Vice president of operations and regulatory compliance manager Jobs in United Kingdom | Glassdoor
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Vice president of operations and regulatory compliance manager Jobs in United Kingdom

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  • 3.0
    State Street – Edinburgh, Scotland
    Today 5hr
    Proactively review business activities to identify potential regulatory and compliance risks. Conduct reviews of business activities as required… required. Consult, advise and support management on compliance and regulatory matters that affect business decisions and the execution…
  • 3.5
    Barclays – London, England
    7 days ago 7d
    Audit Plan. Key Accountabilities · Support the Vice President in scoping the audit where necessary. · Identify, assess… · Proactively take on additional tasks as requested by Vice Presidents/Directors/Managing Directors. · Suggest practical ways…
  • 3.6
    BlackRock – London, England
    7 days ago 7d
    business, operations, risk management, finance, legal and compliance. BlackRocks Internal Audit group is seeking a Vice President… BlackRocks businesses and products. The Internal Audit Vice President will have the following responsibilities: Managing and…
  • Abacus Professional Recruitment – Belfast, Northern Ireland
    20 days ago 20d
    Vice President - Compliance / Financial Crime - Belfast Client: Abacus Professional Recruitment are being exclusively retained… Financial Services experience Experience in Compliance, Operations, Risk & Regulatory within Investment Banking Experience of project…
  • 4.3
    MCGREGOR BOYALL ASSOCIATES LIMITED – City of London, England
    1 days ago 1d
    appropriate currency to meet business needs and to ensure compliance with both regulatory and internal liquidity risk guidelines * Day to… business/ Treasury activities on the regulatory ratios * Ability to identify and manage risks within Treasury using hedging techniques…
  • 3.5
    Barclays – London, England
    6 days ago 6d
    all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework… insurance policies where required to comply with statutory, regulatory or counterparty obligations. Be responsible for the management…
  • 2.1
    Global Eagle Entertainment – Knutsford, England
    7 days ago 7d
    Supervised by the Vice-president Finance EMEA, the SOX compliance manager will be responsible for all SOX compliance, testing and review… SOX Compliance Manager | Global Eagle Department Accounting Reports to Vice president Finance EMEA…
  • 3.9
    Nicoll Curtin – United Kingdom
    1 days ago 23hr
    – Conduct Risk Assurance Manager Vice President London The Conduct Risk Assurance Vice President will be working for our client… which internal controls are operating effectively; risk is being effectively managed; and compliance with laws and regulations and…
  • 3.0
    State Street UK – London, England
    13 days ago 13d
    statutory, regulatory and legal requirements leading board and committee effectiveness reviews Compliance overseeing… policies, procedures and practices keep pack with changing regulatory and statutory requirements, in terms of Boards, Committees…
  • 3.8
    Goldman Sachs – London, England
    Today 6hr
    Legal, Reward, Compliance, Internal Audit) on various firmwide and divisional projects • Manage the EMEA ER Operations team and team… key regulatory and business initiatives, developing ER training, etc. • Oversee a wide variety of internal and regulatory reporting…
  • 3.5
    Barclays – London, England
    Today 7hr
    Audit Plan. Key Accountabilities · Support the Vice President in scoping the audit where necessary. · Identify, assess… · Proactively take on additional tasks as requested by Vice Presidents/Directors/Managing Directors. · Suggest practical ways…
  • 3.0
    State Street – London, England
    1 days ago 15hr
    and oversight functions to operate effectively Ensure that the business unit operates in compliance with internal and external… is reviewed regularly in line with Company policy, and are regulatory registered where appropriate for their role Develop effective…
  • 3.4
    Moody's – London, England
    30+ days ago 30d+
    : The Compliance Assistant Vice President (Compliance AVP) will work as a project manager in an evolving regulatory environment… the Global Compliance Project Management and Regulatory Filings team. The individual will assist the Compliance team by managing…
  • 3.0
    BNY Mellon – London, England
    2 days ago 2d
    management and/or the Chief Compliance Officer immediately on discovery of any material regulatory breach. • Comply with all… service level agreements and regulatory requirements and is in accordance with agreed operating procedures. The service must be…
  • 2.8
    Mitsubishi UFJ Securities (USA) – London, England
    13 days ago 13d
    expectations for Operational Risk Management. Experience of Regulatory Risk and working closely / partnering with Compliance. Strong… Functions to manage their Operational Risks within appetite. They will also be required to support the firm to manage effectively…
  • 3.0
    BNY Mellon – London, England
    15 days ago 15d
    risk management qualifications desirable. • Experience of regulatory change programmes and product development is desirable.… • Line of business management • Internal/External Audit, Compliance, Legal and Product Management Requirements; (what we are…
  • 3.8
    Marriott – United Kingdom
    22 days ago 22d
    The Vice President, Residential Development Europe, will be focused on the development of the branded residential business… teams to understand operational issues/concerns. Coordinate with Brand and DC&E teams to ensure compliance with standards.…
  • 3.0
    State Street – Edinburgh, Scotland
    2 days ago 2d
    Description Purpose of Role: The Assistant Vice President (Pricing Manager) will Deliver highly valued services and solutions… their needs and our services evolve. The Assistant Vice President will manage resourcing, workflow and service delivery to clients…
  • 3.7
    Morgan Stanley – London, England
    22 days ago 22d
    Firm Risk Management in London at the Vice President level. The role is for a risk manager covering all aspects of the UK Group… legal entities within the UK Group and EMEA, engaging in key regulatory processes from PRA and other regulators • Identifying, assessing…
  • 3.3
    Deutsche Bank – London, England
    2 days ago 2d
    Job Title: Compliance Officer, Asset Management - Compliance Controls Testing Corporate Title: Vice President Division: Compliance… effectiveness of internal controls and to address compliance with local regulatory requirements. Key Responsibilities:…
  • 3.0
    BNY Mellon – London, England
    12 days ago 12d
    all required regulatory, legal, risk and compliance governance processes. • Working closely with internal operations and product… Fund Accounting, Transfer Agency etc. • Knowledge of key regulatory events which will impact / shape the industry. • Ability…
  • 3.7
    Morgan Stanley – London, England
    22 days ago 22d
    Relations serves as an advocate on public policy, legislative and regulatory issues that are important to the Firm. It works closely on… likely impacts of specific policy proposals. • Discussing regulatory and political matters with the Firm’s clients, bilaterally…
  • 3.6
    J.P. Morgan – London, England
    27 days ago 27d
    of business, corporate functions, legal, compliance, technology, audit, and operations and controls. The role is advisory in nature… transfer, and other related issues; · Monitor legislative and regulatory developments in data privacy (e.g., The Genral Data Protection…
  • 3.8
    Goldman Sachs – London, England
    23 days ago 23d
    Management, Corporate Governance, Finance, Legal, Compliance and Regulatory Reporting areas as well as Human Capital Management… supporting control functions such as Operations, Technology, Product Control and Compliance • Investment Banking covers the firms…
  • 3.4
    DBRS – London, England
    8 days ago 8d
    editorial and desktop publishing operations and resources in Europe and will report to the Vice President, Global Editorial and Publishing… Work with members of the regulatory and in-business quality assurance teams to ensure regulatory compliance and appropriate disclosure…
  • 3.3
    Deutsche Bank – London, England
    1 days ago 22hr
    Principal Auditor, Anti-Financial Crime Corporate Title: Vice President Division: Group Audit Location: London Overview… Banking risk and control environment, regulatory changes and in depth knowledge of the regulatory environment specific to AFC.…
  • 3.0
    State Street – London, England
    9 days ago 9d
    technology or specialized areas such as regulatory compliance, securities trading and operations. As a member of our Audit Division… Application Pre-Implementation Reviews and audits of IT regulatory compliance and governance processes. Role Responsibilities Corporate…
  • 3.6
    J.P. Morgan – London, England
    1 days ago 1d
    Bank's policies and procedures and regulatory requirements · advising on legal and regulatory issues affecting Treasury Services… business through strict adherence to policies, procedures, and regulatory requirements · responsible for obtaining and tracking internal…
  • 3.6
    Northern Trust – London, England
    27 days ago 27d
    analysis, including the interpretation and analysis of tax regulatory and market change; maintaining up to date tax information… partners in relation to processes or issues that could pose tax compliance risk and/or conflict with existing tax policies and procedures…
  • 3.3
    Deutsche Bank – London, England
    10 days ago 10d
    Job title: Regulatory Transformation Project Management Officer Corporate title: Vice President Division: Operations Location… Overview: You’ll be joining the Regulatory Transformation function within Global Market Operations, which is responsible for driving…
  • 3.7
    Morgan Stanley – Glasgow, Scotland
    16 days ago 16d
    Firm, the Operations division supports a complex, multi-faceted portfolio of businesses in full compliance with regulatory guidelines… of the role will also be delivering on both strategic and regulatory projects in addition to local change initiatives for the Equity…
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