Senior Trade Compliance Officer Jobs in United Kingdom | Glassdoor

Senior Trade Compliance Officer Jobs in United Kingdom

96 Jobs
Created with Sketch.
Filters
Created with Sketch.
Filters
  • LMA – London, England
    4 days ago 4d
    The role will be responsible for delivering post-trade OTC regulatory compliance through to execution and oversight of key Operational… of post-trade OTCD regulations such as DGSD, BoE Reporting, BoI Reporting Working knowledge of the front to back trade lifecycle…
  • 4.6
    LMA Recruitment Ltd – London, England
    5 days ago 5d
    The role will be responsible for delivering post-trade OTC regulatory compliance through to execution and oversight of key Operational… of post-trade OTCD regulations such as DGSD, BoE Reporting, BoI Reporting * Working knowledge of the front to back trade lifecycle…
  • 3.4
    Société Générale – London, England
    26 days ago 26d
    report to the Senior Compliance Officer GIB COO & Project , located in Paris. Summary 1. Improve GIB processes, reporting… . • The Compliance Projects and Team Operations Officer of the London Global Investment Banking Compliance team will report…
  • 3.5
    Credit Suisse UK – London, England
    30+ days ago 30d+
    capacity dealing with front line sales and trading staff. Delivery of Compliance face to face training to all members of the… experience in a Compliance Advisory function and/or market supervision role. Excellent knowledge of the cash trading environment…
  • 4.2
    Buckinghamshire County Council – Aylesbury, England
    12 days ago 12d
    Aylesbury, please feel free to contact Sarah Stevens, Senior Intel Officer on 01296 388771 or by email sarah.stevens@bucksandsurreytradingstandards.gov.uk… opportunity to build on your Trading Standards career? We are seeking to recruit Trading Standards Officers. We…
  • 3.4
    Barclays – Fleet, South East England, England
    20 days ago 20d
    Knowledge of trading book products from a risk mgt perspective – what risks are we exposed to in the trading book, how are these… ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management…
  • 2.9
    Bouygues UK – London, England
    3 days ago 3d
    Job Ref: 1630 Job Title: Senior Procurement Officer Location: London Type: Permanent Closing… contribute to future development of BYUK strategic trades procurement strategy Compliance with procurement process, procedures and company…
  • Regional Job Network – United Kingdom
    1 days ago 21hr
    Regulatory Compliance and Investigations team is looking for an experienced Environmental Health Practitioner to work as a Senior Paralegal… involve supporting the senior fee earners who advise and represent clients across the full regulatory compliance spectrum. The team…
  • 3.5
    Moody's Analytics – London, England
    21 days ago 21d
    Role: Serve as the “Face of Compliance” in the role of Business Unit Compliance Officer for MIS’ EMEA Commercial team based… of contact on compliance matters for the EMEA Commercial team, reporting to the Business Unit Compliance Officer based in New York…
  • 2.6
    Surrey County Council – United Kingdom
    13 days ago 13d
    the best possible way. Available documents Trading Standards Officer Job Description & Person Specification… Aylesbury, please feel free to contact Sarah Stevens, Senior Intel Officer on 01296 388771 or by email sarah.stevens@bucksandsurreytradingstandards.gov.uk…
  • Regional Job Network – Rochester, South East England, England
    25 days ago 25d
    Rochester in their Legal and Compliance team. Reporting to a Senior Compliance Officer and working under the guidance of a small team… team to prepare and deploy relevant compliance documents in support of International trading activity Undertake tasks as necessary…
  • 3.7
    Morgan Stanley – London, England
    17 days ago 17d
    Sales and Trading Compliance. The role involves reporting directly into the EMEA Head of Fixed Income Compliance. Principal… initiatives with other legal and compliance professionals relating to areas across Sales and Trading Compliance d)Business Engagement…
  • 4.2
    Buckinghamshire County Council – Aylesbury, England
    12 days ago 12d
    Available documents Trading Standards Officer S8 Role Rolling Jan 2017.pdf [Back to… Aylesbury, please feel free to contact Sarah Stevens, Senior Intel Officer on 01296 388771 or by email sarah.stevens@bucksandsurreytradingstandards.gov.uk…
  • 2.7
    Capita – London, England
    27 days ago 27d
    Examinations Officer, (London or Norwich based) We are seeking an Examinations Officer to join our team. The role is for AXELOS… qualifications such as PRINCE2 and ITIL. The Examinations Officer will ensure the smooth operation of the Exam Institute examination…
  • 3.5
    SRG – Coventry, England
    24 days ago 24d
    SRG are currently recruiting for a Senior QA Officer for a Medical Device Client based in the Midlands. Salary on offer is up… continuous improvement and ensure compliance with quality policies across the business * 3. Compliance responsibilities * Deputise…
  • 3.7
    Morgan Stanley – London, England
    5 days ago 5d
    Institutional Equity Division. This role reports to the Senior Coverage Officer within the structure. The role incumbent must be able… support to the Analyst & Assistant populations across Sales & Trading (approx. 90 employees) in addition to the broader client groups…
  • 3.8
    Goldman Sachs – London, England
    Today 11hr
    Banking, Sales & Trading, Merchant Banking, Special Situations Group, Controllers, Treasury, Legal, Compliance, Technology, etc… Business Units and reports to the Firm’s Chief Risk Officer and Chief Financial Officer. CRMA leverages its extensive expertise in financial…
  • 2.7
    Capita – United Kingdom
    4 days ago 4d
    Business Cases to the DISO and Hd Risk and Compliance for Chief Technology Officer and Divisional Finance Director approval.… to ensure maximum compliance with GDPR requirements, liaising with D&SS Divisional Information Security Officer and Chief Technology…
  • 3.0
    Interactive Brokers – London, England
    21 days ago 21d
    and publicly traded under the symbol "IBKR." The key objective of this role is to assist the Compliance Officer in order:… AML obligations by assisting the Money Laundering Reporting Officer ("MLRO") under UK and international laws and regulations pertaining…
  • 3.1
    Ortho-Clinical Diagnostics – United Kingdom
    1 days ago 18hr
    change and innovation. Ortho’s Chairman and Chief Executive Officer is Martin Madaus, who has nearly three decades of experience… activities Coordinates and participates in promotional events, trade shows / conventions to strengthen ORTHO’s customer loyalty and…
  • 3.2
    Equifax – Nottingham, England
    17 days ago 17d
    the UK Chief Compliance Officer Provide leadership and supervision of Senior Compliance Managers and Compliance Consultants,… of Compliance Monitoring The Head of Compliance Monitoring is responsible for supporting the UK Chief Compliance Officer by…
  • 3.7
    Argus Media – London, England
    15 days ago 15d
    Job Title Senior Data Protection Officer Reporting to Company Secretary and Chief Risk Officer Location London Head Office,… and uphold the protection of personal data. The Senior Data Protection Officer will gain a deep understanding of our business operations…
  • 2.4
    IBG LLC – London, England
    21 days ago 21d
    and publicly traded under the symbol "IBKR." The key objective of this role is to assist the Compliance Officer in order:… AML obligations by assisting the Money Laundering Reporting Officer ("MLRO") under UK and international laws and regulations pertaining…
  • 3.3
    Engie – United Kingdom
    6 days ago 6d
    reference must be provided (obtained from a Medical Practitioner, Officer of the Armed Forces, Teacher, Lecturer, Lawyer, Bank Manager… appropriately, to time and by the right level. Compliance Ensure compliance with all people related statutory and company procedures…
  • 3.4
    Société Générale – London, England
    6 days ago 6d
    the monthly SG London Compliance and Financial Crime Report for the Head of SG Group Compliance and senior management • Participation… International Ltd, Lyxor Asset Management LLP and Descartes Trading SA; collectively “SG London”) on the financial crimes risks…
  • 3.0
    BNY Mellon – Poole, England
    3 days ago 3d
    and Quarterly reporting for Senior Mgmt which includes errors and reconciliations. o The Senior Control Analyst will be exposed… as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments…
  • 5.0
    Sue Ross Recruitment – Sheffield, England
    30+ days ago 30d+
    development of traded services. The post holder is required to adopt a thorough approach to risk mitigation and risk compliance management… of solutions, and will act as the charity's Data Protection Officer - for which full training will be provided where required.…
  • 3.8
    Randstad Sourceright – United Kingdom
    6 days ago 6d
    International Ltd, Lyxor Asset Management LLP and Descartes Trading SA; collectively “SG London”) on the financial crimes risks… Department The Financial Crime Unit (‘FCU’) is part of the wider Compliance function. It is responsible for providing advice and guidance…
  • 3.0
    State Street – London, England
    10 days ago 10d
    managers and functional teams such as compliance, risk, legal investment support, trade support, and reconciliations.… across the Americas, Europe and Asia, and have live, 24-hour trading desks in Boston, London and Hong Kong. The UK institutional…
  • 3.3
    NHS Jobs – Leeds, England
    4 days ago 4d
    Job Title: Estates Officer An exciting career opportunity has arisen within the Trusts Estates Department for a highly motivated… motivated Estates Officer. This is a key role in the operation and management of the Trusts estate which, at over 500,000 sq. meters…
Page 2 of 4
Be the first to get new jobs like these: