243 Compliance officer jobs in United States

  • Chapin Davis, Inc.
    Chief Compliance Officer
    Baltimore, MD
    $120K - $150K (Employer est.)
    Easy Apply
    Bachelor’s degree in business, finance, law, regulatory compliance or related field required; Serving as point person during regulatory examinations, including……
    21d
  • Citizens Inc Logo
    Citizens Inc
    3.5
    Director, Compliance
    Austin, TX
    $104K - $171K (Glassdoor est.)
    Easy Apply
    Work with business leaders to respond to insurance examinations and data calls. Responsible for all compliance related to state insurance departments, including……
    30d
  • Community Hospital Logo
    Community Hospital
    3.7
    System Chief Quality Officer/Regulatory Compliance
    Oklahoma City, OK
    $93K - $146K (Glassdoor est.)
    Easy Apply
    B.S. in Nursing or related health field required. This position is responsible for overseeing the Regulatory Compliance Program, ensuring organization wide……
    30d+
  • Grand Bank For Savings, FSB Logo
    Grand Bank For Savings, FSB
    5.0
    Chief Compliance Officer
    Hattiesburg, MS
    $120K (Employer est.)
    Easy Apply
    Oversees and monitors the implementation of the Bank’s Compliance Program and Controls, including the Bank’s Compliance Management System (CMS).…
    30d+
  • Concorde Investment Services
    Chief Compliance Officer
    Livonia, MI
    $100K - $150K (Employer est.)
    Easy Apply
    Supervise and conduct compliance reviews and regular risk assessments, coordinate independent inspections, provide guidance regarding concerns discovered and……
    7d
  • Jacobs Executive Search
    Chief Compliance Officer - CCO
    Los Angeles, CA
    $350K - $500K (Employer est.)
    Easy Apply
    Oversee, develop, and implement the firm's compliance program. Knowledge of Securities Act of ‘33, Investment Advisers Act of ‘40, Investment Company Act of ‘40……
    23d
  • Touchstone Capital
    Chief Operating Officer/ Chief Compliance Officer
    Pittsburgh, PA
    $85K - $95K (Employer est.)
    Easy Apply
    Bachelor's degree in finance, business, or a related field; MBA or relevant advanced degree is a plus. Lead, motivate, and develop high-performing teams.…
    30d+
  • The Educational Alliance Logo
    The Educational Alliance
    2.9
    Associate Director, Compliance - Center for Recovery Wellness (CRW)
    United States
    $70K - $80K (Employer est.)
    Easy Apply
    Perform regular audits; develop a company-wide tracking system and other tools to ensure that programs are “review ready”.…
    30d+
  • Clinical Management Consultants Logo
    Clinical Management Consultants
    3.7
    Hospital Chief Compliance Officer
    Lake Jackson, TX
    $115.00 Per Hour (Employer est.)
    The Hospital Chief Compliance Officer will be responsible for risk management, monitoring compliance and helping guide this facility through Joint Commission……
    28d
  • Santander Holdings USA Inc Logo
    Santander Holdings USA Inc
    3.7
    Associate Director, Compliance - Volcker Rule
    United States
    $135K - $176K (Employer est.)
    Bachelor's Degree; Business, Finance, or equivalent field, or equivalent work experience is required., Master’s Degree; Business, Finance, or equivalent field……
    24h
  • Partnership Employment Logo
    Partnership Employment
    4.7
    Deputy Chief Compliance Officer
    Stamford, CT
    $200K - $250K (Employer est.)
    Easy Apply
    Support the CCO and other verticals of the Firm on regulatory compliance matters and provide technical guidance.…
    16d
  • Chinatown Community Development Center Logo
    Chinatown Community Development Center
    3.6
    Associate Director of Compliance
    San Francisco, CA
    $115K - $121K (Employer est.)
    Easy Apply
    Supervise internal and external monitoring and auditing of policies and regulatory agreements, procedures regarding waiting list, resident files, filing systems……
    30d+
  • MLee Healthcare Logo
    MLee Healthcare
    4.0
    CCO Chief Compliance Officer - Hospital Setting
    Lake Jackson, TX
    $120K - $150K (Employer est.)
    Easy Apply
    Develop and implement compliance policies and procedures while also providing guidance/training to staff on compliance matters. Experience as a Privacy Office.…
    1d
  • Atria Wealth Solutions Logo
    Atria Wealth Solutions
    3.0
    Compliance Officer Wealth Management Broker/Dealer (CCO)
    Syracuse, NY
    $220K - $240K (Employer est.)
    Easy Apply
    Experience in interreacting directly with financial services regulatory bodies (SEC, state, FINRA etc.). Thorough knowledge of the independent broker-dealer……
    30d+
  • Baylor Scott & White Health Logo
    Baylor Scott & White Health
    3.8
    SVP Chief Compliance Officer
    Dallas, TX
    $156K - $280K (Glassdoor est.)
    Develops and oversees the strategic auditing and monitoring plan for evaluating the performance of the Compliance Program and related activities to identify……
    7d
  • Vanguard Logo
    Vanguard
    3.7
    Senior Compliance Director – Compliance Risk Monitoring
    Malvern, PA
    $108K - $153K (Glassdoor est.)
    The Senior Compliance Director, Compliance Risk Monitoring is a senior position in the Vanguard Compliance Department and is expected to develop and lead a team……
    30d+
  • Care for the Homeless Logo
    Care for the Homeless
    2.3
    Director of Compliance
    New York, NY
    $110K - $120K (Employer est.)
    Easy Apply
    Identify – in an ongoing way - potential areas of compliance vulnerability and risk; develop/implement corrective action plans for the resolution of problematic……
    30d+
  • EPM Scientific Logo
    EPM Scientific
    2.8
    Director of Compliance, US
    Princeton, NJ
    $110K - $169K (Glassdoor est.)
    Easy Apply
    Risk Assessment: Conduct local compliance risk assessments, identify key compliance risks, develop corresponding action plans, and communicate effectively with……
    21d
  • Cancer Specialists of North Florida Logo
    Cancer Specialists of North Florida
    4.2
    Director of Compliance
    Jacksonville, FL
    $91K - $148K (Glassdoor est.)
    They will also have broad exposure to management and field operations, and will work closely with Human Resources, Legal, Medical, Operations, IT and other……
    6d
  • Tandym Group Logo
    Tandym Group
    3.2
    Assistant Director of Compliance
    Hudson, NY
    $110K - $135K (Employer est.)
    Answer phones and coordinate the scheduling of meetings and maintaining appointments. Aid in monthly compliance sanction checks.…
    30d+
  • William & Mary Logo
    William & Mary
    4.2
    Assistant Director/Director Compliance, Athletics
    Williamsburg, VA
    $50K (Employer est.)
    Background investigations include reference checks, a criminal history record check, and when appropriate, a financial (credit) report or driving history check.…
    7d
  • Plooto Logo
    Plooto
    4.0
    Chief Compliance Officer
    United States
    Our vision is to enable the advancement of Small and Medium-sized Businesses (SMBs) by developing the tools & insights they need to maximize their cash flow.…
    30d+
  • Spring Hill College Logo
    Spring Hill College
    3.2
    Assistant Director of Compliance and Athletic Enrollment Services
    Mobile, AL
    $37K - $58K (Glassdoor est.)
    _Licenses_: A valid motor vehicle license and approval from the College’s automobile insurance carrier is required.…
    8d
  • Clear Street Logo
    Clear Street
    4.1
    Chief Compliance Officer, Securities Based Swap Dealer
    New York, NY
    $200K - $250K (Employer est.)
    Bachelor's Degree in Finance, Economics, or related field; JD preferred. Ability to identify, develop and recommend "best practices".…
    30d+
  • Louisiana State University Logo
    Louisiana State University
    4.0
    Assistant Director of Compliance
    Baton Rouge, LA
    $59K - $94K (Glassdoor est.)
    80% Perform essential daily NCAA Compliance tasks within assigned NCAA legislative bylaws (Bylaw 12: Amateurism, Bylaw 16: Awards, Benefits and Expenses, and……
    30d+
  • Sallie Mae Logo
    Sallie Mae
    3.9
    Chief Compliance Officer
    Newark, DE
    $101K - $179K (Glassdoor est.)
    Carry out assessments to identify areas of potential compliance risks in order to implement preventive/corrective strategies to address compliance issues.…
    30d+
  • Boston University Logo
    Boston University
    4.2
    ASSISTANT ATHLETIC DIRECTOR, COMPLIANCE, Athletics
    Boston, MA
    $58K - $94K (Glassdoor est.)
    Master's Degree and at least eight years of administrative experience at a division 1 level college/university is preferred.…
    30d+
  • Hanover Community Bank Logo
    Hanover Community Bank
    3.3
    Chief Compliance Officer
    Mineola, NY
    $168K - $197K (Employer est.)
    Oversee bank-wide compliance including the design, implementation, and maintenance of the Compliance Program ensuring applicable regulatory compliance……
    30d+
  • Humana Logo
    Humana
    3.9
    Associate Director, Compliance
    Remote
    Among our benefits, Humana provides medical, dental and vision benefits, 401(k) retirement savings plan, time off (including paid time off, company and personal……
    1d
  • loanDepot Logo
    loanDepot
    3.3
    SVP, Chief Compliance Officer
    Plano, TX
    $124K - $226K (Glassdoor est.)
    Reviews and evaluates the compliance processes and procedures of the company in an independent manner, collaborating with the company’s executives and the Legal……
    7d
  • Acme Corporation - Job Listing 1008985663448

    Job Outlook for Compliance Officer

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    Compliance officers ensure that their firms properly abide by all relevant regulations and laws. They are employed by a wide array of industries, ranging from financial services to oil and gas. As the regulatory landscape grows increasingly complex, demand remains steady. Compliance officers typically have extensive expertise in a specific field, such as environmental engineering or accounting. They generally hold a bachelor’s degree, professional certifications such as a CPA, and have extensive work experience.

    Frequently asked questions

    People who searched for compliance officer jobs in United States also searched for compliance analyst, compliance manager, compliance associate, bsa officer, compliance attorney, compliance coordinator, compliance director, compliance specialist, vice president compliance, regulatory compliance lawyer. If you're getting few results, try a more general search term. If you're getting irrelevant result, try a more narrow and specific term.
    There are open compliance officer jobs in several cities near United States including New York, NY, Dallas, TX, Boston, MA, Houston, TX, Chicago, IL, Malvern, PA, Miami, FL, Washington, DC, Los Angeles, CA, Vancouver, WA
    Chapin Davis, Inc.
    Chief Compliance Officer
    Baltimore, MD