Working at FINRA | Glassdoor

FINRA Overview

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Washington, DC
1001 to 5000 employees
2007
Nonprofit Organization
Brokerage Services
$500 million to $1 billion (USD) per year
Unknown
The Financial Industry Regulatory Authority—FINRA—is dedicated to investor protection and market integrity. The company’s highly trained team of professionals protect investors by writing and enforcing the critical rules and regulations that govern ... Read more

Mission: FINRA’s ultimate goal is to foster robust, but fair and orderly, markets in which investors can feel confident.

FINRA Reviews

3.4
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Robert W. Cook
0 Ratings
  • "Good place to work"

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    • Work/Life Balance
    • Culture & Values
    • Career Opportunities
    • Comp & Benefits
    • Senior Management
    Former Employee - Senior Investigator in Rockville, MD
    Former Employee - Senior Investigator in Rockville, MD
    Recommends
    Neutral Outlook
    No opinion of CEO

    I worked at FINRA full-time (More than a year)

    Pros

    Interesting work, great hours, good benefits, fair pay.

    Cons

    Location in Rockville is not convenient to D.C.

    Advice to Management

    Keep up the good work.

See All 455 Reviews

FINRA Photos

FINRA photo of: Raising Our Flag for FINRA
FINRA photo of: Our Tech Team in Action
FINRA photo of: Hard at Work at One Liberty
FINRA photo of: Lots of Green on our Rockville Campus
FINRA photo of: Making an Impact in Washington
FINRA photo of: We Can't Get Enough of the Views in New York
See All PhotosSee All

FINRA Interviews

Experience

Experience
61%
25%
14%

Getting an Interview

Getting an Interview
41%
18%
17%
16
7
1

Difficulty

3.0
Average

Difficulty

Hard
Average
Easy
  1.  

    Member Regulation Interview

    Anonymous Employee
    Accepted Offer
    Positive Experience
    Easy Interview

    Application

    I applied online. The process took 4+ months. I interviewed at FINRA.

    Interview

    I applied online and a month later I did an over the phone interview with the Exam manager. A month afterwards I went in for another interview with 2 Exam Mangers. There were mostly behavioral questions and how my education and past experiences would help with the internship. A couple of weeks later there was a phone interview with the director and a month afterwards I received an offer.

    Interview Questions

    • Discuss a time where you had to accomplish a task with a group?   1 Answer
See All 169 Interviews

FINRA Awards & Accolades

  • 100 Best Places to Work in IT, ComputerWorld, 2014
  • Best Employer for Workers Over 50, AARP, 2013
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