Regulatory Compliance Officer Jobs in Windsor, South East England, England | Glassdoor
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Regulatory Compliance Officer Jobs in Windsor, South East England, England

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  • 3.2
    Flight Centre – London, England
    24 days ago 24d
    Malden Greater London Operational Security and Compliance Officer (IT) - New Malden Flight Centre Travel Group (FCTG)… -award winning company as an Operational Security and Compliance Officer at Head Office, New Malden (20 minutes from London Waterloo…
  • 4.5
    JCW Search Ltd – United Kingdom
    22 days ago 22d
    to us! If you are a Regulatory Affairs, Clinical Trials, Pharmacovigilance, Quality Assurance, Compliance professional for which… provider based in Surrey are looking for a Pharmacovigilance / PV Officer. They are global leaders in providing access to unlicensed…
  • MERJE Ltd – London, England
    3 days ago 3d
    . An exciting opportunity has arisen for a T&C Monitoring Officer to assist the Investment T&C Supervisor in meeting the firms… first line supervision requirements. As the T&C Monitoring Officer you will ensure the firm fulfils the FCAs requirements. The…
  • 3.6
    Morgan Stanley – London, England
    27 days ago 27d
    - Report into the Head of UK Regulatory Governance - Assist with the remediation of compliance and process related issues through… Analyst within the UK Regulatory Governance team: Responsibilities: - Partner with the Regulatory Controller Functional…
  • Coast Specialist Recruitment – Henley on Thames, England
    30+ days ago 30d+
    Reporting To: Compliance Officer Supervision Exercised: Number of peopledirectlyreporting: 1 Number of peopleindirectlyreporting… policies and procedures. Advising and reporting to the Compliance Officer and the CAML Board in respect of these responsibilities…
  • Reed Insurance – Henley on Thames, England
    30+ days ago 30d+
    recruit a skilled Compliance Assistant to work alongside a Senior Compliance officer and develop in the regulatory environment. To… must have a background within Compliance preferably or within Financial Services on the regulatory side. ? Possess the CISI Investment…
  • 3.3
    Deutsche Bank – London, England
    13 days ago 13d
    Tracking AML issues identified either through regulatory and internal audit reviews, Compliance Advisory and the divisions to ensure closure… and regulatory requirements from a UK and divisional perspective Where requested by either the business or Compliance Advisory…
  • 3.6
    Morgan Stanley – London, England
    25 days ago 25d
    Duties: a)Regulatory Reform Act as the point person leading regulatory reform for Sales and Trading Compliance. You will be… them with regulatory advice, appropriate management information and compliance support with respect to the regulatory aspects of…
  • 4.5
    ACA Compliance Group – London, England
    EASY APPLY
    24 days ago 24d
    experience of working at the FCA, for a compliance consultancy or as an in-house Compliance Officer. Whilst this is not a business development… clients; • Managing or participating in regulatory projects, such as annual compliance audits or mock examinations; • Conducting…
  • 3.3
    Willis Towers Watson – London, England
    9 days ago 9d
    responsibilities will be to assist the Compliance Officer for TWIMI and TWIM execute the Compliance Programme for the Funds business… Maintenance and Management of the Compliance policies of the firm in coordination with the Compliance Officer, including Conflicts Inventory…
  • 3.4
    Bank of America – London, England
    12 days ago 12d
    The Compliance Specialist, assists the Compliance officer team in activities to contribute to the independent compliance oversight… Program and the Global Compliance Enterprise Policy (GC Policy). As a member of a FLU or CF compliance officer team, this role applies…
  • 3.0
    BNY Mellon – United Kingdom
    10 days ago 10d
    the Chief Compliance and Ethics Officer and Head of Compliance EMEA immediately on discovery of any material regulatory breach.… the advisory aspects of regulatory compliance and excludes responsibility for oversight of CASS Compliance. Alongside respective…
  • 4.5
    Badoo – London, England
    21 days ago 21d
    Badoo is seeking a Data Protection Officer to inform, advise and be the primary point of contact across the company group for… the right technology is deployed across the group Monitor regulatory/legislative developments and update company policies and processes…
  • 3.5
    Reed Procurement & Supply Chain – London, England
    10 days ago 10d
    forms of contracting and regulatory/ legislative requirements and the consequence of non-compliance. • Project Management. • Planning… looking for an experienced Category Officer to join their team in North London. As a Category Officer you will provide procurement process…
  • 3.1
    HIFX – Bracknell, England
    30+ days ago 30d+
    in advance of sessions; Compliance and Regulatory Design, implement and deliver regulatory/legal training (Anti-Money Laundering… We're looking for a Training Officer to join our Global People and Development Team. You'll be responsible for supporting service…
  • 3.1
    S&P Global Ratings – London, England
    26 days ago 26d
    Covering Compliance Officer (RCCO) and Chief Compliance Officer EMEA & India (CCO EMEA/India) on significant compliance matters… Description Compliance Officer– Standard & Poor’s Global Ratings, London The Role: The Compliance Officer is based in London…
  • 2.9
    First Data Corp – London, England
    30+ days ago 30d+
    Merchant Services Europe ("BofAML Merchant Services") regulatory compliance program, with focus on comprehensive program strategy… purposes. Emphasis on strong strategic approach to regulatory compliance that meets the needs of BofAML Merchant Services today…
  • Reed Insurance – London, England
    30+ days ago 30d+
    To assist the Compliance Officer in ensuring a robust corporate governance and management culture (Compliance, Risk, Audit and… submission deadlines. To assist the Compliance Officer in ensuring appropriate internal compliance systems and controls are in place…
  • 2.6
    Capita – London, England
    20 days ago 20d
    Road Safety Education Officer About the role We are looking for a Road Safety Education Officer to assist in ensuring the… of Barnet and Capita to run the Council’s development and regulatory services for the next ten years. The JV went ‘live’ on 1st…
  • 3.2
    Wells Tobias – London, England
    12 days ago 12d
    payroll services in London. Compliance with company policies, internal control standards, and regulatory requirements. Provision… client a global leader in mining is looking to recruit a Payroll Officer to join their busy international payroll team. Working their…
  • 3.8
    Search Consultancy – London, England
    30+ days ago 30d+
    spreadsheets for the Board MI o Liaise with external Compliance Consultants on regulatory updates and recommend process changes to CEO… the Web site in association with the Marketing Manager, T&C Officer and CEO as necessary o Remain up to date with the requirements…
  • 3.6
    Northern Trust – London, England
    13 days ago 13d
    specifically in EMEA. Capital Markets & Treasury Compliance Officer The Compliance Officer (CO) for Northern Trust’s Capital Markets… business and Compliance partners to ensure regulatory and corporate obligations are met. To effectively achieve compliance goals, the…
  • 3.9
    The Rank Group – Maidenhead, England
    30+ days ago 30d+
    Information Security Team in order to; Implement compliance measurements for all regulatory and industry requirements. (e.g. UKGC, FCA… and with other risk, security and compliance functions to identify DPA security and compliance requirements, using methods including…
  • 2.7
    Global University Systems – London, England
    18 days ago 18d
    with the established routines and procedures including regulatory compliance. The role holder will have an understanding of the student… Job Title: Admission Officer Role Type: 6m FTC Location: London Salary: £18k - £20k (dependent on experience) About…
  • 3.2
    Huntswood – Reading, England
    20 days ago 20d
    consultancy firm focused on governance, risk and compliance in the areas of regulatory conduct and financial crime. We are recruiting… recruiting for a Information Security Officer & Business Continuity Manager to join our growing BIC team. The role is based in Reading…
  • 2.9
    Association for Nutrition – London, England
    25 days ago 25d
    with regulatory requirements and assist with administering our CPD endorsement scheme. The Registration Officer is the first point… Registration Officer will also be responsible for assisting with the Associations bi-annual renewal process, ensuring compliance with…
  • 5.0
    Harris Lord Group – Wimbledon, England
    21 days ago 21d
    Documentation Officer on a permanent basis. The successful candidate will be responsible for ensuring compliance throughout all… Quality Assurance documentation officer An excellent opportunity has arisen to further develop your career and build on your QA…
  • 3.5
    ProPharma Group – Richmond, London, England
    14 days ago 14d
    Description ProPharma Group is an industry leading provider of regulatory compliance, pharmacovigilance, and medical information services… Job Description Multilingual Medical Information Officer (Mother Tongue: German) (Fluent: English) ProPharma Group…
  • 3.3
    Kingsley Napley – London, England
    14 days ago 14d
    please contact, in confidence, Natalie Slater (Recruitment Officer) at nslater@kingsleynapley.co.uk No agencies please… : To act as part of a team advising the firm’s clients on regulatory frameworks including. Considering papers received on…
  • 3.5
    ADP – Chertsey, England
    20 days ago 20d
    with the Regional Privacy Officer, EMEA Regulatory Compliance who also reports to the Chief Privacy Officer, Participate and Contribute… EMEA. The Regional Privacy Officer, EMEA Operations is also responsible to address policy and compliance issues to achieve an appropriate…
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