Job Type
Date Posted
Salary Range
Distance

Senior Trade Compliance Officer Jobs in United Kingdom

103 Jobs

  • 3.0
    AIG – London, England
    17 days ago 17d
    required, Undertake the function of Money-Laundering Reporting Officer (MLRO), Lead the development of anti-financial crime policies… we have a vacancy for a Compliance Manager in London and we’d love to hear from you! The Compliance Team within AIG Life sits…
  • 3.7
    Morgan Stanley – London, England
    24 days ago 24d
    . This London based role sits within the Coverage Risk Officer function which operates to ensure the risk profile for each… responsible for helping to manage and mitigate risk for all Sales and Trading development groups supporting the Institutional Securities…
  • Jerrold Holdings – Cheadle, North West England, England
    26 days ago 26d
    Monitoring Officer Job ID: 1726 Salary: £28,000.00 to £31,000.00 Working Hours: 37.50 per week Job Purpose Monitoring… Monitoring Officer The salary is £28,000 - £31,000 with an annual bonus and excellent benefits package. The key purpose of this role…
  • 3.7
    Morgan Stanley – Glasgow, Scotland
    NEW
    The Finance Division globally reports to the Chief Financial Officer and consists of some 3,000 employees worldwide. Finance protects… 2008 crisis, funding was easy to obtain and not priced into trades due to ample liquidity in the markets. Post 2008, the landscape…
  • 3.2
    Dyson – Malmesbury, England
    9 days ago 9d
    HMRC queries and enquiries Own and develop the SAO (Senior Accounting Officer) certification process for the parent company of the… return compliance, identifying and managing tax compliance obligations in other countries, and managing FATCA compliance. Draft…
  • 2.7
    Sanctuary Group – Worcester, England
    8 days ago 8d
    diversity is valued and talent is nurtured and rewarded. Finance Officer – Service Charges Team (Temporary 12 month contract)  … career within a finance environment.   The role of Finance Officer will include – Providing accurate and timely financial…
  • 4.0
    Waters – Wilmslow, England
    19 days ago 19d
    Quality Officer, Document Control to join our company. This is a fantastic opportunity for an experienced Quality Officer to join… environmental, academic and government industries. Waters is a publicly traded corporation (NYSE:WAT) with more than 6,500 employees and is…
  • 3.7
    Capco – London, England
    NEW
    looking for a senior technologist specialised in Investment Banking specifically in the areas of Risk, Collateral, Trade, Client Management… expertise, stated Gary Norcross, FIS president and chief executive officer. Client focus is one of FIS guiding principles and we are excited…
  • 2.7
    Surrey County Council – United Kingdom
    24 days ago 24d
    the best possible way. Available documents Trading Standards Officer Job Description & Person Specification… Aylesbury, please feel free to contact Sarah Stevens, Senior Intel Officer on 01296 388771 or by email sarah.stevens@bucksandsurreytradingstandards.gov.uk…
  • 3.7
    Morgan Stanley – London, England
    24 days ago 24d
    business. This London based role sits within the Coverage Risk Officer function which operates to ensure the risk profile for each… responsible for helping to manage and mitigate risk for all Sales and Trading development groups supporting the Institutional Securities…
  • 3.2
    BNY Mellon – United Kingdom
    23 days ago 23d
    Markets and Corporate Treasury Compliance EMEA, Head of Compliance EMEA and the EMEA Chief Risk Officer (as appropriate) immediately… Reporting to the EMEA Compliance Advisory Head of Markets and Corporate Treasury Compliance. Job Purpose Compliance has a key responsibility…
  • 3.7
    Morgan Stanley – London, England
    21 days ago 21d
    EMEA Legal and Compliance Department is charged with day-to-day oversight and coordination of the Firm’s compliance with core regulatory… in London you will assist the International Data Protection Officer in relation to the following activities: Interactions…
  • 3.6
    Credit Suisse – London, England
    17 days ago 17d
    and new trade analysis Produce Weekly P&L and Monthly P&L cut by MIS and legal entity Undertake SOX compliance reviews… discussing flexible/agile working. BFO (Business Finance Officer) must be highly attentive to risk and the importance of a strong…
  • Ei Group plc – Shirley, East Midlands, England
    EASY APPLY
    4 days ago 4d
    Experience of fire safety management in the licensed or hospitality trade. Hold a degree or higher level qualification in a fire related… Group’s fire safety risk management system to ensure legal compliance and continuous improvement. The role will develop fire safety…
  • 2.3
    Progressive Recruitment – United Kingdom
    NEW
    Midlands Acting as the designated Data Protection Officer ensuring compliance with Data Protection legislation and providing assurance… guidance, specifically to the Senior Information Risk Owner (Head of Service) Accounting Officer (Chief Executive), Caldicott Guardian…
  • 3.2
    BNY Mellon – United Kingdom
    4 days ago 4d
    Technology teams Regulatory Compliance Act as the firms Data Protection Officer and ensure the firms compliance with all data related… GDPR), collaborating with the Risk and Compliance teams and the Information Risk Officer as necessary. Data Strategy design,…
  • 4.2
    United States Air Force in the UK – Mildenhall, South West England, England
    8 days ago 8d
    initiatives and perform special assignments. Serve as a project officer responsible for the successful implementation of various telecommunications… beliefs, sexual orientation, being or not being a member of a trade union.       Apply…
  • 3.4
    BNP Paribas – London, England
    18 days ago 18d
    risk in his/her daily activities and abides by the Key Front Officer Responsibilities, where relevant Corporate role model,… based in EMEA, the Americas and Asia Pacific, with the main trading floors located in London, Hong Kong, New York, Paris, Singapore…
  • 2.9
    CitiMortgage – London, England
    4 days ago 4d
    Job Purpose: A Client Service Officer (CSO) will provide excellent client service in partnership with the ISMs. Manage the… service in relation to all client investment needs: •Completing trade tickets •Confirm with client as and when required per guidelines…
  • 2.9
    CitiMortgage – London, England
    4 days ago 4d
    Job Purpose: A Client Service Officer (CSO) will provide excellent client service in partnership with the ISMs. Manage the… service in relation to all client investment needs: •Completing trade tickets •Confirm with client as and when required per guidelines…
  • 3.5
    Network Rail – Exeter, England
    23 days ago 23d
    Job Title Principal Technical Officer - Exeter/Bristol Location Exeter, GB Department Name Route Businesses E&W About… orientation, transgender status, sex (or gender), employment status, trade union affiliation, or other irrelevant factor. We will interview…
  • DP World Southampton – Southampton, England
    11 days ago 11d
    OVERVIEW: This role works closely with Safety Officers, ComplianceOfficer, Security Co-ordinator, trained internal auditors, department… training. KEY RESPONSIBILITIES: Assisting the ComplianceOfficer in organising and completing an internal audit program…
  • 3.7
    Morgan Stanley – London, England
    12 days ago 12d
    communicating to senior management and providing recommendations for improvements. Audited functions include all sales and trading and together… Profile The Finance Division reports to the Chief Financial Officer and consists of some 2,600 employees worldwide. Finance protects…
  • 3.7
    ProPharma Group – Richmond, London, England
    EASY APPLY
    7 days ago 7d
    will include covering maternity leave for a part-time senior finance officer, and it is expected that this experience will help… of intercompany invoicing and management of the intercompany trade and nominal accounts. Qualifications 5 or more GCSEs…
  • 4.5
    SF Group – Nottingham, England
    20 days ago 20d
    will sit on the board and report into the the Chief Executive Officer, and will be responsible for leading the financial strategy… business has recently been created, but has a long pedigree and trading history, with a number of long term contracts. The business…
  • 3.4
    Moody's Analytics – London, England
    25 days ago 25d
    relationships and banking resolutions including entity and authorized officer KYC requirements Perform bank account administration duties… system, including cash positioning, forecasting and reporting, trades such as investments and FX, and intercompany transactions Identify…
  • MERJE Ltd – London, England
    30+ days ago 30d+
    maintaining a culture of compliance Key Requirements- Have experience of operating as a ComplianceOfficer, MLRO or Deputy MLRO… The role- A key member of the senior management team to develop the compliance & risk frameworks and operating models…
  • 4.0
    Skanska – United Kingdom
    EASY APPLY
    16 days ago 16d
    Accounting Officercompliance including auditing financial reporting internal controls to identify weakness and recommend improvements… VAT compliance & advice including registration, option to tax and monthly and quarterly VAT returns Senior Accounting…
  • 4.7
    Crest Nicholson – United Kingdom
    30+ days ago 30d+
    team to ensure complete health and safety compliance, acting as the Site Safety Officer controlling and guiding sub-contractors,… a similar role where you have been managing large teams of trades people, and producing high quality residential schemes. In…
  • 3.2
    BNY Mellon – London, England
    18 days ago 18d
    and Compliance provide risk and compliance services across all BNY Mellon businesses. Organizationally, Risk and Compliance includes… Legal Entity Risk Manager reports to the UK Legal Entity Risk Officer (UK LERO) and must maintain an effective dialogue with a wide…
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