Job Type
Date Posted
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Vice president of operations and regulatory compliance manager Jobs in United Kingdom

109 Jobs

  • 4.9
    nCino – London, England
    HOT
    Title Regional VicePresident - Europe Location London, UK Department Name UK Enterprise Sales Description Who is nCino… culture-careers. Position Summary The nCino Regional VicePresident (RVP) is responsible for net-new sales to European financial…
  • 3.7
    BlackRock – London, England
    NEW
    legal and compliance policies and procedures that meet applicable regulatory requirements and testing the operative effectiveness… Legal and Compliance function. The Thresholds team is responsible for managing the legal, regulatory and compliance challenges…
  • 3.7
    J.P. Morgan – London, England
    NEW
    delivered. The J.P. Morgan EMEA Compliance Policies & Training team is seeking a VicePresident with excellent organizational,… responding to regulatory and/or internal (i.e. Internal Audit, Compliance Testing) inquiries in relation to applicable Compliance policies…
  • 3.4
    McKesson – London, England
    10 days ago 10d
    business teams, as well as McKesson’s legal and regulatory teams, to help managecompliance-related issues in the UK and Ireland, as… of processes and controls to ensure international regulatory and compliance standards are upheld within the business. · Partner…
  • 3.7
    BlackRock – London, England
    HOT
    Purpose/Background: We are seeking a high quality VicePresident to work in SPM Product Structuring. This is a high… solutions for pooled products. Manage production of fund legal documentation Manage the regulatory process for Fund creation/amendment…
  • 3.7
    J.P. Morgan – Bournemouth, England
    4 days ago 4d
    Providing UK Oversight and Governance to ensure compliance with JPM UK regulatory obligation and business service standards as they… Monitor critical BAU processing to ensure regulatory / service standards compliance at a LOB business / Legal entity level…
  • 3.7
    J.P. Morgan – London, England
    NEW
    Location: London Hiring Manager: Neha Bhardwaj Position Summary This role is a VicePresident (VP) on the EMEA CIB Finance… standards and tax legislation, and the key regulatory reporting requirements and regulatory submissions and financial reporting.…
  • 3.7
    J.P. Morgan – London, England
    19 days ago 19d
    delivered. The EMEA Regulatory Management Compliance Team The role sits within the EMEA Regulatory Management team (part… oversight of Regulatory Change and its impacts on Compliance. This is a small but critical team within the EMEA Compliance function…
  • 4.1
    Zoek – Edinburgh, Scotland
    NEW
    firm, is looking for a Transfer Agency Business Change, VicePresident / Director to join their team in Edinburgh on a permanent… experience of managing strategic business change including regulatory and operating model changes preferably within fund administration…
  • 3.7
    J.P. Morgan – Bournemouth, England
    9 days ago 9d
    Compliance EMEA Disclosure of Interest Vice-PresidentCompliance (Bournemouth) (Required) The Compliance organization… with operational support for Global Compliance including the development of operational centres of excellence for compliance functions…
  • 3.7
    J.P. Morgan – London, England
    9 days ago 9d
    training on regulatory matters to the predominantly London-based EMEA Markets businesses. The Team forms part of the Compliance Department… Derivatives businesses. manage relationships with the businesses at all levels. provide live regulatory interpretations and decisions…
  • 3.7
    J.P. Morgan – London, England
    12 days ago 12d
    briefings to risk management personnel on regulatory items, in partnership with ComplianceRegulatory Management Provide greater… stakeholders including, Compliance and Business Management. Job Responsibilities Coordinate regulatory activity within and…
  • 3.7
    JPMorgan Chase & Co – London, England
    4 days ago 4d
    capacity management Assess the impact and manage the implementation of regulatory change across EMEA Overview of the Role:… produce market leading documentation that considers all legal, regulatory and technical issues Maintain consistency and quality across…
  • 3.7
    JPMorgan Chase & Co – London, England
    6 days ago 6d
    procedures designed to ensure compliance with firm and regulatory requirements; Represent Compliance in governance forums providing… implementation of new regulations; Assess and advise on the Compliance and Regulatory implications of proposed new business, services and…
  • 3.5
    Bank of America – London, England
    NEW
    with fund managers of any risk concerns and agree remedial action where necessary Oversee fund managerOperational Due Diligence… and concentrations of risk in portfolios Produce periodic regulatory, management and client reports. Undertake ad-hoc analysis…
  • 3.7
    Morgan Stanley – London, England
    NEW
    Firm, the Operations division supports a complex, multi-faceted portfolio of businesses in full compliance with regulatory guidelines… candidate to review existing operational tax processes, analyse the operational tax impact of tax regulatory changes and new business…
  • 3.7
    J.P. Morgan – London, England
    9 days ago 9d
    considered; Have relevant compliance, regulatory consulting, regulatory audit, regulatory risk or legal experience;… interpretation of a wide range of regulatory and firm policy topics including a general compliance knowledge of Anti-money laundering…
  • 3.7
    J.P. Morgan – London, England
    NEW
    European Product Development: Product Development Manager Associate/VicePresident (based in London) European Product Development… capacity management Assess the impact and manage the implementation of regulatory change across EMEA Overview of the Role…
  • 3.4
    Vectura Limited – Chippenham, South West England, England
    10 days ago 10d
    niche market. Reporting to the Executive VicePresident - Operations, as VicePresident for Quality and you will lead and shape… VicePresident Quality and QP Vectura has a fantastic opportunity for a talented Quality professional to join and lead the…
  • 3.7
    J.P. Morgan – London, England
    23 days ago 23d
    business and to compliance associates To keep the business appraised of the Compliance related topics and regulatory changes in… , ensuring escalation of issues Assessing regulatory, audit and compliance testing findings and adapting the program as required…
  • 3.7
    J.P. Morgan – London, England
    9 days ago 9d
    Operations and Technology Compliance Advisory Compliance Officer, Private Bank VicePresident, Based in London Description… procedures designed to ensure compliance with firm and regulatory requirements; Represent Compliance in governance forums providing…
  • 3.7
    J.P. Morgan – London, England
    15 days ago 15d
    To keep the business appraised of the Compliance related topics and regulatory changes in relation to COI across all regions.… ensuring escalation of issues. Assessing regulatory, audit and compliance testing findings for COI relevance and adapting…
  • 3.7
    J.P. Morgan – London, England
    11 days ago 11d
    ComplianceCompliance Officer Segregated account and mutual fund specialist, EMEA Wealth Management ex. Switzerland Vice President… products. The individual will: assess and analyse Compliance and Regulatory issues in respect of proposed new products and services…
  • 3.7
    J.P. Morgan – London, England
    NEW
    products and markets in which the CIB operate Experience working with the regulatory agenda Experience of project managing… supporting established regulatory initiatives; developing appropriate responses to emerging regulatory requirements; and maintaining…
  • 3.9
    Goldman Sachs – London, England
    6 days ago 6d
    and implementing a full understanding of relevant compliance and regulatory issues Monitoring competitor and market activity… outcomes Represent the savings product team to deliver operational and technology changes acting as the subject matter expert Definition…
  • 3.7
    J.P. Morgan – Bournemouth, England
    24 days ago 24d
    responsible for CASS Operational Oversight (CF10a) across all UK based entities for ensuring compliance with regulatory rules. The… will ensure that the respective Operations and Business units are being managed in compliance with the rules associated with client…
  • 3.1
    State Street Corporation – London, England
    27 days ago 27d
    Establish local policies and guidelines (as required) to meet regulatory requirements. Communicate with regulators on the IT risk… assessments of the business systems and applications and facilitate compliance/control reviews and associated remediation efforts. Utilize…
  • 3.4
    Deutsche Bank – London, England
    4 days ago 4d
    Markets Team Member Corporate title: VicePresident Division: Regulation, Compliance & Anti-Financial Crime Location: London… bank up to date on regulatory and political challenges. Job title: Compliance Officer – Compliance Controls Testing,…
  • 3.7
    J.P. Morgan – London, England
    24 days ago 24d
    ability to interpret regulations and regulatory requirements and assess operationalCompliance with those requirements with particular… with senior business and Compliance partners. Have good organizational skills with an ability to manage, prioritise, work under…
  • 3.4
    Deutsche Bank – London, England
    6 days ago 6d
    title: Regulatory Reform and Assurance Supporting Manager Corporate title: Assistant VicePresident Division: Operations Location… Line of Defence (2LoD) groups including Group Regulatory Affairs, ComplianceRegulatory Change and from the market initiatives leads…
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