Regulatory Compliance Officer Jobs in Windsor, South East England, England | Glassdoor
  • All Jobs (341)

Regulatory Compliance Officer Jobs in Windsor, South East England, England

Filters
Filters
  • 3.3
    Moody's Analytics – London, England
    3 days ago 3d
    Role: Serve as the “Face of Compliance” in the role of Business Unit Compliance Officer for MIS’ EMEA Commercial team based… of contact on compliance matters for the EMEA Commercial team, reporting to the Business Unit Compliance Officer based in New York…
  • 3.5
    Bloomberg – London, England
    1 days ago 24hr
    closely with the legal department to address regulatory issues, ensuring compliance with current and developing rules and regulations… guidance Advise on regulatory change and developments Respond to regulatory enquiries and manage regulatory relationships, as…
  • 3.4
    Société Générale – London, England
    7 days ago 7d
    advisory compliance officers and/or the Control Room on monitoring related issues as appropriate Assisting in regulatory and internal… and other regulatory and exchange rules and regulations as required Maintaining awareness of key EU / FCA regulatory updates and…
  • 3.5
    Barclays – London, England
    1 days ago 19hr
    dashboards and their eventual integration to the wider Compliance Officer Toolkit, in addition to using data analysis techniques… working knowledge of Compliance processes and policies with a practical understanding of relevant regulatory environment Experience…
  • 3.2
    S&P Global – London, England
    22 days ago 22d
    Divisional Compliance Officer, S&P Global Platts (Corporate) The Role: S&P Global is seeking an experienced Compliance Officer… • Advise the Chief Compliance Officer of S&P Global Platts with regard to significant compliance matters and issues pertaining…
  • 3.4
    Jobs in the NHS – London, England
    15 days ago 15d
    activity an exciting opportunity has arisen for a Regulatory Compliance Officer to join the Sponsorship Team for 12 months initially… the UK health research landscape, including the principle regulatory authorities, public health funding bodies, research application…
  • 3.4
    McGraw Hill Financial – London, England
    27 days ago 27d
    Divisional Compliance Officer, S&P Global Platts (Corporate) The Role: S&P Global is seeking an experienced Compliance Officer… • Advise the Chief Compliance Officer of S&P Global Platts with regard to significant compliance matters and issues pertaining…
  • 3.7
    Morgan Stanley – London, England
    2 days ago 2d
    - Report into the Head of UK Regulatory Governance - Assist with the remediation of compliance and process related issues through… Analyst within the UK Regulatory Governance team: Responsibilities: - Partner with the Regulatory Controller Functional…
  • 3.0
    AIG – London, England
    1 days ago 16hr
    awareness on Compliance and Regulatory matters in connection with Portfolio Solutions contracts Work with second line Compliance, support… opportunity within their UK Portfolio Solutions team for a Governance Officer. The successful candidate will be joining a dynamic & expanding…
  • 3.6
    JPMorgan Chase & Co – London, England
    30+ days ago 30d+
    Testing of businesses impacted by Regulatory Changes. Co-ordination with line of business Compliance Managers. Management of open… ability to interpret regulations and regulatory requirements and assess operational Compliance with those requirements. Have excellent…
  • 3.1
    RTS Realtime Systems – London, England
    2 days ago 2d
    Bloomberg Compliance Officer - EMEALondon Posted Jun 27, 2017 - Requisition No. 59192 Apply Now The EMEA Bloomberg… closely with the legal department to address regulatory issues, ensuring compliance with current and developing rules and regulations…
  • 3.0
    S&P Global Ratings – London, England
    1 days ago 20hr
    Covering Compliance Officer (RCCO) and Chief Compliance Officer EMEA & India (CCO EMEA/India) on significant compliance matters… Description Compliance Officer– Standard & Poor’s Global Ratings, London The Role: The Compliance Officer is based in London…
  • 3.0
    SunAmerica Affordable Housing Partners – London, England
    1 days ago 14hr
    awareness on Compliance and Regulatory matters in connection with Portfolio Solutions contracts Work with second line Compliance, support… opportunity within their UK Portfolio Solutions team for a Governance Officer. The successful candidate will be joining a dynamic & expanding…
  • 4.9
    Remitly – London, England
    8 days ago 8d
    s Global Compliance to address issues raised in audit reports, self-assessments, compliance reviews, and/or regulatory inquiries… inquiries. Compliance Monitoring and Testing – You will ensure internal compliance and regulatory contracts are effectively managed…
  • 3.4
    Deutsche Bank – London, England
    1 days ago 1d
    experience in financial crime compliance Proven experience with regulators and managing regulatory examinations Experience… . Job Title: Management Information and Reporting Officer Corporate Title: Associate Division: Anti- Financial Crime…
  • 3.6
    Martindale Pharma – High Wycombe, England
    14 days ago 14d
    Description Position Title: Senior Regulatory Affairs Officer - International Reports To: Regulatory Affairs Manager – International… reporting to the Head of Regulatory Affairs, the function of role holder is to manage the regulatory submissions, agency responses…
  • 3.4
    HSBC Holdings – United Kingdom
    2 days ago 2d
    Ensure compliance of both general and anti-money laundering and anti-terrorist financing (AML/ATF) compliance controls as… accurate and in accordance with HSBC Bank policy standards and regulatory requirements Comply with local regulations in all aspects…
  • 2.8
    Great-West Financial – United Kingdom
    8 days ago 8d
    The Senior Business Compliance Officer (SBCO) provides independent oversight of the regulatory risk management framework… non compliance, related action plans and material exposures to regulatory compliance risk to the Canadian Chief Compliance Officer…
  • 3.2
    Great-West Life Assurance – United Kingdom
    8 days ago 8d
    The Senior Business Compliance Officer (SBCO) provides independent oversight of the regulatory risk management framework… non compliance, related action plans and material exposures to regulatory compliance risk to the Canadian Chief Compliance Officer…
  • 3.8
    Morson International – Stoke Poges, England
    15 days ago 15d
    sites to transfer clearances between regulatory bodies for each country. Liaise with regulatory and other official bodies (ONR, DBS… Security Vetting Officer/Administrator An opportunity has arisen at for a highly skilled and experienced Administrator to…
  • 4.6
    HomeServe – London, England
    5 days ago 5d
    qualification. Approved IOSH and CIEH trainer. Regulatory Knowledge: What regulatory/legislative knowledge is needed to do the job… service managers, field support specialists and the relevant officer managers to develop practicable and workable health and safety…
  • 3.8
    Goldman Sachs – London, England
    8 days ago 8d
    Securities Division Compliance Team on EMEA initiatives and projects as a representative for Equities Compliance • Assisting with… new rules/regulation • Coordinating responses to ad-hoc regulatory enquiries Other Requirements • Associate/Analyst level…
  • 3.6
    Credit Suisse – London, England
    15 days ago 15d
    projects and new initiatives and managing the compliance agenda; Reviewing regulatory publications to evaluate impact to UK Private… Understanding of the UK Regulatory Environment as it applies to Retail Clients; Knowledge of the Tax Compliance rules (i.e. FATCA…
  • 3.4
    BNP Paribas – London, England
    23 days ago 23d
    teams within Compliance function to align standards, share and analyse findings, provide advice and updates on regulatory developments… Financial Security, who is also the UK Money Laundering Reporting Officer (MLRO). The team members require a significant degree of ‘self-starting…
  • 3.6
    Martindale Pharma – High Wycombe, England
    14 days ago 14d
    Manage the day-to-day Regulatory and publishing activities, Provide regulatory operations support for regulatory submissions and agency… Other Regulatory operations Activities: To develop the regulatory operations processes to deliver regulatory dossiers…
  • 3.4
    Société Générale – London, England
    13 days ago 13d
    consist of: • Provide Compliance support and regulatory analysis to SGLB with respect to the regulatory transition for SGLB resulting… broader Compliance team – notably Compliance Advisory, the Registrations and Certifications team, and the Regulatory Projects…
  • 3.5
    UBS – London, England
    1 days ago 1d
    Credit) business, Regulatory Risk, Legal, Compliance, Operations and IT) to ensure changes to the regulatory environment are understood…
  • 4.0
    Barclay Simpson – London, England
    19 days ago 19d
    investment management business, looking for an experienced compliance officer to focus on the review and approval of financial promotions… other forms of client communications (from a regulatory perspective), ensuring compliance of such promotions / communications with…
  • 3.1
    PIMCO – London, England
    9 days ago 9d
    private equity). Reporting to EMEAs Head of Regulatory Compliance the Compliance Officer for Alternatives will have primary responsibility… and private equity within the broader Regulatory Compliance team. The Compliance Officer for Alternatives is expected to have extensive…
  • 1.0
    Professional Information – Richmond, London, England
    1 days ago 16hr
    Group is an industry leading, single source provider for regulatory compliance, pharmacovigilance, and medical information services… product reports and handling and reporting these in strict compliance with agreed ProPharma Group SOPs and Working Practices.…
  • 4.2
    eToro – London, England
    17 days ago 17d
    Role: Compliance Officer and Money Laundering Reporting Officer of eToro UK, to be registered with the FCA for controlled… procedures put in place to ensure the Companys compliance with its regulatory obligations, and the actions taken to address any…
Page 3 of 11
Be the first to get new jobs like these: