There was only one interview, but there were three people in the room, the director, associate director, and examination manager. There was a good grilling on how I would handle certain situation. It is very behavioral based process.
Interview questions [1]
Question 1
Give me a time when you had to deal with a difficult employee or problem and how did you overcome this?
I applied online. I interviewed at FINRA (New York, NY) in Jan 2021
Interview
I interviewed with 2 managers. The process was easy and I was contacted within 2 weeks of applying. It was a pretty easy interview, mostly behavioral questions. Make sure to be prepared, STAR method would be very helpful.