Regulatory Compliance Officer Jobs in Windsor, South East England, England | Glassdoor
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Regulatory Compliance Officer Jobs in Windsor, South East England, England

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  • 3.6
    London - City – City of London, England
    NEW
    A Compliance Monitoring Officer job opportunity is currently available working for a leading Lloyd's Market Insurance Company… the Compliance Monitoring and Operations team, you will provide assurance in relation to investment, and general regulatory compliance…
  • 3.5
    SEI Investments – London, England
    12 days ago 12d
    individual, with compliance and/or regulatory experience and with evidence of a clear desire to work in a dedicated Compliance role, to… or equivalent) preferred › Regulatory experience and/or experience of working in a compliance function, preferably in the asset…
  • London - City – City of London, England
    NEW
    A Compliance Monitoring Officer job opportunity is currently available working for a leading Lloyd's Market Insurance Company… the Compliance Monitoring and Operations team, you will provide assurance in relation to investment, and general regulatory compliance…
  • 3.7
    Swiss Re – London, England
    12 days ago 12d
    the role The key objective of the ComplianceOfficer, is to support the Head of Compliance, iptiQ EMEA, in the identification,… ensure compliance with regulations, standards and applicable laws. About You You are an experienced ComplianceOfficer who…
  • 2.0
    Alexander Ash – London, England
    12 days ago 12d
    ComplianceOfficer - Financial Services My client is a leading Multinational Banking Group with a strong Presence in Luxembourg… Luxembourg. The Senior ComplianceOfficer will ensure efficient identification and monitoring of suspicious activities and transactions…
  • 3.6
    Martindale Pharma – High Wycombe, England
    9 days ago 9d
    Description Position Title: Senior Regulatory Affairs Officer - International Reports To: Regulatory Affairs Manager – International… reporting to the Head of Regulatory Affairs, the function of role holder is to manage the regulatory submissions, agency responses…
  • 3.4
    BNP Paribas – London, England
    18 days ago 18d
    Legal and Regulatory Responsibilities Comply with all applicable legal, regulatory and internal Compliance requirements… requirements, including, but not limited to, the London Compliance manual and Compliance policies and procedures as issued from time to time…
  • 3.3
    Huxley Associates – London, England
    8 days ago 8d
    will be part of a medium sized compliance team (circa 15 ComplianceOfficer's) that sit within in the 2nd line of defence. The… your team will provide further compliance guidance/advice as required. As a ComplianceOfficer in this team, you will require…
  • 3.7
    Zoek UK – Woking, England
    30 days ago 30d+
    Group Compliance Support Officer- RGN/RMN Surrey based with travel throughout groups homes 45,000 plus car allowance… The Compliance Support Officer will be responsible for our clients group of care homes throughout the UK, mostly based in Surrey…
  • 3.4
    Pontoon – London, England
    NEW
    the Global Compliance Policy for the Enterprise Information Wall Compliance Program The EAC ComplianceOfficer is accountable… Compliance Analyst Control Room Officer Job Description The Global Control Room plays a key role in assisting the lines…
  • 3.5
    Silicon Valley Bank – United Kingdom
    4 days ago 4d
    Senior Director of Compliance & Regulatory Relations (Sr Director) will handle a diverse array of compliance and risk matters assisting… management information on our regulatorycompliance to UK governing committees Analysing regulatory changes and providing support…
  • 3.4
    BNP Paribas – London, England
    22 days ago 22d
    Legal and Regulatory Responsibilities Comply with all applicable legal, regulatory and internal Compliance requirements… , risk assessments, internal audit and Compliance Reviews recommendations and regulatory requirements. Contribute to and coordinate…
  • MW Appointments – London, England
    NEW
    assist the Head of International Compliance and the ComplianceOfficer in the completion of regulatory and Lloyd's returns as required… the Compliance Assistant in maintaining the Customer Relationship Management ·To work alongside the ComplianceOfficer, ensuring…
  • 3.7
    Morgan Stanley – London, England
    26 days ago 26d
    responses to regulatory change. The candidate will also have responsibility for working with the Central Compliance teams who handle… QUALIFICATIONS Skills required (essential) Previous Compliance coverage experience within an investment bank; preferably…
  • MERJE Ltd – London, England
    7 days ago 7d
    continued growth they are looking to recruit a Senior ComplianceOfficer. Although operating in a boutique environment you will… registered as a Nominated Officer and MLRO with HMRC. You will be responsible for: Managing the Compliance team Maintaining…
  • 3.4
    BNP Paribas – London, England
    18 days ago 18d
    abuse Contribute to the execution and implementation of Regulatory, Group and CIB standards against market abuse and breaches… Business and Exchange rules Ad-hoc project management of Compliance deliverables for market abuse surveillance tools. Proactive…
  • 4.3
    Search Consultancy – London, England
    NEW
    ComplianceOfficer - Overseas - £45,000 Our client who has a UK and European presence is recruiting for a Compliance Officer… performance of the company compliance monitoring programme, reviewing new client reports, regulatory projects and responding to…
  • 3.0
    Legg Mason – London, England
    22 days ago 22d
    opportunities at Legg Mason today. We are currently seeking a ComplianceOfficer to join our team in London. This team principally provides… managers and employees to ensure compliance of the firms with their obligations under the regulatory systems. Key Responsibilities…
  • 4.6
    ProClinical Ltd – Maidenhead, England
    4 days ago 4d
    Background may include Compliance, Finance, Sales and Marketing, Medical Affairs, Legal, Pharmacovigilance, Regulatory or Auditing.… Industry related experience preferred: HCC, Regulatory Affairs, and Compliance Experience in the Medical Device or Pharmaceutical…
  • 3.6
    Martindale Pharma – High Wycombe, England
    9 days ago 9d
    Manage the day-to-day Regulatory and publishing activities, Provide regulatory operations support for regulatory submissions and agency… Other Regulatory operations Activities: To develop the regulatory operations processes to deliver regulatory dossiers…
  • 3.6
    Credit Suisse – London, England
    10 days ago 10d
    projects and new initiatives and managing the compliance agenda; Reviewing regulatory publications to evaluate impact to UK Private… Understanding of the UK Regulatory Environment as it applies to Retail Clients; Knowledge of the Tax Compliance rules (i.e. FATCA…
  • 3.4
    BNP Paribas – London, England
    25 days ago 25d
    legal, regulatory and internal Compliance requirements, including, but not limited to, the UK Compliance manual and Compliance policies… , risk assessments, internal audit and Compliance Reviews recommendations and regulatory requirements. Contribute to and coordinate…
  • 5.0
    LR Legal Recruitment – London, England
    NEW
    Reporting to the Compliance Manager, the role of ComplianceOfficer is to ensure that the company complies with existing regulations… expanding global company. For more information about this ComplianceOfficer role please contacts Fran Butcher at LR Legal Recruitment…
  • 4.9
    IDEX Consulting Ltd – London, England
    NEW
    seeking a Compliance Monitoring Officer to drive compliance frameworks e.g. due diligence and projects to ensure compliance with future… will be a compliance expert who is able to identify risk and compliance issues regarding change programmes etc. Experience in…
  • 3.8
    Twenty Recruitment Ltd – London, England
    NEW
    Recruitment's Compliance function are a team of specialist consultants covering Financial Crime Compliance and RegulatoryCompliance mandates… The role will be a Compliance Surveillance and Analytics Officer and will also have some broader Compliance responsibilities.…
  • 4.3
    Starling Bank – London, England
    EASY APPLY
    16 days ago 16d
    regarding specialist compliance matters. Supporting regulatory applications. Maintaining current regulatory licences. Proactively… operations and compliance / financial crime functions. The successful candidate will have 3-5 years’ experience in compliance and undertaking…
  • BSM Group – London, England
    7 days ago 7d
    EMEA Compliance function to include GM, SRU and STSi in ensuring the business areas understanding of external regulatory requirements… execution of its activities in a regulatory complaint manner and in observance of the external regulatory requirements and internal policies…
  • 4.0
    Barclay Simpson – London, England
    4 days ago 4d
    Manufacturer, based in the West End, searching for a ComplianceOfficer who is fluent in Mandarin. As my client operate in an… A fluency in Mandarin 2+ years’ experience in regulatorycompliance in regard to the FCA. Excellent communication skills…
  • 3.4
    McGraw Hill Financial – London, England
    NEW
    Covering ComplianceOfficer (RCCO) and Chief ComplianceOfficer EMEA & India (CCO EMEA/India) on significant compliance matters… Description ComplianceOfficer– Standard & Poor’s Global Ratings, London The Role: The ComplianceOfficer is based in London…
  • 3.4
    Deutsche Bank – London, England
    4 days ago 4d
    ComplianceOfficer, Asset Management - Compliance Controls Testing Job ID: 3153620 Full/Part-Time: Full-time… Position Overview Job title: ComplianceOfficer, Asset Management - Compliance Controls Testing Corporate title: Assistant…
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