Case study and market based questions. Must be able to demonstrate sound investment knowledge related to stocks, bonds and alternatives. Demonstrate knowledge in trust and estate, tax and client communication.
First interview is a phone call lasts about twenty minutes. Normal behavioral questions was asked one market question. Then you will be asked to do a behavioral assessment and a case study in order to proceed forward in the interview process.
Interview questions [1]
Question 1
Difference between a Roth IRA and a traditional.
How to do a back door Roth conversion?