Regulatory Compliance Officer Jobs in Windsor, South East England, England | Glassdoor

Regulatory Compliance Officer Jobs in Windsor, South East England, England

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  • 3.8
    Goldman Sachs – London, England
    1 days ago 12hr
    OUR IMPACT GLOBAL COMPLIANCE interprets regulatory requirements to ensure the firm is in compliance and determines how to… FCA to co-ordinate and arrange regulatory audits and reviews • Working with other Compliance areas and the business to produce…
  • 3.5
    Wells Fargo – London, England
    10 days ago 10d
    Market Job Title/Designation EMEA Compliance Advisory Regulatory Risk Program Officer: Private Side Region EMEA Country… internal and external audit and regulatory examinations as required. Support the Compliance Officer in preparing management reporting…
  • 4.7
    LMA Recruitment Ltd – London, England
    5 days ago 5d
    business and compliance policies are appropriately updated * Tracking preparing and making all required regulatory filings with… incorporating FCA and other relevant EMEA regulatory provisions * Reviewing new rules and regulatory changes impacting EMEA offices and…
  • 3.4
    INC Research – Camberley, England
    5 days ago 5d
    on start-up (SU) and clinical trial regulatory (CTR). Ensures that local country regulatory intelligence, as it pertains to the… functional areas: investigator site contracts, ethics and regulatory submissions, and review and finalization of essential documents…
  • 5.0
    Zoek – London, England
    2 days ago 2d
    need additional compliance depth in London to maintain their systems and controls.Reporting into the Compliance Manager, who is… business Day to day compliance adhoc duties To be successful in this role you must have strong compliance administration experience…
  • London - City – City of London, England
    7 days ago 7d
    of the Lloyd's and London Market would be desirable Compliance/regulatory process experience is also desirable Skills: Computer… role of the Senior Compliance Analyst is to support the Compliance Manager in the completion of key compliance controls, responding…
  • Kingsley Hamilton People – London, England
    8 days ago 8d
    core compliance issues · Keeping developments in the compliance field under review and suggesting how the firms compliance-related… engagement letters · Supporting the Compliance Services in ensuring that the firms compliance-related policies and procedures are…
  • 3.3
    AXA – London, England
    8 days ago 8d
    assurance on, standards of regulatory compliance across the AXA UK Group, including responses to regulatory changes and the relationship… controllers. Assist the wider Compliance function provision in the provision of compliance and regulatory advice to the AXA UK Group…
  • 4.8
    Goodman Masson – Guildford, England
    19 days ago 19d
    in London. They are currently looking to grow there compliance and regulatory team. They are authorised by the FCA and is an exciting… Senior Compliance Analyst An exciting opportunity has arisen with a new exchange that is going to allow people to trade shares…
  • Ortolan Group Plc – London, England
    13 days ago 13d
    Experienced Compliance Lawyer - Part Time We are looking for an experienced (ideally 8+PQE) compliance specialist to support… project you will be working alongside our client's established compliance team. Areas in which you will be expected to advise include…
  • 4.7
    LMA Recruitment Ltd – London, England
    14 days ago 14d
    onboarding files - Supporting the Head of Compliance in the running of the Compliance Team The successful candidate will have… - Updating the Policies and Procedures to ensure they are compliance with applicable laws and regulations in the jurisdictions…
  • MERJE Ltd – London, England
    28 days ago 28d
    procedures Identifying and managing regulatory risks Maintaining good relations with the UK regulatory authorities Key Requirements… At least 5 years Regulatory experience ideally gained within the Broking space At least 3 years Regulatory consulting experience…
  • Totum – London, England
    20 days ago 20d
    conditions. You will keep up to date with developments and regulatory changes and ensure the firm reacts quickly to any of these… As part of this critical compliance team, you will play a key role in ensuring the firm's policies and procedures are up to date…
  • 5.0
    G2 Legal Limited – London, England
    20 days ago 20d
    varied role and the Risk & Compliance Lawyer will be responsible for monitoring changes in the regulatory landscape; embedding policies… in London seeks a Risk & Compliance Lawyer to join its growing risk function. The Risk & Compliance Lawyer will join a specialist…
  • Clayton Recruitment Limited – City of London, England
    14 days ago 14d
    report to the Deputy Head of Compliance but also work closely with the firm's Nominated Officer team (on anti-money laundering… develop its standard forms, on all core compliance issues - including the regulatory aspects of matters such as: anti-money laundering…
  • MERJE Ltd – London, England
    20 days ago 20d
    a Senior Compliance Analyst to join their team in London. The Role Responsibilities include: Using regulatory knowledge… and enhancing procedures for the business to ensure compliance with regulatory or market developments. Management of the individual…
  • 2.9
    PIMCO – London, England
    1 days ago 1d
    private equity). Reporting to EMEAs Head of Regulatory Compliance the Compliance Officer for Alternatives will have primary responsibility… and private equity within the broader Regulatory Compliance team. The Compliance Officer for Alternatives is expected to have extensive…
  • Jobsite UK Worldwide UK Ltd – London, England
    5 days ago 5d
    incorporating FCA and other relevant EMEA regulatory provisions * Reviewing new rules and regulatory... Apply… offices and will report into the MD compliance Responsibilities: * Managing the Firm's UK compliance monitoring program incorporating…
  • 2.9
    Norton Rose Fulbright – London, England
    5 days ago 5d
    Job Title Senior Compliance Officer Role Business Services Practice Group/Department Compliance Job Category… Hong Kong. The Team comprises five other lawyers and ten Compliance Officer staff, some of whom have law degrees and all of whom have…
  • 3.0
    Bureau Solutions – Southwark, England
    20 days ago 20d
    We are hiring a Senior Compliance Analyst for our Compliance team based in London. We work closely with our Operations, Sales,… their merchants. Purpose of the role: to ensure that all Compliance activities are managed effectively in terms of underwriting…
  • 3.2
    Mercer – London, England
    13 days ago 13d
    Lead Compliance Officer. The Compliance Officer is responsible for tracking, monitoring and identifying regulatory developments… Mercer have an exciting Permanent opportunity for a Compliance Officer ( Regulatory Developments) based in Tower Hill, London. This…
  • INC Research UK Limited – Camberley, England
    30+ days ago 30d+
    on start-up (SU) and clinical trial regulatory (CTR). Ensures that local country regulatory intelligence, as it pertains to the… functional areas: investigator site contracts, ethics and regulatory submissions, and review and finalization of essential documents…
  • McGraw Wentworth – London, England
    13 days ago 13d
    Lead Compliance Officer. The Compliance Officer is responsible for tracking, monitoring and identifying regulatory developments… Mercer have an exciting Permanent opportunity for a Compliance Officer ( Regulatory Developments) based in Tower Hill, London. This…
  • 3.3
    Marsh & McLennan – London, England
    13 days ago 13d
    Lead Compliance Officer. The Compliance Officer is responsible for tracking, monitoring and identifying regulatory developments… Mercer have an exciting permanent opportunity for a Compliance Officer ( Regulatory Developments) based in Tower Hill, London. This…
  • Taylor Root – City of London, England
    19 days ago 19d
    Reporting to the Deputy Head of Compliance, you will work on policy development in the Compliance space, ensuring the firm adheres… work with the widely-respected General Counsel on various Compliance projects and other aspects of the GC function, including commercial…
  • Grist Legal – London, England
    10 days ago 10d
    develop its standard forms, on all core compliance issues � including the regulatory aspects of matters such as; anti-money laundering… essential. Reference: 1703-53 Practice Area: Compliance/Regulatory Location: London Salary: £60,000-£85,000 Enquire…
  • 4.1
    Jane Street – London, England
    22 days ago 22d
    understanding of the European regulatory environment for investment firms in addition to familiarity with the regulatory capital rules and… About You Significant experience with the EBA regulatory rules and filings A proactive and decisive self-starter Excellent…
  • 3.5
    AXA UK – City of London, England
    8 days ago 8d
    assurance on, standards of regulatory compliance across the AXA UK Group, including responses to regulatory changes and the relationship… To contribute to and support the UK Group Compliance function by providing regulatory expertise and intelligence to support the…
  • 3.3
    Marsh – London, England
    17 days ago 17d
    Lead Compliance Officer. The Compliance Officer is responsible for tracking, monitoring and identifying regulatory developments… Mercer have an exciting Permanent opportunity for a Compliance Officer ( Regulatory Developments) based in Tower Hill, London. This…
  • 3.9
    Adzuna – London, England
    15 days ago 15d
    of strong experience in advising clients on legal regulatory and compliance issues across a broad range of areas including FS,… Drafting, planning and/or implementing compliance policies and procedures for regulatory matters across different business units…
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