FINRA Company Updates | Glassdoor

Company Updates

  • We work closely with the SEC and other federal regulators all the time. In fact, last year we referred 855 cases. Many came from our Office of Fraud Detection and Market Intelligence. Here's how they do it:

  • What to learn what FINRA is all about? Check out our podcast FINRA Unscripted on our website or wherever you listen to podcasts.


    FINRA Unscripted is the voice of the nation's largest non-government securities regulator. We bring together FINRA leaders to discuss existing and emerging regulatory topics that impact the broker-dealer industry. We share best practices for compliance officers, insights into the operations of a 3,500 person self-regulated organization and educational tools and information for investors.

  • One of the things our employees appreciate the most about FINRA is the work-life balance. Here's what they have to say:

  • Last week we hosted our 3rd annual Createathon--our version of a hackathon--with the theme #MachineReady. It was a smashing success! Thank you to all our employees who participated! Here's a quick recap:

  • We're honored to have been named one of the 2018 Best Places to Work for Disability Inclusion by the Disability Equality Index. We were one of 126 companies to receive the distinction this year.

    2018 Best Places to Work | The Disability Equality Index Web Site

    Companies that receive a score of 80 or above on the DEI are considered "DEI Best Places to Work for Disability Inclusion." Use of the "DEI Best Places to Work for Disability Inclusion" name is an exclusive benefit for the companies that scored an 80 or above on the DEI.

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