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Compliance Overview

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Arlington, VA
1 to 50 employees
Unknown
Company - Public
Business Services
Unknown / Non-Applicable per year
Unknown

Compliance Reviews

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  • "Vice President of Compliance"

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    Former Employee - Vice President of Compliance in Lewisville, TX
    Former Employee - Vice President of Compliance in Lewisville, TX
    Positive Outlook
    No opinion of CEO

    I worked at Compliance full-time (More than 8 years)

    Pros

    Built a compliance department from the ground up. Liberty Bankers was a start up company and I always wanted to create my own compliance department.

    Cons

    CEO would purchase blocks of business based solely on potential profits and little due diligence was done making my job very cumbersome as the client files were incomplete.

    Advice to Management

    I have been involved in life insurance and annuity compliance for over 20 years and my latest position I was a jack of all trades. I audited our TPA's, performed corporate filings, product filings and development, complaint responses, advertising review and market conduct exam coordinator.

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