Compliance Manager Jobs in Welwyn Garden City, England | Glassdoor
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Compliance Manager Jobs in Welwyn Garden City, England

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  • 4.8
    LMA Recruitment Ltd – City of London, England
    4 days ago 4d
    proven track record of identifying, assessing and monitoring compliance issues in an asset management firm. In return they are offering… Our client is a leading retail and institutional asset manager based in Central London Responsibilities of the role include…
  • 4.8
    TransferWise – London, England
    NEW
    areas such as accounting, treasury, reporting, operations and compliance. A track record of delivering SME growth through B2B marketing…
  • LMA – London, England
    NEW
    Key Responsibilities Oversee the compliance monitoring programme and perform monitoring and surveillance reviews in line… dealing etc Individual Experience in a regulatory compliance function within a securities business A thorough knowledge…
  • 4.8
    LMA Recruitment Ltd – City of London, England
    4 days ago 4d
    Key Responsibilities Oversee the compliance monitoring programme and perform monitoring and surveillance reviews in line… dealing etc Individual Experience in a regulatory compliance function within a securities business A thorough knowledge…
  • 3.9
    investec plc – London, England
    NEW
    Role Brand Compliance Officer Reporting to Senior Operations Marketing Manager Division Marketing Description… Development of strong relationships with compliance, legal and other marketing operation teams Manage the procurement terms for all ICIB…
  • 3.7
    BlackRock – London, England
    NEW
    operational risk. The Enterprise Risk team works with Finance, Compliance, Internal Audit and other control-related teams to ensure… functions at BlackRock. RQAs mission is to help BlackRock manage its fiduciary and corporate risks, and provide independent risk…
  • 5.0
    Harris Lord Group – London, England
    NEW
    suppliers, materials, compliance, ISO 9001, GMP, GDP, GCP, pharma, pharmaceutical, biopharmaceutical, medical, manager, senior, supervisor… responsible for maintaining and developing systems that ensure the compliance of the business’ supply of materials, in order to support…
  • 3.1
    BNY Mellon – London, England
    Today 2hr
    Risk & Compliance Committee, as required. Manage collation of statistical information on financial promotions compliance and other… management companies. Communicate any relevant compliance issues to the ComplianceManager Distribution & Financial Promotions and/or…
  • 3.5
    TJX Companies – United Kingdom
    Today 11hr
    achieve compliance with all relevant EU trading standards legislation. Manage, guide and develop the merchandise Compliance Business… Buying Managers, Buyers, Merchandise Co-ordinators and other relevant parts of the business to ensure legislative compliance throughout…
  • 3.8
    American Express – United Kingdom
    NEW
    will be responsible for : Driving profitable growth and manage net loss provision for UK credit portfolio (Consumer / Commercial… multiple stakeholders Effective team player and be able to manage multiple projects Why American Express? Talk to…
  • 3.5
    Barclays – London, England
    1 days ago 15hr
    that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management… generation and validation and execution of robust test plans. Manages the defect cycle ensuring that defects are tracked and successfully…
  • 3.5
    UBS – London, England
    1 days ago 15hr
    Are you always on the lookout for risks? Do you know how to stay calm under pressure? We’re looking for someone like…
  • 5.0
    Paragon Executive – London, England
    30+ days ago 30d+
    Senior Manager Regulatory Risk & Compliance Large global bank operating in the fund administration sector is seeking a Senior… Senior Manager (VP) to join a newly formed team in the Regulatory Risk & Compliance division. This is a new role in a newly created…
  • 3.5
    UBS – London, England
    1 days ago 15hr
    Are you always on the lookout for risks? Do you know how to stay calm under pressure? We’re looking for someone like…
  • 3.6
    Office Team – London, England
    1 days ago 17hr
    the business on compliance and drafting and negotiating of commercial contracts. This Contracts Manager role is offering… OfficeTeam has an exciting opportunity for an experienced Contracts Manager to work for a Multimedia Communications Business based in North…
  • 4.2
    Shanghai Pudong Development Bank – London, England
    6 days ago 6d
    Able to identify and monitor risk in collaboration with Compliance and Audit. Attention to detail, and the ability to recognise… infrastructure, including operating and financial models. Develop, manage and refine qualitative and quantitative risk reporting which…
  • 5.0
    BSM Group – London, England
    1 days ago 19hr
    team to support the oil business Managing the Indirect Tax Compliance process for physical oil transactions across EMEA, which incorporates… responding to ad-hoc requests from the business on indirect tax compliance matters About you Our business is to realise opportunities…
  • 4.6
    JCW Search – London, England
    7 days ago 7d
    This is a core compliance role, with the manager looking for candidates who have previous Asset Management experience who can… including limited Compliance review of relevant legal agreements Support the Head of European Compliance through keeping up-…
  • 3.6
    FXCM, Inc. – London, England
    1 days ago 19hr
    with other departments including but not limited to Legal, Compliance, Trading and Project Management on various day to day activities… Project work will involve exposure to the Operations and Compliance departments; Maintain and update documentation and files…
  • 2.9
    Idex – London, England
    NEW
    ComplianceManager Apply Now Add to wish list Email to a friend Region:LondonArea:City LondonSpecialism:General… update of policies and procedures in line with the compliance plans. Manage the review of new and updated TOBAs and maintenance…
  • 3.8
    ForexTime – London, England
    EASY APPLY
    7 days ago 7d
    ComplianceManager Department: Compliance Reports to: Head of Compliance Location(s): London, UK APPLY FOR THIS… join a dynamic and fast paced working environment. The ComplianceManager will be responsible for a range of activities that ensures…
  • 3.6
    AstraZeneca – Luton, East of England, England
    NEW
    providing compliance guidance to the sales, medical and marketing teams. This will be carried by by delivering compliance updates… can achieve no matter where you start with us. As a Field Compliance Partner, youll play a pivotal role in channelling our scientific…
  • 3.8
    Chevron – United Kingdom
    Today 3hr
    accuracy of inputs. Provides guidance to the regulatory compliance team to ensure new regulations are understood and deployed… Trading systems (Right Angle or Endur) Internal Controls and Compliance. Communication - ability to communicate complex topics in…
  • 4.6
    JCW Search – London, England
    6 days ago 6d
    services from working at the FSA/FCA, in a compliance consultancy or in an in-house compliance position. 2 years + of relevant experience… candidate is likely to be professionally educated and/or a compliance practitioner with relevant experience of wholesale financial…
  • 4.5
    Car Giant – London, England
    1 days ago 17hr
    Safety and Compliance Officer to join the Compliance Department. The main function of this role will be to develop, manage and carry… ?v=oE8II9OmilA What you will do: Support Compliance Development Manager with establishing an effective Proactive Monitoring…
  • 3.4
    Leidos – London, England
    1 days ago 17hr
    adherence to Policies, Processes & Procedures and manage non-compliance by any Supplier Ensure remedial and improvement plans are… by the Supplier and ensure delivery in compliance with the Service Levels and Master Services Agreement Review reports, identify…
  • 5.0
    FundApps – London, England
    EASY APPLY
    1 days ago 18hr
    ground-breaking approach to increasingly complex regulatory compliance challenges. Given that we are a startup business, you will… services and technology Understanding of regulatory portfolio compliance Experience in the financial services industry Fluency…
  • 5.0
    Energi People – Saint Albans, England
    NEW
    Mechanical Project Manager / Mechanical Contract Manager A Mechanical Building Services Company based in St. Albans requires… requires an experienced Mechanical Project Manager / Mechanical Contract Manager to administer projects from estimating to final invoice…
  • 3.1
    Compass Group – North Acton, England
    19 days ago 19d
    We are recruiting for an experienced ComplianceManager, to join this busy and demanding yet highly rewarding healthcare contract… Experience with developing tools/procedures which ultimately drive compliance Excellent communications skills, with the ability to build…
  • 3.9
    Capsticks Solicitors – London, England
    Today 2hr
    Description Additional Documents Risk and Compliance Executive…
  • LMA – London, England
    NEW
    proven track record of identifying, assessing and monitoring compliance issues in an asset management firm. In return they are offering…
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