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      Ares Management

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      Compliance Associate Interview

      Aug 24, 2025
      Anonymous employee
      Mumbai
      Accepted offer
      Positive experience
      Average interview

      Application

      The process took 2 weeks. I interviewed at Ares Management (Mumbai) in Feb 2025

      Interview

      Initial call is with HR (screening) Structured, 3 rounds of interview, one with Senior Associate, second with Principal (India) and third with Principal (usa), and the last one was with HR regarding salary negotiation

      Interview questions [15]

      Question 1

      What is Code of ethics ? Is it applicable in your company?
      Answer question

      Question 2

      What is the difference between Corporate bonds and Government Bonds ?
      Answer question

      Question 3

      What are the types of Accounts ?
      1 Answer

      Question 4

      Explain financial product cycle ?
      Answer question

      Question 5

      What does compliance mean to you ?
      Answer question

      Question 6

      What is conflict of interest in compliance ?
      Answer question

      Question 7

      What does code of conduct mean ?
      Answer question

      Question 8

      What is your biggest achievement so far in the corporate world ?
      Answer question

      Question 9

      What is broker account management?
      Answer question

      Question 10

      How do you bring the broker on Electronic feed from manual feed ?
      Answer question

      Question 11

      Apart from work, what are the other things that interest you ?
      Answer question

      Question 12

      What is that thing that you have enjoyed doing so far in work till now ?
      Answer question

      Question 13

      Why are you leaving you current job ?
      Answer question

      Question 14

      What does Ares do ? Explain me their business little bit in detail.
      Answer question

      Question 15

      How would you travel to Sakinaka from your residence, don't you think its too far and inconvenient taking into consideration that we might be doing 4 days work from office in future ?
      Answer question

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