Senior trade policy analyst regulatory Jobs in United Kingdom | Glassdoor

Senior trade policy analyst regulatory Jobs in United Kingdom

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  • 3.4
    Barclays – Knutsford, England
    8 days ago 8d
    compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards… full compliance with regulatory requirements, Barclays Operational Risk Framework and internal Barclays Policies and Standards…
  • 3.4
    Sony Pictures Entertainment – London, England
    6 days ago 6d
    Senior Business Analyst (12 Month Fixed Term Contract) Please note that this role is based in the United Kingdom. In order… OVERVIEW Sony Pictures Entertainment requires a Senior IT Business Analyst on a 12 month fixed term basis to support our Corporate…
  • 4.0
    Harvey Nash Group – London, England
    4 days ago 4d
    internal models, regulatory metrics, business planning and advisory, in addition to funds transfer pricing policy and application… Experience in drafting documentation to Board or Regulatory standard (e.g ILAAs, Internal policy documents) would be useful. * Articulate…
  • 3.4
    Citi – Belfast, Northern Ireland
    6 days ago 6d
    pre-defined policies and procedures and ensure effective escalation of activities observed which are outside of regulatory and company… interactions with senior stakeholders, both regionally and globally. Broadening experience of the EMEA compliance and regulatory regime.…
  • 3.4
    Citibank – Belfast, Northern Ireland
    6 days ago 6d
    pre-defined policies and procedures and ensure effective escalation of activities observed which are outside of regulatory and company… interactions with senior stakeholders, both regionally and globally. Broadening experience of the EMEA compliance and regulatory regime.…
  • Jobg8 Limited – Chester, England
    2 days ago 2d
    and ensure compliance with internal bank policies. Validate client money regulatory documentation for accuracy and completeness… OTC Derivatives Analyst Location: Chester Job Description Introduction A role exists for a highly motivated, industry established…
  • 3.4
    Pontoon – Chester, England
    29 days ago 29d
    with senior LOB managers and explaining complex solutions into layman's terms Awareness of how banking products are traded Excellent… Operations Analyst, FX, Risk Chester 6 months Bank of America Merrill Lynch are look to appoint an Operations Analyst with experience…
  • 3.0
    CitiMortgage – Belfast, Northern Ireland
    6 days ago 6d
    pre-defined policies and procedures and ensure effective escalation of activities observed which are outside of regulatory and company… interactions with senior stakeholders, both regionally and globally. Broadening experience of the EMEA compliance and regulatory regime.…
  • 3.4
    Citi – Belfast, Northern Ireland
    13 days ago 13d
    Time: No Job ID: 17010790 Description Job Purpose: Senior KYC Analyst/SME with the EMEA KYC Operations Team. The function is… activity to ensure all regulatory/document requirements are met • Liaison with Compliance Department and the senior management within…
  • 3.1
    Allstate Northern Ireland – Lincoln, England
    2 days ago 2d
    FINRA books and records requirements, respond to internal and regulatory audit requests and update procedures, as necessary Establish… answering questions and processing requests and placing securities trades. The position also serves as a liaison between the broker dealer…
  • 3.4
    Citibank – Belfast, Northern Ireland
    13 days ago 13d
    compliance policies. New clients of the bank are subject to review and collection of documentary evidence pre trade. Existing clients… activity to ensure all regulatory/document requirements are met • Liaison with Compliance Department and the senior management within…
  • 3.4
    Barclays – London, England
    20 days ago 20d
    compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards… Financial Services working on Regulatory or Statutory change programmes. Familiarity with regulatory impact of financial products…
  • 3.0
    CitiMortgage – Belfast, Northern Ireland
    14 days ago 14d
    compliance policies. New clients of the bank are subject to review and collection of documentary evidence pre trade. Existing clients… activity to ensure all regulatory/document requirements are met • Liaison with Compliance Department and the senior management within…
  • JobsInSurrey.com – United Kingdom
    5 days ago 5d
    Principal Pricing Analyst - Telematics - Leading Insurer Are you an experienced senior pricing analyst with experience within… expected ·Ensure compliance with core company Policies, statutory and regulatory requirements, governance controls (including all…
  • 3.5
    Direct Line Group – Bromley, England
    28 days ago 28d
    areas. Ensure compliance with core Group policies, statutory policies, regulatory controls, and timely completion of risk and… exciting opportunity to join Direct Line Group a Senior Performance Underwriting Analyst. The role holder will provide technical and…
  • 3.4
    TJX Companies – United Kingdom
    6 days ago 6d
    Marshalls, HomeGoods and Sierra Trading Post in the U.S.; Winners, HomeSense and Marshalls in Canada; and Trade Secret in Australia. In… directions and frameworks including technical, security, and regulatory standards. Support the definition and selection of enterprise…
  • 3.6
    RBS (BE) – Stamford, England
    13 days ago 13d
    prior to trade execution.Ensure any trades are suitable for client Maintain open channels of communication with trading desk… current with available product suite, market developments and regulatory change Escalate control weaknesses and operational risk…
  • 3.8
    Goldman Sachs – London, England
    8 days ago 8d
    Qualifications • Auditing, testing, accounting, regulatory/law enforcement or trading experience • Audit, Operational, or Compliance… Degree • Knowledge of financial products, markets and regulatory policies • Knowledge and experience of client asset processes…
  • 3.4
    Citibank – Belfast, Northern Ireland
    12 days ago 12d
    changes to the way trading is done and require significant changes to the tech platforms. The Markets Regulatory Technology (MRT)… Development Value: • Capital Markets trading is undergoing significant change to adhere to regulatory requirements and this role provides…
  • 3.0
    CitiMortgage – Belfast, Northern Ireland
    13 days ago 13d
    changes to the way trading is done and require significant changes to the tech platforms. The Markets Regulatory Technology (MRT… Value: • Capital Markets trading is undergoing significant change to adhere to regulatory requirements and this role provides…
  • 3.1
    Computershare – Bristol, England
    23 days ago 23d
    Complying with operational risk and regulatory Control policies and procedures, making sure all Regulatory reporting is accurate and provided… required and managing daily activities and workflow of Analyst/Senior Analyst Establishing performance objectives for team members…
  • 3.4
    Bank of America – Chester, England
    20 days ago 20d
    Managerial and Regulatory) Determining and implementing appropriate accounting policies & procedures (with Accounting Policy) Managing… Managing key accounting, legal entity, regulatory and P&L issues with the business Month end close, including Financial Disclosures…
  • 3.4
    Moody's – London, England
    17 days ago 17d
    are expected to train, quantitative analysts, non-quantitative credit analysts and senior executives. Build custom credit… pursuant to Moody's Policy for Securities Trading. Employment is contingent upon compliance with the Policy, including remediation…
  • 3.4
    Citi – Belfast, Northern Ireland
    13 days ago 13d
    changes to the way trading is done and require significant changes to the tech platforms. The Markets Regulatory Technology (MRT)… Development Value: • Capital Markets trading is undergoing significant change to adhere to regulatory requirements and this role provides…
  • Jobg8 Limited – Edinburgh, Scotland
    8 days ago 8d
    , ensure adherence to and compliance with, JPMorgan policies and regulatory requirements · Understand credit control requirements… Switzerland. It is also the entity which provides banking, trading, and brokerage and custody services to clients of the Global…
  • 3.4
    Citi – London, England
    14 days ago 14d
    preferred • Operations knowledge/operational experience • Business Analyst experience • Analyzing /preparing process and procedure documentation… ensure correct sanctions lists are maintained and latest regulatory requirements are being met • Overseeing compliance name searches…
  • 3.6
    BP – London, England
    23 days ago 23d
    appropriate and timely escalation of regulatory and compliance issues to the Senior Analysts and/or Compliance Manager where required… synopsis The Compliance Analyst is responsible for working with the other Compliance Analysts & Senior Analysts and compliance Manager…
  • 3.8
    Goldman Sachs – London, England
    15 days ago 15d
    appropriately pursue global market opportunities. Our analysts monitor regulatory trends in every jurisdiction where the firm operates… sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape…
  • 3.0
    BNY Mellon – Liverpool, England
    5 days ago 5d
    to reports issued by regulatory agencies or audit • May supervise a small team of compliance analysts… preparing the response to queries received from regulatory authorities, trading venues and exchanges. Supporting the maintenance…
  • 3.3
    Conning – London, England
    1 days ago 24hr
    client input; Work closely with traders, credit analysts and risk management analysts to develop and execute client specific investment… assists clients in providing key investment information to regulatory bodies on an as needed basis. Principal Accountabilities…
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