Compliance Officer Jobs in Villanova, PA | Glassdoor
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Compliance Officer Jobs in Villanova, PA

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  • 3.4
    Bank of America – Wilmington, DE
    4 days ago 4d
    Job Description: The Sr. FC Lending Officer - Exempt is responsible for originating retail mortgage loans and other lending… production levels. In this ongoing sales role, the FC Lending Officer continually identifies, develops and maintains a quality network…
  • 3.2
    M&T Bank – Wilmington, DE
    Est. Salary $109k-$188k
    26 days ago 26d
    Chief Compliance Officer of the Investment Advisers This position has the full responsibility and authority to develop and… including a compliance manual; updating and monitoring code of ethics; conducting in-house reviews to test compliance; business…
  • 3.8
    Capital One – Wilmington, DE
    4 days ago 4d
    company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers… banking for good. Principal Compliance Tester - Retail and Direct Bank Title: Principal Compliance Tester Retail and Direct Bank…
  • 3.6
    JPMorgan Chase & Co – Wilmington, DE
    30+ days ago 30d+
    Controls, Audit, Legal/Compliance, or Operational Risk Prior experience in a Functional Control Officer role preferable Excellent… activities for Ops business units and perform Functional Control Officer (FCO) duties. Partner effectively with business and functional…
  • 3.4
    Janney Montgomery Scott – Philadelphia, PA
    Est. Salary $77k-$137k
    2 days ago 2d
    Investment Advisory Compliance experience, preferably as a Chief Compliance Officer or other Senior Compliance Officer; Bachelor’s… Investment Advisory Chief Compliance Officer will be responsible for all aspects of the compliance programs and internal controls…
  • 3.4
    Bank of America – Wilmington, DE
    23 days ago 23d
    . Lending Officer supports and encourages the Lending Associate on new business development. The Sr. Lending Officer may be involved… Sr. Lending Officer responds to customer inquiries and referrals that are generated from both the Sr. Lending Officer contacts and…
  • 3.2
    M&T Bank – Wilmington, DE
    Est. Salary $109k-$188k
    28 days ago 28d
    Chief Compliance Officer of the Investment Advisers This position has the full responsibility and authority to develop and… including a compliance manual; updating and monitoring code of ethics; conducting in-house reviews to test compliance; business…
  • 2.8
    Santander Bank – Villanova, PA
    Est. Salary $55k-$100k
    11 days ago 11d
    Compliance Officer I-1704473 Description This position ensures day-to-day operations are conducted in compliance with regulatory… Serves as liaison between Compliance and the assigned business on identifying and addressing compliance concerns as changes are…
  • 3.1
    QVC – West Chester, PA
    Est. Salary $78k-$126k
    17 days ago 17d
    The Senior Manager – Ethics & Compliance will work closely with QVC’s Chief Compliance Officer in the maintenance and improvement… and response to, compliance risks across the organization. You will help coordinate global Ethics & Compliance initiatives by working…
  • 3.4
    Bank of America – Wilmington, DE
    4 days ago 4d
    Job Description: The FC Lending Officer (FCLO) proactively solicits new residential mortgage business and sells Bank of… production goals. In this ongoing sales role, the FC Lending Officer continually identifies, develops and maintains a quality network…
  • 3.4
    IBM – Philadelphia, PA
    Est. Salary $52k-$102k
    3 days ago 3d
    Raleigh, North Carolina only.*** The Compliance Officer is part of the Risk and Compliance group. This role provides oversight… readiness, awareness, preparation, and education. The Compliance Officer will monitor the regulatory environment, working closely…
  • 3.0
    Benefits Data Trust – Philadelphia, PA
    20 days ago 20d
    Chief Engagement Officer, will build effective and mutually beneficial partnerships. The Chief Strategy Officer will be a seasoned… difference. Reporting to the President, the Chief Strategy Officer (CSO) will set and oversee the execution of the strategy required…
  • 3.5
    WSFS Financial – Wilmington, DE
    Est. Salary $48k-$88k
    9 days ago 9d
    seeking a Compliance Officer – BSA. This position will assist the Director of Compliance in achieving Bank compliance with all… emphasis on BSA. The incumbent will coordinate with Director of Compliance on activities associated in developing, reviewing, collecting…
  • 3.1
    Trion Group, a Marsh & McLennan Agency – King of Prussia, PA
    Est. Salary $58k-$112k
    12 days ago 12d
    opportunity has come up for a Compliance Officer to join our Legal, Compliance & Public Affairs team based in Auckland. You will be part… Complaints and Privacy Officer. Managing and ensuring necessary licencing. Undertaking compliance training The successful…
  • 3.2
    Septa – Philadelphia, PA
    Est. Salary $64k-$122k
    9 days ago 9d
    Job Information Job Title: #9089 - Contracts Compliance Officer Category: Professional/Management Career Center:… year. At this time we are recruiting for a Contracts Compliance Officer in our Customized Community Transportation Department.…
  • 3.0
    CITIZENS BANK – Plymouth Meeting, PA
    Est. Salary $94k-$163k
    4 days ago 4d
    state of regulatory compliance. To meet these ongoing needs, Citizens is seeking a Senior Compliance Officer to support the Unfair… remediating regulatory compliance issues identified through self-assessments, compliance monitoring, Compliance Assurance testing,…
  • 3.5
    SEI – Oaks, PA
    Est. Salary $44k-$81k
    15 days ago 15d
    our compliance oversight, SEI has an immediate opening for a highly motivated, results-oriented, Fund Compliance Officer located… with the SEC with respect to compliance matters relating to the Funds. The Fund Compliance Officer position will support, maintain…
  • 3.4
    SEI Investments – Oaks, PA
    Est. Salary $54k-$99k
    19 days ago 19d
    our compliance oversight, SEI has an immediate opening for a highly motivated, results-oriented, Fund Compliance Officer located… with the SEC with respect to compliance matters relating to the Funds. The Fund Compliance Officer position will support, maintain…
  • 3.3
    Thomas Jefferson University Hospital – Philadelphia, PA
    Est. Salary $72k-$120k
    11 days ago 11d
    meetings with Senior Compliance staff and subordinate staff members as needed. Assists the Chief Compliance Officer in ensuring that… organization’s HIPAA/Privacy activities and assisting the Privacy Officer with certain specified activities. Interacts with co-workers…
  • 3.4
    Eagleville Hospital – Eagleville, PA
    Est. Salary $112k-$207k
    24 days ago 24d
    The Chief Compliance and Privacy Officer (“CCO”) will be responsible for overseeing compliance, and serving as the HIPAA Privacy… Board Compliance Committee (“Compliance Board Chair”). The CCO will also report directly to the Chief Executive Officer of Eagleville…
  • 3.4
    Wells Fargo – Plymouth Meeting, PA
    Est. Salary $45k-$78k
    1 days ago 22hr
    relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines… Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable…
  • 3.3
    Delaware County Memorial Hospital – Drexel Hill, PA
    Est. Salary $45k-$73k
    10 days ago 10d
    Details Assist Compliance Officer with implementing and maintaining system-wide compliance and privacy programs, policies… expert resource on regulatory / compliance / privacy standards and expectations for compliance for Prospect Crozer hospitals, satellite…
  • 3.1
    Trion Group, a Marsh & McLennan Agency – King of Prussia, PA
    Est. Salary $58k-$112k
    17 days ago 17d
    META) and will report to the Mercer Chief Counsel and Compliance Officer for Growth Markets (GMR). Located in Dubai this position… Provide compliance advisory and oversight for all our businesses in META. Ensure the business has a compliance program that…
  • 2.4
    Department of Veterans Affairs – Philadelphia, PA
    Today 1hr
    Assistant Human Resources Officer Philadelphia, PA Duties: The Assistant Human Resources Officer has delegated responsibility… responsibility from the Human Resources Officer for the planning, direction, control, coordination, operation, and evaluation of the facility's…
  • 2.8
    Santander Bank – Villanova, PA
    1 days ago 24hr
    Credit Officer-1704465 Description As a member of the Risk Management division, youll be part of a diverse team of talented… quality, client risk/exposure, risk ratings, compliance with Credit Policy and compliance with terms and conditions of legal agreement…
  • 3.1
    Trion Group, a Marsh & McLennan Agency – King of Prussia, PA
    1 days ago 16hr
    administrative aspects (e.g., Third Party Provider annual compliance certifications and maintenance of master client list). Participate…
  • Jobson Healthcare Information – Newtown Square, PA
    EASY APPLY
    Est. Salary $48k-$81k
    1 days ago 24hr
    optical. General Description The Meetings Grant Compliance Manager’s responsibilities include ownership and management… accurate interpretation of CE guidelines. The Meetings Grant Compliance Manager provides information and advice to the Publisher/President…
  • 3.9
    US Securities and Exchange Commission – Philadelphia, PA
    Est. Salary $73k-$129k
    2 days ago 2d
    Definitions document. Position Description Title/PD#: Administrative Officer / 6281-0 Duties This position is located… Philadelphia, Pennsylvania. The incumbent serves as the Administrative Officer for the Service. Included in this role is assuming the Automated…
  • 3.1
    Fiserv – King of Prussia, PA
    Est. Salary $56k-$80k
    1 days ago 23hr
    the world." - Jeffery Yabuki, President and Chief Executive Officer About our Business: Fiserv Lending Solutions business… opportunities, introduces new products more quickly, and facilitates compliance with regulatory requirements. Job Description Summary:…
  • 3.2
    Septa – Philadelphia, PA
    Est. Salary $64k-$122k
    7 days ago 7d
    year. At this time we are recruiting for a Contracts Compliance Officer in our Customized Community Transportation Department.… Assists the Manager of Contract Compliance to ensure that the contractor(s) are in full compliance with the terms and conditions…
  • 3.3
    Thomas Jefferson University Hospital – Philadelphia, PA
    Est. Salary $84k-$135k
    2 days ago 2d
    Assists the Chief Compliance Officer in the recruitment, mentoring, training, and professional development of Compliance Department personnel… clinical and regulatory compliance auditing and monitoring program. Assists the Chief Compliance Officer in preparing regular…
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