4.0
Apr 30, 2015
Anonymous employee
Current employee
Recommend
CEO approval
Business Outlook
Pros
Great technology and back office support, especially for hybrid RIA. The payout is better than most wirehouses and for those wanting to go independent, it is a soft place to land.
Cons
As with all broker dealers there is a lot of compliance to deal with. They tend to lack support on some of the products.