Compliance Manager Jobs in Welwyn Garden City, England | Glassdoor
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Compliance Manager Jobs in Welwyn Garden City, England

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  • 3.7
    Zoek – City of Westminster, England
    23 days ago 23d
    standalone Compliance Manager with the support of a financial crime manger. Your focus will be everything regulatory compliance related… A Compliance Manager is required for a retail banking arm of a well renowned bank based in London. You will act as a standalone…
  • Arena Personnel Ltd – Letchworth Garden City, England
    3 days ago 3d
    As a Compliance Manager you will be managing the compliance function within a financial services environment. Assisting with… with the Risk and Compliance Director and maintaining a robust risk management structure to include risk register, risk appetite…
  • 3.0
    Smart Co – London, England
    5 days ago 5d
    Compliance Manager - London - Energy - New Do you specialise in Energy Compliance and Industry Codes and feel that you have what… ticket loans. As a Compliance Manager, you will be required to produce framework in order to monitor compliance against industry…
  • 3.5
    Tesco – Welwyn Garden City, England
    16 days ago 16d
    Job Technology risk and compliance is a newly formed team leading the way Tesco Technology manage their risks. We are responsible… Technology. The team also manages the interfaces between Technology, Group Risk, International Compliance teams, internal and external…
  • 4.2
    Balyasny Asset Management – London, England
    3 days ago 3d
    London office of a global Hedge Fund Manager. The responsibilities include providing compliance counsel to investment staff on trading… assist the firm’s London Compliance Head and Global Compliance Staff with its UK and EU compliance efforts and all regulatory matters…
  • 4.1
    Plowman Craven – Harpenden, England
    EASY APPLY
    11 days ago 11d
    from employees, line managers, and external bodies. Work in conjunction with managers in respect to compliance with client requirements… Health, Safety & Compliance Manager Ref: REC070 This role is based in Harpenden. Introduction We are looking for…
  • 3.4
    AXA – London, England
    5 days ago 5d
    bringing multi-manager expertise to the whole company. We are currently looking for a Compliance Manager to promote and… and further enhance the Architas compliance standards and framework through the provision of accurate and timely advice and guidance…
  • Tiger Recruitment – London, England
    4 days ago 4d
    who are looking for a Compliance Manager to take on a 14 month contract - details below: Compliance & AML Monitoring; Undertake… HMRC in compliance with IGA1 requirements; Perform general compliance tasks as well as involvement in ad hoc compliance projects…
  • MERJE Ltd – London, England
    25 days ago 25d
    are adhered to. Delivery of Compliance related projects as required Managing delivery of compliance training Completing tasks… Description: This role is a great opportunity for a senior compliance professional to support the Investment Management team in…
  • 3.5
    Charles Taylor – London, England
    2 days ago 2d
    We currently have an interesting opportunity for a Compliance Manager from an Asset Management or Investment Management background… and adhered to. Delivery of compliance related projects as required Managing delivery of compliance training and induction programme…
  • Additional Resources Ltd – London, England
    24 days ago 24d
    London is looking for a great Compliance Manager with previous experience as a compliance manager with an IFA firm. You will be expected… renewal and a compliance or supervision qualification. My client is looking for an experienced Compliance Manager with initiative…
  • Clark James – London, England
    6 days ago 6d
    Compliance Manager CF11 required for a leading City based Wealth Manager. An exceptional position and company. Relevant Skills… Microsoft Word and Outlook Previous experience as a Compliance Manager within an IFA firm CII Diploma in Financial Planning…
  • 4.8
    TransferWise – London, England
    11 days ago 11d
    establishment. TransferWise is on the hunt for a Senior Compliance Manager to help a young and growing team of multi-discipline specialists… data that supports decision making within the teams; Manage compliance relationships of UK banking partners. Identify, track…
  • 4.3
    C&D Group – London, England
    30+ days ago 30d+
    Compliance Manager A Compliance Manager is required by my award winning Financial Services client. They are currently in a period… they are looking to add to the Compliance team. As the Compliance Manager /Senior Compliance Consultant, you will work with the…
  • 4.2
    Transact – London, England
    23 days ago 23d
    quickly and as such are now recruiting for a Compliance Manager to join our Compliance team to deliver high quality and accurate… Deputising for members of the Compliance leadership team and in particular for the Corporate Compliance Manager in times of absence and…
  • 3.5
    AstraZeneca – Luton, East of England, England
    1 days ago 1d
    Provide leadership and management of Medical Compliance Managers and Medical Compliance Specialists within the TA team. To be the… Brand and Medical Affairs teams for ABPI Code related matters. Manage the efficient review and approval of materials in accordance…
  • FourthLine – London, England
    15 days ago 15d
    representing our client based in London to recruit for a Compliance Manager for the consulting arm of the firm. The role sits within… ensure their compliance with requirements Reviewing existing policies and procedures to assess degree of compliance either as a…
  • 3.2
    Huntswood – London, England
    15 days ago 15d
    established wealth manager, has an immediate opening for a Compliance Manager to join the business. The Compliance Manager will be responsible… on-going maintenance of the compliance policy and manual Completion of the risk based compliance monitoring program FCA liaison…
  • 5.0
    Cameron James – London, England
    Today 5hr
    Microsoft Word and Outlook Previous experience as a Compliance Manager within an IFA firm CII Diploma in Financial Planning… negotiating a PI renewal Compliance or supervision qualification Responsibilities To manage the firm`s relationship with…
  • 3.5
    Amazon – London, England
    17 days ago 17d
    large-scale risk projects. Act as liaison between Risk, Compliance, Legal, Business, Operations and Technology for the projects… Regulatory commitments. Other responsibilities Legislative Compliance Management - Liaison with Legal to enable maintenance of central…
  • 3.2
    A2Dominion – London, England
    9 days ago 9d
    prepare and manage the Compliance budget(s), attending regular performance and financial review meetings, evaluating compliance and conformity… Compliance Manager Circa £58,000 per annum Ealing 35 Hours per week Do you have extensive experience of managing and…
  • AXA Architas – City of London, England
    4 days ago 4d
    , bringing multi-manager expertise to the whole company. We are currently looking for a Compliance Manager to promote and further… further enhance the Architas compliance standards and framework through the provision of accurate and timely advice and guidance…
  • 3.5
    AXA UK – London, England
    3 days ago 3d
    Group, bringing multi-manager expertise to the whole company. We are currently looking for a Compliance Manager to promote and further… further enhance the Architas compliance standards and framework through the provision of accurate and timely advice and guidance…
  • Osborne Appointments – Welwyn Garden City, England
    24 days ago 24d
    Conduct regular and ongoing audit & compliance checks across the branch network Manage internal communication, and be responsible… Office in Welwyn Garden City. We are seeking an Audit & Compliance Officer with a difference The main remit of the role will…
  • ForexTime – London, England
    EASY APPLY
    10 days ago 10d
    Compliance Manager Department: Compliance Reports to: Head of Compliance Location(s): London, UK APPLY FOR THIS… join a dynamic and fast paced working environment. The Compliance Manager will be responsible for a range of activities that ensures…
  • 3.3
    ERGO Insurance Group – London, England
    18 days ago 18d
    compliance manager (m/f)* Compliance Shared Service The aim of the team is to assist in the monitoring and… authority arrangements as well as to assist the Compliance function on all compliance related matters as required. Closing date for…
  • 3.3
    IPC Systems, Inc. – London, England
    2 days ago 2d
    , award-winning trading positions, managed voice and data connectivity solutions, compliance technologies, infrastructure management… www.ipc.com. Brief Description IPC’s Risk & Compliance Business Line is seeking a professional and ambitious Voice…
  • 3.7
    Carbon60 – Ware, England
    3 days ago 3d
    are looking to recruit a permanent QC Manager to provide national Quality and Compliance support to a site carrying out IFM activities… calibration, qualification). * Manage QMS documentation. * Oversight of training compliance. * Carry out non-conformance investigations…
  • 4.4
    Pure Search – City of London, England
    16 days ago 16d
    Deputise for members of the Compliance leadership team and in particular for the Corporate Compliance Manager in times of absence and… Compliance Manager Item ID:11657 Reference:JO-1705-167802 Location:City of London, England Salary:20% Bonus + Ancilliary…
  • 3.5
    Tesco – Welwyn Garden City, England
    1 days ago 19hr
    on handheld devices and other platforms to improve audit compliance and deliver financial savings. Store Reporting - Deliver… champion the needs of colleagues in store including store managers and the management team Partner with stakeholders in Business…
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