Job Type
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Regulatory Compliance Officer Jobs in Windsor, South East England, England

246Jobs

  • 4.3
    Currency Solutions – London, England
    7 days ago 7d
    Senior RegulatoryComplianceOfficer Location: London Salary: Up to £60,000 per Annum depending on experience and industry… that demonstrate regulatorycompliance and/or correction actions required Supporting the Head of Compliance and Management team…
  • 5.0
    Talentspa – London, England
    7 days ago 7d
    Senior RegulatoryComplianceOfficer Location: London Salary: Up to £60,000 per Annum Depending on experience and industry… that demonstrate regulatorycompliance and/or correction actions required Supporting the Head of Compliance and Management team…
  • 3.7
    Zoek – Charing Cross, England
    6 days ago 6d
    Senior RegulatoryComplianceOfficer Location: London Salary: Up to £60,000 per Annum depending on experience and industry… that demonstrate regulatorycompliance and/or correction actions required Supporting the Head of Compliance and Management team…
  • 4.0
    cer Financial – London, England
    15 days ago 15d
    Bank based in London, are seeking a RegulatoryComplianceOfficer with a broad compliance knowledge and understanding of the FCA… Winter straight away. Responsibilities of the RegulatoryComplianceOfficer will include but not limited to: Create reports…
  • Prime Personnel – United Kingdom
    17 days ago 17d
    The Bank is seeking a RegulatoryComplianceOfficer who will be responsible for ensuring the Bank?s systems and controls meet… relation to regulatorycompliance. Requirements Demonstrate knowledge in the core areas of regulatorycompliance gained with…
  • 3.7
    Freelancer.com – London, England
    EASY APPLY
    9 days ago 9d
    ultimately for ensuring maximum compliance with regulatory obligations, as well as our internal compliance and risk frameworks. Furthermore… the maintaining of regulatory training records Board reporting Identifying potential areas of compliance vulnerability and…
  • United Kingdom
    7 days ago 7d
    Senior RegulatoryComplianceOfficer Location: London Salary: Up to £60,000 per Annum depending on experience and industry… that demonstrate regulatorycompliance and/or correction actions required Supporting the Head of Compliance and Management team…
  • 4.2
    Prospero Group LTD – London, England
    NEW
    years. This role is a fantastic opportunity for a ComplianceOfficer ,to be able to work for a well-established, yet consistently… the Company on UK and foreign employment/tax law and regulatorycompliance matters. To ensure the creation and maintenance of…
  • 4.1
    Robert Walters – Maidenhead, England
    6 days ago 6d
    , the role of Healthcare ComplianceOfficer within this global FMCG, is responsible for all compliance related issues for the production… organisation's directives. The role of Healthcare ComplianceOfficer for Northern Europe is an important position for this…
  • 3.7
    Morgan Stanley – London, England
    7 days ago 7d
    Infrastructure Compliance Function is responsible for the second line oversight of infrastructure based regulatory processes supporting… Responsibilities Compliance Advisory Initially providing support and coverage across the various regulatory reporting obligations…
  • 2.9
    Apollo solutions – London, England
    NEW
    seeking a Complianceregulatory advisor. The ideal candidate will have strong understanding of regulatorycompliance and implementation… Proven experience within a Compliance Advisory or Project Management capacity within a Compliance function. Strong working knowledge…
  • 4.2
    Morgan McKinley – United Kingdom
    9 days ago 9d
    My client is seeking a complianceofficer to work in their HR team reporting straight to the HR Director. You will plan, direct… coordinate activities to ensure compliance with company and client rules of operations, ethical and regulatory standards are met. This…
  • MERJE Ltd – London, England
    19 days ago 19d
    The Bank is seeking a RegulatoryComplianceOfficer who will be responsible for ensuring the Banks systems and controls meet or… and controls meet or exceed required regulatorycompliance standards Assist with regulatory filings with the FCA and other regulators…
  • 3.3
    Huxley – City of London, England
    6 days ago 6d
    available for a ComplianceOfficer to join their Compliance team. They are looking for a ComplianceOfficer with a good level… business activities, a ComplianceOfficer with an understanding of Mifid is important. They need you to distil the rules accordingly and…
  • 3.7
    Zoek – Charing Cross, England
    6 days ago 6d
    available for a ComplianceOfficer to join their Compliance team. They are looking for a ComplianceOfficer with a good level… business activities, a ComplianceOfficer with an understanding of Mifid is important. They need you to distil the rules accordingly and…
  • 4.6
    carwow – London, England
    EASY APPLY
    8 days ago 8d
    information of regulatory developments) Act as Data Protection Officer and Money Laundering Reporting Officer for the company… Role Reporting to the COO, our complianceofficer will manage the whole gamut of compliance activities at carwow including data…
  • 4.6
    Goodman Masson – London, England
    NEW
    business on regulatory changes and helping them to implement those changes as well as getting involved in day to day compliance advisory… ensuring they have regulatory knowledge and remain up-to-date on any changes Interpreting and challenging regulatory requirements for…
  • 4.0
    cer Financial – London, England
    9 days ago 9d
    London seek a complianceofficer to join their team on a permanent basis. If you have Compliance experience across Commodities or… ComplianceOfficer London - Holborn Permanent Up to £55,000 + benefits Our client, a brokerage based in central London…
  • 4.3
    Workers' Educational Association – City of Westminster, England
    NEW
    WEA Association Services - BBO ComplianceOfficer Location: WEA London Full time: 35 hours per week (1.0 FTE) Contract… understanding of Big Lottery Fund and/or European funding delivery & regulatory arrangements would be desirable. We offer generous terms…
  • 3.4
    Deutsche Bank – London, England
    30+ days ago 30d+
    businesses and Compliance, to ensure compliance with regulatory developments Ensuring that all material regulatory developments… You’ll be assisting with managing the regulatorycompliance and regulatory adherence processes across the United Kingdom and Ireland…
  • APOLLO SOLUTIONS LIMITED – London, England
    NEW
    seeking a Complianceregulatory advisor. The ideal candidate will have strong understanding of regulatorycompliance and implementation… Proven experience within a Compliance Advisory or Project Management capacity within a Compliance function. Strong working knowledge…
  • 3.0
    Legg Mason – London, England
    NEW
    Position Overview As a ComplianceOfficer, you would assume key funds compliance responsibilities alongside an 8-person team… ComplianceOfficer Job Locations UK-London Req. # 2017-2564 Division Compliance Position…
  • 4.0
    Barclay Simpson – London, England
    24 days ago 24d
    the designated complianceofficer for the business working on a 2 day a week basis. There is a head of compliance at group level… Complianceofficer Location: London, United Kingdom Salary: £35,000 - £40,000 My Client is a P2P lender specialising…
  • 3.7
    Barrington James Ltd – United Kingdom
    NEW
    My client is seeking a Regulatory Affairs Officer to join their expanding team in the South East of England. This is an exciting… IMPDs, compliance reviews of SmPCs and reviews of product labels and patient leaflets Drive interactions with regulatory authorities…
  • 3.6
    CitiGroup – London, England
    Today 6hr
    CITI ComplianceOfficer – Product Competitive Salary Offered Job Purpose: To provide equity derivative compliance support… Providing advice and assistance in resolving compliance and regulatory issues arising from equity derivative sales and trading…
  • 2.9
    Huntswood CTC Ltd – London, England
    NEW
    Regulatory Developments Officer - Conduct Location - Cardiff Salary - Up to £35,000+excellent benefits Regulatory Developments… regulatory assistance to senior management, ensuring the continued delivery of fair outcomes to all customers and compliance with…
  • 3.3
    Leigh Day – London, England
    1 days ago 24hr
    Professional Ethics and ComplianceOfficer (PE&CO). This is a new role and would appeal to a risk and compliance specialist, who would… Professional Ethics and Compliance Manager the role will involve; Offering support on queries on regulatory requirements and internal…
  • 3.7
    Travelers Companies – London, England
    16 days ago 16d
    available to the Solicitors Regulatory Authority. Responsible for reporting any material or non-material compliance failure to the Solicitors… legal, insurance, regulatory, Lloyd's and Sarbannes Oxley rules and guidelines. Acting at all time in compliance with the Treating…
  • 4.9
    IDEX Consulting Ltd – London, England
    8 days ago 8d
    The role of the Field Based Compliance Monitoring Officer is to provide an external file review service to the clients. The file… medium to large financial services businesses. The Compliance Monitoring Officer will be responsible for providing feedback to clients…
  • 3.3
    RB – Slough, Berkshire, South East England, England
    NEW
    brands. Support UK Drug Safety Officer and relevant qualified employees to ensure compliance with pharmacovigilance and quality… Finish and Vanish. Key Responsibilities Regulatorycompliance for UK Marketing Authorisations in RB’s portfolio, including…
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