Technical Officer [Track] - Orpington MSP Location Orpington, GB Department Name Route Businesses E&W About… gender), employment status, membership or non-membership of trade union, social class or any other irrelevant factor. We are committed…
  • 4.0
    Contact Careers – Sheffield, England
    28 days ago 28d
    Data Protection Officer Sheffield / Leeds £50,000 Per annum Experience in Marketing or Call Centre Data would be… be ideal The Data Protection Officer role is to take responsibility for the company’s adherence to Data Protection and specifically…
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