FINRA Overview

  • Washington, DC
  • 1001 to 5000 Employees
  • 2007
  • Nonprofit Organization
  • Brokerage Services
  • $500 million to $1 billion (USD)

FINRA is dedicated to investor protection and market integrity. Our team of highly trained professionals are passionate about protecting investors and ensuring financial markets remain fair by writing and enforcing the critical rules and regulations that govern more than 3,700 ...
Mission: Our ultimate goal is to foster robust, but fair and orderly, markets in which America’s 90 million investors can feel confident.

Company Updates

November 16, 2020
Congratulations to our 2020 Award of Distinction honorees! Every year, we recognize the extraordinary contributions of a select group of exceptional performers to advancing our mission of investor protection and market integrity. Through their unique talents and sustained efforts—and a strong commitment to our values—the employees who earn this honor have all achieved outstanding results for the organization and have demonstrated a high level of leadership and dedication to our mission.
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FINRA Reviews

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Approve of CEO
Robert W. Cook
Robert W. Cook
82 Ratings
Featured Review
Current Employee, more than 10 years

"Very Good Company To Work For"

Mar 24, 2021 - Director
Positive Outlook
Approves of CEO


For the most part, great people to work with. Senior Management is responsive and communicates frequently. A good environment to learn, the company is very supportive and high on employee development.


Some folks are not as collaborative as they could be. Some are quick to pass the buck and let others do THEIR jobs. Fortunately a lot of the "dead wood" has been weeded out the past few years.

Advice to Management

It has been spoken about by senior management but I strongly encourage adopting a flexible remote work option, i.e., allowing employees the choice to work remotely on a permanent basis, where
See All 690 Reviews

Diversity & Inclusion at FINRA

(37 Reviews)

FINRA Photos

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FINRA Interviews

Getting an Interview
Applied online43%
Employee Referral17%

  1. Featured Interview

    Examiner Interview

    Anonymous Employee in New York, NY
    Accepted Offer
    Positive Experience
    Average Interview

    I applied through an employee referral I interviewed at FINRA (New York, NY) in Jun 2020


    There was a high level of professionalism that started with Human Resource department and continued with the interviews. There was a personal relationship throughout the process and this was so refreshing to experience.

    Explain your past work experiences

    Answer Question

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FINRA Awards & Accolades

  • 100% on Corporate Equality Index - Best Places to Work for LGBT EqualityHuman Rights Campaign2020
  • 100 Best Places to Work in ITComputerWorld2019
  • Working Mother 100 Best CompaniesWorking Mother2019
  • Best Places to Work for Disability InclusionDisability Equality Index (DEI)2018
  • Work-Life Seal of DistinctionWorldatWork2017

Pledges & Certifications

  • Diversity Commitment

    Has programs that support a diverse and inclusive workforce

  • Tech Hiring Commitment

    Helping to train, hire and promote more technology workers

  • Social Responsibility Pledge

    Formal programs or foundation to give back to communities

  • Veteran Hiring Commitment

    Committed to helping America's military veterans find work

  • Pay Equality Pledge

    Committed to paying equitably for equal work & experience

  • Career Advancement Program

    Helping employees "upskill" into higher-paying positions

  • Pledge to Thrive

    Taking steps to prioritize employee well-being

Popular Careers with FINRA Job Seekers

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Associate Principal Examiner
Learn About the Job


(33 Questions)

All answers shown come directly from FINRA Reviews and are not edited or altered.

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What are perks and other benefits like at FINRA?

...They downgraded their optional health plans, like most companies these days, but the time off, 401 match, and other benefits are still great....

November 30, 2018

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