Compliance Management Team Jobs in Welwyn Garden City, England | Glassdoor

Compliance Management Team Jobs in Welwyn Garden City, England

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  • 4.6
    Baringa Partners – London, England
    18 days ago 18d
    partners our clients turn to with their risk management and regulatory compliance challenges and are known for our deep content… From designing a compliance department to rolling out new business operations, you will work as part of a core team working alongside…
  • 4.8
    Investigo – London, England
    11 days ago 11d
    Purpose: Provide support to the compliance team, assisting in the implementation of the firm's compliance policies, undertaking specified… that all departments are in compliance. Providing administrative support to manage the Compliance calendar. Principal Tasks…
  • 3.5
    Barclays – London, England
    4 days ago 4d
    duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays… Leadership Handle line management for assigned team(s), including management of compensation and recognition.…
  • 3.4
    Deutsche Bank – London, England
    4 days ago 4d
    Anti-Financial Crime (AFC). The team performs key project management roles for Compliance initiatives and provides delivery of… central Project Management Office (PMO) processes within Compliance Change and acting as a role model for junior team members through…
  • 4.7
    Westbourne Partners – London, England
    1 days ago 1d
    conduct and regulatory compliance. Also to support the business initiatives of the Executive Management through guidance on any… Minimum of ten years Compliance experience within Financial Services, preferably within Asset Management/Investment. Master'…
  • 3.4
    Huxley Associates – London, England
    3 days ago 3d
    medium sized compliance team (circa 15 Compliance Officer's) that sit within in the 2nd line of defence. The team is responsible… you and your team will provide further compliance guidance/advice as required. As a Compliance Officer in this team, you will…
  • 4.6
    Baringa Partners – London, England
    3 days ago 3d
    Policy Servicing, Claims, Regulatory compliance Evidence of leading smaller project sub-teams is desirable The ability to take… key requirements: Project/Delivery experience within a management consultancy or an internal change function within the UK Insurance…
  • 3.8
    Swiss Re – London, England
    12 days ago 12d
    Awareness team that enable other team members to support policy management • Plan and monitor delivery of the Annual Compliance Plan… delivery of Annual Compliance Plan items About the team The Compliance Policy, Training & Awareness team is part of the…
  • 3.9
    Schroders – London, England
    8 days ago 8d
    Team Overview The Compliance Regulatory Change team is responsible for identifying, tracking and co-ordinating cross-jurisdictional… commitment to Compliance and essential underlying values Good basic financial sector and investment management knowledge and…
  • 4.6
    Baringa Partners – London, England
    26 days ago 26d
    Office Collateral Treasury Operational Risk, Controls & Compliance Track record of working at global clients on projects with… experience in the capital markets sector gained from a leading management consultancy or directly from industry. Your experience could…
  • Consult RPM Ltd – London, England
    8 days ago 8d
    Head of Compliance to join a growing Asset Management firm in the UK. This role will be ideal for a Senior Compliance Manager… with an Asset management background wanting a new challenge and a step up in their career as a Head of Compliance. Essentially…
  • 2.9
    Gazprom Marketing & Trading – London, England
    11 days ago 11d
    oversight the work of the regulatory compliance team in the execution of annual regulatory compliance operating plan Review and update… our future. Role objectives The role of the Regulatory Compliance function is to define and maintain the framework, policies…
  • 2.2
    Moneycorp – London, England
    EASY APPLY
    17 days ago 17d
    Implementation Marketing Internal Resource Management Reporting Compliance PERSONAL SPECIFICATION Comprehensive… Financial Services regulatory environment with some exposure to compliance. This role will suit an individual with a balance of creative…
  • 3.0
    Synergy Medical – London, England
    9 days ago 9d
    time management * Effective team player * Innovative, not afraid of change Core Competencies * Resourcing and Compliance Knowledge… regularly on the compliance status for working candidates * Compile and produce resourcing and compliance management information as…
  • 4.3
    Support Services Group – Watford, East of England, England
    7 days ago 7d
    awareness Communication skills Team working skills Diplomacy Ability to motivate people Management and leadership skills The… accounting, costing and billing Take ownership of Health & Safety compliance The Ideal Candidate Ideally the success candidate will…
  • 4.6
    Baringa Partners – London, England
    24 days ago 24d
    problems. Together with our clients, we have achieved regulatory compliance, streamlined business processes and helped drive technological… in: Advising clients in trading architecture and risk management system design and delivery Ensuring our client’s operations…
  • 3.4
    IPC Systems, Inc. – London, England
    22 days ago 22d
    voice and data connectivity solutions, compliance technologies, infrastructure management and a suite of enhanced service offerings… www.ipc.com. Brief Description IPC’s Risk & Compliance Business Line is seeking a professional and ambitious Voice…
  • Regional Job Network – London, England
    1 days ago 16hr
    and technical advice and expertise on all compliance issues relating to Asset Management. You will be expected to identify existing… responsibilities in order to provide an effective compliance service to the Asset Management business. Success in this role will be measured…
  • 2.8
    NAVEX Global – London, England
    3 days ago 3d
    Global services has within the business ethics and compliance community. New role internally that will work closely with both… Global: NAVEX Global’s comprehensive suite of ethics and compliance software, content and services helps organizations protect…
  • 3.2
    HarbourVest Partners – London, England
    8 days ago 8d
    and/or relevant compliance certifications EXPERIENCE: 2-4 years private equity or asset management compliance experience… Experience with Compliance Science/PTCC & Codrium preferred MANAGEMENT OF STAFF: Â N/A REPORTS TO:Â UK Legal & Compliance Officer…
  • 2.8
    NAVEX Global – London, England
    8 days ago 8d
    existing and prospective clients at SMEs, including Chief Compliance Officers, General Counsels, Procurement Officers and HR Executives… Windows software a plus. Experiences in the ethics and compliance industry a plus. Foreign language capabilities a plus…
  • Alexander Lloyd Ltd. – London, England
    1 days ago 1d
    senior management team, as well as being able to identify and rectify compliance breaches , giving advice to the management team.… with a firm grip on the market. A great opportunity for a compliance officer with experience as MLRO to facilitate, advise, support…
  • LMA – London, England
    10 days ago 10d
    are looking for a junior Compliance Assistant. You will provide support to the firm's compliance team as well as assisting with… with the implementation of their compliance policies. Some of the key responsibilities of the role are outlined below although…
  • 4.6
    JCW Search – London, England
    1 days ago 1d
    a robust compliance culture across the region by working together with senior management. Relationship management with all… in change management projects in conjunction with the development of the Compliance function; Undertaking compliance monitoring…
  • 3.5
    Cambridge Associates – London, England
    1 days ago 1d
    -day compliance advice to senior management, business teams and support functions  Qualifications â¢UK compliance professional… of Legal and Compliance with general compliance matters, including: â¢Supporting the Head of Legal and Compliance in the design…
  • 2.8
    NAVEX Global – London, England
    11 days ago 11d
    Global services has within the business ethics and compliance community. New role internally that will work closely with both… Global: NAVEX Global’s comprehensive suite of ethics and compliance software, content and services helps organizations protect…
  • Alexander Lloyd Ltd. – London, England
    1 days ago 1d
    seeking a Compliance manager to work with the Group Risk and Compliance functions to define and oversee the compliance framework… the Group Compliance Director responsible for the Employee Benefit business. A great opportunity for a Group Compliance Director…
  • 4.8
    Investigo – London, England
    1 days ago 17hr
    Investigo Compliance are working alongside a leading, reputable Investment Management firm to recruit for a Compliance Monitoring… the risk-based Compliance Monitoring Programme. Duties to include; * development of the risk based Compliance Monitoring plan…
  • 3.4
    AXA – London, England
    10 days ago 10d
    employees Compliance sensitizes the teams on the actions, either punctual or continuous, that they must take to ensure compliance with… should be dealt with appropriately. Compliance organizes regular points with the Management on the projects in progress the identified…
  • Alexander Lloyd Ltd. – London, England
    1 days ago 1d
    senior stakeholder management. In order to succeed in this role you will need to of held a head of compliance role inside a complex… be working in a smaller team and therefore equally comfortable with being hands on within the compliance function. Experience gained…
  • 4.3
    Hays Specialist Recruitment Limited – Hoddesdon, East of England, England
    1 days ago 1d
    for a Senior Project & Compliance Engineer to come on board and strengthen their existing engineering team. Your new role In your… and have strong compliance knowledge. You will need to have a very good understanding of the following compliance directives - UL…
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